Insider Trading & Ownership - Finke Thomas M

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Finke Thomas M
Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2023-06-30
Purchase		 2023-07-05
4:46 pm		 ALLIANCE ENTERTAINMENT HOLDING CORP AENT Finke Thomas M
Director		 83,300 $3 $249,900 321,028
(Indirect
Direct)		 View
2020-05-05
Purchase		 2020-05-06
09:25 am		 Barings BDC Inc. BBDC Finke Thomas M
Officer of Adviser
Director		 15,000 $7.0025 $105,038 25,000
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2024-05-15
Option Award		 2024-05-17
3:16 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 11,955 $0 43,398
(Direct)		 View
2023-05-15
Option Award		 2023-05-17
4:30 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 12,820 $0 31,443
(Direct)		 View
2023-02-10
Other		 2023-02-13
6:01 pm		 N/A
N/A		 ALLIANCE ENTERTAINMENT HOLDING CORP ADRA Finke Thomas M
Director		 10,265,061 $0 7,582,789
(Indirect)		 View
2023-02-10
Exercise		 2023-02-13
6:01 pm		 N/A
N/A		 ALLIANCE ENTERTAINMENT HOLDING CORP ADRA Finke Thomas M
Director		 1,250,000 $0 7,582,789
(Indirect)		 View
2022-05-15
Option Award		 2022-05-17
4:36 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 10,930 $0 18,623
(Direct)		 View
2021-05-15
Option Award		 2021-05-18
5:21 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 5,807 $0 7,693
(Direct)		 View
2021-04-29
Option Award		 2021-05-03
5:27 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 1,311 $0 1,886
(Direct)		 View

Ownership		 2021-02-08
9:32 pm		 N/A
N/A		 Adara Acquisition Corp. ADRA Finke Thomas M
Director		 0 $0 50,000
(Direct)		 View
2021-01-27
Option Award		 2021-01-29
5:46 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 575 $0 575
(Direct)		 View

Ownership		 2020-12-01
5:02 pm		 N/A
N/A		 Invesco Ltd. IVZ Finke Thomas M
Director		 0 $0 0
(Direct)		 View
2020-11-05
Other		 2020-11-06
1:06 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 30 $12.11 56,632
(Direct)		 View
2020-10-22
Other		 2020-10-23
11:58 am		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 30 $12.04 55,480
(Direct)		 View
2020-10-08
Other		 2020-10-09
2:27 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 29 $12.44 55,450
(Direct)		 View
2020-09-24
Other		 2020-09-25
11:53 am		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 29 $12.55 55,421
(Direct)		 View
2020-09-10
Other		 2020-09-11
2:43 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 28 $12.79 55,392
(Direct)		 View
2020-08-27
Other		 2020-08-28
2:16 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 28 $13.02 55,364
(Direct)		 View
2020-08-13
Other		 2020-08-14
11:36 am		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 27 $13.49 55,336
(Direct)		 View
2020-07-30
Other		 2020-07-31
12:28 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 27 $13.45 54,324
(Direct)		 View
2020-07-16
Other		 2020-07-17
3:24 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 27 $13.33 54,297
(Direct)		 View
2020-07-02
Other		 2020-07-06
3:17 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 27 $13.47 54,270
(Direct)		 View
2020-06-18
Other		 2020-06-22
1:46 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 27 $13.4 54,243
(Direct)		 View
2020-06-04
Other		 2020-06-05
2:14 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 26 $13.64 54,216
(Direct)		 View
2020-05-21
Other		 2020-05-22
11:51 am		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 26 $13.89 54,190
(Direct)		 View
2020-05-07
Other		 2020-05-11
3:28 pm		 N/A
N/A		 BARINGS CORPORATE INVESTORS MCI Finke Thomas M
Officer of Adviser		 30 $12.1 54,164
(Direct)		 View