Insider Holders & Insider Ownership - Barings BDC Inc. (BBDC)

List of insiders holdings for Barings BDC Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 BARINGS LLC
Investment Adviser
10% Owner
2019-02-11 18:21:01 13,356,159
0
13,356,159 Form 13D
2 KNAPP ROBERT C
Director
2020-12-23 16:32:10 361,034
0
361,034 Form 3
3 LILLY STEVEN C
CFO and Secretary
2018-08-02 16:37:49 256,818
0
256,818 Form 4
4 Burgess Brent P W
Chief Investment Officer
2016-05-09 20:12:10 235,521
0
235,521 Form 4
5 Tucker Garland S III
Director
2018-05-07 19:48:02 146,031
69,237
215,268 Form 4
6 Poole E. Ashton
President and CEO
2018-08-02 16:37:10 181,534
4,022
185,556 Form 4
7 Vaughn Douglas A.
Chief Administrative Officer
2018-08-02 16:39:58 144,830
28,965
173,795 Form 4
8 Nordan Cary B.
Chief Origination Officer
2018-08-02 16:39:10 167,689
1,684
169,373 Form 4
9 Dombcik Jeffrey A.
Chief Credit Officer
2018-08-02 16:38:31 146,713
0
146,713 Form 4
10 SMITH SHERWOOD HUBBARD JR.
Director
2017-02-07 16:23:12 86,159
36,660
122,819 Form 5
11 Dunwoody W McComb
Director
2018-05-07 20:12:30 113,323
0
113,323 Form 4
12 RICH SIMON B. JR.
Director
2018-05-07 19:49:33 95,276
5,590
100,866 Form 4
13 GARROTT THOMAS M
Director
2008-06-12 16:23:17 33,315
53,838
87,153 Form 4
14 Knox C. Robert Jr.
Principal Accounting Officer
2018-12-20 14:37:11 85,282
0
85,282 Form 4
15 Long Tarlton H
Managing Director
Director
2008-02-13 17:20:52 74,541
3,138
77,679 Form 5
16 Parker David F
Managing Director
Director
2008-02-13 17:20:12 69,000
3,138
72,138 Form 5
17 Freno Michael
Officer of Adviser
2024-05-10 13:20:43 71,145
0
71,145 Form 4
18 Goldstein Benjamin S
Director
2018-05-07 20:11:46 65,873
0
65,873 Form 4
19 BYERS STEPHEN R
Director
2024-12-13 14:10:20 50,001
0
50,001 Form 4
20 GAMBILL MARK M
Director
2018-05-07 20:10:52 34,301
0
34,301 Form 4
21 Craddock Geoff
Adviser Board Member
2023-04-10 10:09:44 30,000
0
30,000 Form 4
22 Lloyd Eric J
Trustee & CEO
2020-03-17 11:47:38 28,928
0
28,928 Form 4/A
23 Finke Thomas M
Officer of Adviser
Director
2020-05-06 09:25:37 25,000
0
25,000 Form 4
24 Bock Jonathan
Chief Financial Officer
2020-03-13 11:48:19 22,075
0
22,075 Form 4
25 Murray Elizabeth A.
CFO and COO and PAO
2024-12-13 09:50:36 20,805
0
20,805 Form 4
26 Moses Thomas
Treasurer
2020-03-05 13:52:14 20,371
0
20,371 Form 3
27 Okel Thomas
Director
2023-03-10 15:28:32 20,037
0
20,037 Form 4
28 MIHALICK DAVID
Director
2021-12-02 07:38:23 20,000
0
20,000 Form 4
29 CRANDALL ROGER W
Adviser Board Member
2021-08-11 16:04:32 18,250
0
18,250 Form 4
30 Freund Matthew
President
2024-12-12 15:27:04 15,971
0
15,971 Form 4
31 McDonnell Thomas
