List of insiders holdings for BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | Finke Thomas F Chairman & CEO of Adviser |
2015-10-02 15:56:52 | 42,000 0 |
42,000 | Form 4 |
2 | Morrison Russell President |
2015-08-24 14:26:02 | 16,000 0 |
16,000 | Form 4 |
3 | Thompson Paul John Officer of Adviser |
2019-10-24 18:39:07 | 15,232 0 |
15,232 | Form 4 |
4 | Freno Michael CEO & President |
2023-04-21 16:08:03 | 11,947 0 |
11,947 | Form 4 |
5 | NOREEN CLIFFORD M President of Adviser |
2014-12-31 10:29:35 | 10,000 0 |
10,000 | Form 4 |
6 | Summerscale Zak Officer of Sub-Adviser |
2013-09-04 12:41:35 | 0 6,500 |
6,500 | Form 4/A |
7 | Feeley Sean Vice President |
2015-12-22 11:24:58 | 6,061 0 |
6,061 | Form 4 |
8 | Rollings Michael Thomas Adviser Board Member |
2015-08-24 14:26:00 | 5,200 0 |
5,200 | Form 4 |
9 | BABSON CAPITAL MANAGEMENT LLC Adviser of Fund |
2012-10-25 14:30:43 | 4,200 0 |
4,200 | Form 3 |
10 | Okel Thomas Trustee |
2012-10-25 16:37:07 | 4,000 0 |
4,000 | Form 3 |
11 | Corbett M. Timothy Adviser Board Member |
2015-07-27 09:50:30 | 3,000 900 |
3,900 | Form 4 |
12 | MIHALICK DAVID Director |
2020-12-03 09:43:38 | 3,500 0 |
3,500 | Form 3 |
13 | CRANDALL ROGER W Adviser Board Member |
2021-11-30 08:26:49 | 3,431 0 |
3,431 | Form 4 |
14 | Roth Scott Vice President |
2013-01-07 10:48:34 | 2,000 0 |
2,000 | Form 4 |
15 | Mathieson Stuart Investment Personnel/Sub-Adv. |
2016-10-05 13:21:56 | 0 1000 |
1000 | Form 4 |
16 | McDonnell Thomas Investment Personnel |
2013-06-17 10:04:57 | 1000 0 |
1000 | Form 4 |
17 | BUNN THOMAS W Trustee |
2013-11-26 13:47:03 | 526 0 |
526 | Form 4 |
18 | McMahon Arthur J Investment Personnel |
2014-12-18 10:12:11 | 500 0 |
500 | Form 4 |
19 | Senkpiel Mark Investment Personnel |
2020-05-18 13:18:09 | 0.875 0 |
0.875 | Form 4 |
20 | Plouche Cynthia Trustee |
2017-08-07 18:54:02 | 0 0 |
0 | Form 3 |
21 | LaPiana Paul Adviser Board Member |
2025-01-21 17:22:06 | 0 0 |
0 | Form 3 |
22 | Craddock Geoff Adviser Board Member |
2017-11-06 12:30:22 | 0 0 |
0 | Form 3 |
23 | Dinerman Jill Associate Director Director |
2019-02-13 19:32:02 | 0 0 |
0 | Form 3 |
24 | Sumichrast Martin A. Trustee |
2017-01-27 15:16:28 | 0 0 |
0 | Form 4 |
25 | Nitzan Andrea Officer of Adviser |
2020-01-31 10:06:23 | 0 0 |
0 | Form 3 |
26 | Olmstead Jill Trustee |
2021-08-13 14:19:20 | 0 0 |
0 | Form 3 |
27 | FORTIN MARY JANE Adviser Board Member |
2025-01-13 15:03:39 | 0 0 |
0 | Form 3 |
28 | Branca Itzbell Chief Compliance Officer |
2024-09-05 11:43:19 | 0 0 |
0 | Form 3 |
29 | PARTLAN ERIC Adviser Board Member |
2023-05-22 09:41:26 | 0 0 |
0 | Form 3 |
30 | MacCordy Gregory Wayne Chief Compliance Officer |
2023-02-22 16:10:37 | 0 0 |
0 | Form 3 |
31 | STEINNERD ASHLEE Chief Legal Officer |
2023-02-22 16:10:34 | 0 0 |
0 | Form 3 |
32 | TECMIRE BENJAMIN Chief Compliance Officer |
2022-09-16 16:19:34 | 0 0 |
0 | Form 3 |
33 | Hanscom Christopher Treasurer |
2021-11-12 09:08:11 | 0 0 |
0 | Form 3 |
34 | Lloyd Eric J Officer of Adviser |
2021-11-09 16:22:13 | 0 0 |
0 | Form 3 |
35 | Cowart Michael Chief Compliance Officer |
2020-02-14 15:29:42 | 0 0 |
