Insider Trading Activity - Carlyle Investment Management LLC

Real time insider trading transaction history:

Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
Shares are not adjusted for stock split.

"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Insider Trading Transactions for Carlyle Investment Management LLC

Common stock purchase or sale:

Transaction Date	Reported DateTime	Company	Symbol	Insider Relationship	Shares Traded	Average Price	Total Amount	Shares Owned	Filing
2024-02-08 Purchase	2024-02-12 6:23 pm	Jasper Therapeutics Inc.	JSPR	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC Abingworth LLP Abingworth Bioventures VII LP Former 10% Owner	190,000	$12.95	$2,460,500	1,066,189 (Indirect)	View
2023-01-27 Purchase	2023-01-31 5:24 pm	Jasper Therapeutics Inc.	JSPR	Carlyle Group Inc. Abingworth LLP Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	3,133,333	$1.5	$4,700,000	8,761,891 (Indirect)	View
2022-08-17 Sale	2022-08-19 4:39 pm	Vera Therapeutics Inc.	VERA	Carlyle Group Inc. Abingworth LLP Abingworth Bioventures 8 LP Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	9,925	$20.25	$201,026	2,960,231 (Indirect)	View

Stock options: Exercise, Award, Grant, Conversion

Transaction Date	Reported DateTime	Exercisable Expiration	Company	Symnbol	Insider Relationship	Shares Traded	Conversion Price	Shares Owned	Filing
2023-09-28 Conversion	2023-10-02 7:54 pm	N/A N/A	SOLENO THERAPEUTICS INC	SLNO	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC Abingworth LLP Abingworth Bioventures VII LP 10% Owner	1,092,056	$0	2,293,562 (Indirect)	View
2023-09-28 Conversion	2023-10-02 7:54 pm	N/A N/A	SOLENO THERAPEUTICS INC	SLNO	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC Abingworth LLP Abingworth Bioventures VII LP 10% Owner	1,092,056	$1.75	2,293,562 (Indirect)	View
Ownership	2023-01-23 4:40 pm	N/A N/A	Vertical Capital Income Fund	VCIF	Carlyle Global Credit Investment Management L.L.C. Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC 10% Owner	0	$0	0 (Indirect)	View
2022-08-17 Exercise	2022-08-19 4:39 pm	N/A 2031-05-12	Vera Therapeutics Inc.	VERA	Carlyle Group Inc. Abingworth LLP Abingworth Bioventures 8 LP Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	9,925	$0	2,960,231 (Indirect)	View
2022-08-17 Exercise	2022-08-19 4:39 pm	N/A N/A	Vera Therapeutics Inc.	VERA	Carlyle Group Inc. Abingworth LLP Abingworth Bioventures 8 LP Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	9,925	$11	2,960,231 (Indirect)	View
Ownership	2022-08-11 5:05 pm	N/A N/A	eFFECTOR Therapeutics Inc.	EFTR	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	0	$0	5,435,229 (Indirect)	View
Ownership	2022-08-11 4:57 pm	N/A N/A	Jasper Therapeutics Inc.	JSPR	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	0	$0	5,706,603 (Indirect)	View
Ownership	2022-08-11 4:55 pm	N/A N/A	SOLENO THERAPEUTICS INC	SLNO	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	0	$0	26,089,814 (Indirect)	View
Ownership	2022-08-11 4:52 pm	N/A N/A	Vera Therapeutics Inc.	VERA	Carlyle Group Inc. Carlyle Holdings I GP Inc. Carlyle Holdings I GP Sub L.L.C. Carlyle Holdings I L.P. CG Subsidiary Holdings L.L.C. TC Group LLC Carlyle Investment Management LLC Carlyle Genesis UK LLC 10% Owner	0	$0	2,970,156 (Indirect)	View

Insider Trading & Ownership - Carlyle Investment Management LLC