Vice President
2021-11-30 10:39:53 13,000
0
13,000 Form 4
32 Thompson Paul John
Officer of the Adviser
2018-10-05 10:53:44 12,000
0
12,000 Form 4
33 Mulhern Mark F
Director
2018-05-07 19:48:53 9,791
0
9,791 Form 4
34 CHILLAG JEFFREY
Director of Finance
Director
2023-05-11 13:43:43 8,374
0
8,374 Form 4/A
35 Cary Christopher
Head of Stakeholder Relations
2020-03-13 14:43:43 7,000
0
7,000 Form 4
36 Landsberg Jonathan
Assistant Director of Finance
Director
2019-04-02 10:16:29 6,251
0
6,251 Form 4
37 Switzer John
Director
2020-12-22 09:41:28 6,000
0
6,000 Form 4
38 Olmstead Jill
Director
2019-03-13 13:23:29 4,000
0
4,000 Form 3/A
39 PERLEY ALBERT
Treasurer
2023-05-10 16:17:36 2,000
0
2,000 Form 4
40 Merritt Sears
Adviser Board Member
2023-05-11 15:55:50 1,358
0
1,358 Form 4
41 LaPiana Paul
Adviser Board Member
2025-01-21 17:23:08 0
0
0 Form 3
42 O'Connor Michael James
Adviser Board Member
2024-12-13 11:48:29 0
0
0 Form 4
43 Fowler Ian M
President
2018-08-06 19:49:36 0
0
0 Form 3
44 FORTIN MARY JANE
Adviser Board Member
2025-01-13 15:00:26 0
0
0 Form 3
45 PARTLAN ERIC
Adviser Board Member
2023-05-22 09:19:38 0
0
0 Form 3
46 DESIENO MICHAEL
Chief Accounting Officer
2023-11-09 16:39:04 0
0
0 Form 3
47 Bishop Janice
Chief Legal Officer/Secretary
2018-08-06 19:49:19 0
0
0 Form 3
48 Branca Itzbell
Chief Compliance Officer
2024-09-05 10:31:06 0
0
0 Form 3
49 LaGrant Melissa Marie
Chief Compliance Officer
2018-08-06 19:49:15 0
0
0 Form 3
50 STEINNERD ASHLEE
Chief Legal Officer
2023-02-23 15:56:24 0
0
0 Form 3
51 MacCordy Gregory Wayne
Chief Compliance Officer
2023-02-23 15:51:04 0
0
0 Form 3
52 TECMIRE BENJAMIN
Chief Compliance Officer
2022-09-16 16:18:20 0
0
0 Form 3
53 Lancaster-Beal Valerie
Director
2022-02-25 16:28:19 0
0
0 Form 3
54 Harris Bernard
Director
2021-08-05 15:50:11 0
0
0 Form 3
55 Corbett M. Timothy
Adviser Board Member
2018-08-10 13:49:13 0
0
0 Form 3
56 HIGH BRYAN
Vice President
2020-11-13 10:02:01 0
0
0 Form 3
57 Cicco Susan
Adviser Board Member
2020-05-22 12:40:48 0
0
0 Form 3
58 Glavin William Francis Jr
Adviser Board Member
2018-08-10 13:49:22 0
0
0 Form 3
59 Dinerman Jill
Associate Director
Director
2020-05-05 13:31:54 0
0
0 Form 4
60 Ward Chicares Elizabeth
Adviser Board Member
2018-08-10 13:49:26 0
0
0 Form 3
61 DeFrancis Christopher
Officer of Adviser
2018-08-10 13:49:31 0
0
0 Form 3
62 Francis Sheldon M
Officer of Adviser
2018-08-10 13:49:36 0
0
0 Form 3
63 Cowart Michael
Chief Compliance Officer
2020-02-27 12:04:22 0
0
0 Form 3
64 Nitzan Andrea
Officer of Adviser
2020-01-31 09:59:44 0
0
0 Form 3
65 Hoefling Patrick
Officer of Adviser
2018-08-10 13:49:44 0
0
0 Form 3