0 | Form 3 |
36 | Mulhern Mark F Director |
2021-08-13 14:19:04 | 0 0 |
0 | Form 3 |
37 | Dillman Rodney J Trustee |
2020-11-30 19:25:21 | 0 0 |
0 | Form 4 |
38 | Murray Elizabeth A. Treasurer |
2020-11-09 16:11:41 | 0 0 |
0 | Form 3 |
39 | Cicco Susan Adviser Board Member |
2020-05-22 12:43:06 | 0 0 |
0 | Form 3 |
40 | O'Connor Michael James Adviser Board Member |
2020-05-20 11:34:43 | 0 0 |
0 | Form 3 |
41 | Merritt Sears Adviser Board Member |
2020-05-15 09:34:04 | 0 0 |
0 | Form 3 |
42 | Cary Christopher Officer of Adviser |
2020-05-08 17:57:52 | 0 0 |
0 | Form 3 |
43 | Wells David P Investment Personnel |
2012-11-29 17:05:21 | 0 0 |
0 | Form 3 |
44 | BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND Sub-Adviser to Fund |
2012-10-25 16:37:16 | 0 0 |
0 | Form 3 |
45 | Harris Bernard Trustee |
2012-10-25 17:03:35 | 0 0 |
0 | Form 3 |
46 | LaGrant Melissa Marie Chief Compliance Officer |
2012-10-25 15:17:58 | 0 0 |
0 | Form 3 |
47 | DeFrancis Christopher Officer of Adviser |
2012-10-25 15:29:06 | 0 0 |
0 | Form 3 |
48 | Francis Sheldon M Officer of Adviser |
2012-10-25 16:02:29 | 0 0 |
0 | Form 3 |
49 | Ward Chicares Elizabeth Adviser Board Member |
2012-10-25 16:08:31 | 0 0 |
0 | Form 3 |
50 | Clegg Bernadette Officer of Adviser |
2012-10-25 16:08:37 | 0 0 |
0 | Form 3 |
51 | Hoefling Patrick CFO, Treasurer |
2012-10-25 16:14:42 | 0 0 |
0 | Form 3 |
52 | BRENNAN DAVID J Adviser Board Member |
2012-10-29 11:25:52 | 0 0 |
0 | Form 3 |
53 | Tugnait Kam Officer of Sub-Adviser |
2012-10-29 11:49:12 | 0 0 |
0 | Form 3 |
54 | Burgel Oliver Officer of Sub-Adviser |
2012-10-30 14:48:55 | 0 0 |
0 | Form 3 |
55 | Babson Capital Global Advisors Ltd Sub-Adviser to Fund |
2012-10-30 17:11:34 | 0 0 |
0 | Form 3/A |
56 | Bishop Janice Secretary/Chief Legal Officer |
2012-11-29 14:20:13 | 0 0 |
0 | Form 3 |
57 | Butler Adrienne Investment Personnel |
2012-11-29 15:54:18 | 0 0 |
0 | Form 3 |
58 | Pollock Carlene CFO |
2016-11-02 16:09:49 | 0 0 |
0 | Form 3 |
59 | Sowell Marcus Investment Personnel |
2012-11-29 17:06:18 | 0 0 |
0 | Form 3 |
60 | Secrest David Investment Personnel |
2012-11-29 17:08:33 | 0 0 |
0 | Form 3 |
61 | Gacevich Kenneth Investment Personnel |
2012-11-29 17:12:45 | 0 0 |
0 | Form 3 |
62 | DiVittorio Steven Investment Personnel |
2012-11-29 17:13:49 | 0 0 |
0 | Form 3 |
63 | Astone Michael Investment Personnel |
2012-11-30 11:19:37 | 0 0 |
0 | Form 3 |
64 | Lennon Andrew Treasurer |
2013-01-18 17:01:58 | 0 0 |
0 | Form 3 |
65 | Horne Martin Investment Personnel/Sub-Adv. |
2013-01-18 10:43:01 | 0 0 |
0 | Form 3 |
66 | Embaie Robel Investment Personnel/Sub-Adv. |
2013-01-18 10:43:03 | 0 0 |
0 | Form 3 |
67 | Faulkner Robert Investment Personnel/Sub-Adv. |
2013-01-18 10:43:06 | 0 0 |
0 | Form 3 |
68 | Sawyer Christopher Investment Personnel/Sub-Adv. |
2013-01-18 10:43:07 | 0 0 |
0 | Form 3 |
69 | Wallis James Investment Personnel/Sub-Adv. |
2013-01-18 10:43:08 | 0 0 |
0 | Form 3 |
70 | Glavin William Francis Jr Advisor Board Member |
2014-12-29 17:24:30 | 0 0 |
0 | Form 3 |
71 | Mastandrea Lesley Treasurer |
2016-11-02 16:09:45 | 0 0 |
0 | Form 3 |