Insider Holders & Insider Ownership - CARLYLE CR INCOME FD (CCIA)

List of insiders holdings for CARLYLE CR INCOME FD:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Carlyle Global Credit Investment Management L.L.C.
Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
10% Owner
2023-09-14 16:05:29 4,785,628
0
4,785,628 Form 13D
2 CG Subsidiary Holdings L.L.C.
Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
10% Owner
2023-09-14 16:05:29 4,785,628
0
4,785,628 Form 13D
3 MCCABE JOAN Y
Director
2024-12-20 16:02:22 30,358
0
30,358 Form 4
4 Mehta Nishil
Portfolio Manager
2025-02-14 16:24:21 18,908
0
18,908 Form 5
5 Relative Value Partners Group LLC
QUALIFIED INSTITUTION MANAGER
2024-04-24 09:24:26 15,523
0
15,523 Form 13G
6 Basmadjian Lauren Michelle
Principal Executive Officer
2023-12-20 16:46:28 13,550
0
13,550 Form 4
7 Handa Sanjeev
Director
2025-02-14 16:23:28 13,031
0
13,031 Form 5
8 O'Donnell Jeffery Francis Sr.
Director
2014-10-24 16:31:11 9,232
0
9,232 Form 3
9 Cohen Michael D
President
2019-06-26 17:17:47 0
7,119
7,119 Form 4
10 Altuzzara Gustavo A
Treasurer
2014-08-15 14:36:10 0
5,580
5,580 Form 3
11 Chase Christopher Richard
Director
2014-08-08 17:24:52 5,322
0
5,322 Form 5
12 Joseph Nelson
PFO, PAO & Treasurer
2023-12-21 18:43:47 2,500
0
2,500 Form 4
13 Lefkowitz Joshua
CCO, CLO & Secretary
2025-02-14 16:22:21 1,129
0
1,129 Form 5
14 MATTOX M JASON
Secretary
2022-04-22 16:47:48 1,110
0
1,110 Form 3/A
15 Oakline Advisor LLC
Investment Adviser
2019-06-10 16:49:38 5.343
0
5.343 Form 4
16 Macdowell Jack Lee Jr
Independent Trustee
2020-09-03 15:47:21 0
0
0 Form 3
17 Garbin Mark
Director
2023-07-20 16:42:38 0
0
0 Form 3
18 Marcus Brian
Director
2023-07-20 16:02:34 0
0
0 Form 3
19 Carlyle Global Credit Investment Management L.L.C.
Investment Advisor
2023-07-20 16:01:14 0
0
0 Form 3
20 Poninski Destiny Marie
Treasurer
2021-01-14 17:16:59 0
0
0 Form 3
21 Bathon Thomas Neil
Director
2014-08-08 16:19:10 0
0
0 Form 3
22 Ross Lisa
Treasurer
2018-10-16 14:53:43 0
0
0 Form 3
23 CHAPMAN ROBERT J
Director
2015-09-03 17:50:14 0
0
0 Form 3
24 Hall S. Jason
Treasurer
2015-08-03 15:15:14 0
0
0 Form 3
25 Eigenbrodt Stanton Paul
Secretary
2015-08-03 16:14:59 0
0
0 Form 3
26 Boulware Robert J
Trustee
2014-11-21 16:35:52 0
0
0 Form 4
27 Ash James Phillip
Secretary
2014-08-11 13:33:03 0
0
0 Form 3
28 Schlafly Mark Joseph
Director
2014-08-08 17:34:21 0
0
0 Form 3
29 Closser Allen Bayard
President
2014-08-08 17:14:36 0
0
0 Form 5
30 Molineaux Emile R.
CCO
2014-08-08 16:24:37 0
0
0 Form 3