List of insiders holdings for Barings BDC Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | BARINGS LLC Investment Adviser 10% Owner |
2019-02-11 18:21:01 | 13,356,159 0 |
13,356,159 | Form 13D |
2 | KNAPP ROBERT C Director |
2020-12-23 16:32:10 | 361,034 0 |
361,034 | Form 3 |
3 | LILLY STEVEN C CFO and Secretary |
2018-08-02 16:37:49 | 256,818 0 |
256,818 | Form 4 |
4 | Burgess Brent P W Chief Investment Officer |
2016-05-09 20:12:10 | 235,521 0 |
235,521 | Form 4 |
5 | Tucker Garland S III Director |
2018-05-07 19:48:02 | 146,031 69,237 |
215,268 | Form 4 |
6 | Poole E. Ashton President and CEO |
2018-08-02 16:37:10 | 181,534 4,022 |
185,556 | Form 4 |
7 | Vaughn Douglas A. Chief Administrative Officer |
2018-08-02 16:39:58 | 144,830 28,965 |
173,795 | Form 4 |
8 | Nordan Cary B. Chief Origination Officer |
2018-08-02 16:39:10 | 167,689 1,684 |
169,373 | Form 4 |
9 | Dombcik Jeffrey A. Chief Credit Officer |
2018-08-02 16:38:31 | 146,713 0 |
146,713 | Form 4 |
10 | SMITH SHERWOOD HUBBARD JR. Director |
2017-02-07 16:23:12 | 86,159 36,660 |
122,819 | Form 5 |
11 | Dunwoody W McComb Director |
2018-05-07 20:12:30 | 113,323 0 |
113,323 | Form 4 |
12 | RICH SIMON B. JR. Director |
2018-05-07 19:49:33 | 95,276 5,590 |
100,866 | Form 4 |
13 | GARROTT THOMAS M Director |
2008-06-12 16:23:17 | 33,315 53,838 |
87,153 | Form 4 |
14 | Knox C. Robert Jr. Principal Accounting Officer |
2018-12-20 14:37:11 | 85,282 0 |
85,282 | Form 4 |
15 | Long Tarlton H Managing Director Director |
2008-02-13 17:20:52 | 74,541 3,138 |
77,679 | Form 5 |
16 | Parker David F Managing Director Director |
2008-02-13 17:20:12 | 69,000 3,138 |
72,138 | Form 5 |
17 | Freno Michael Officer of Adviser |
2024-05-10 13:20:43 | 71,145 0 |
71,145 | Form 4 |
18 | Goldstein Benjamin S Director |
2018-05-07 20:11:46 | 65,873 0 |
65,873 | Form 4 |
19 | BYERS STEPHEN R Director |
2024-12-13 14:10:20 | 50,001 0 |
50,001 | Form 4 |
20 | GAMBILL MARK M Director |
2018-05-07 20:10:52 | 34,301 0 |
34,301 | Form 4 |
21 | Craddock Geoff Adviser Board Member |
2023-04-10 10:09:44 | 30,000 0 |
30,000 | Form 4 |
22 | Lloyd Eric J Trustee & CEO |
2020-03-17 11:47:38 | 28,928 0 |
28,928 | Form 4/A |
23 | Finke Thomas M Officer of Adviser Director |
2020-05-06 09:25:37 | 25,000 0 |
25,000 | Form 4 |
24 | Bock Jonathan Chief Financial Officer |
2020-03-13 11:48:19 | 22,075 0 |
22,075 | Form 4 |
25 | Murray Elizabeth A. CFO and COO and PAO |
2024-12-13 09:50:36 | 20,805 0 |
20,805 | Form 4 |
26 | Moses Thomas Treasurer |
2020-03-05 13:52:14 | 20,371 0 |
20,371 | Form 3 |
27 | Okel Thomas Director |
2023-03-10 15:28:32 | 20,037 0 |
20,037 | Form 4 |
28 | MIHALICK DAVID Director |
2021-12-02 07:38:23 | 20,000 0 |
20,000 | Form 4 |
29 | CRANDALL ROGER W Adviser Board Member |
2021-08-11 16:04:32 | 18,250 0 |
18,250 | Form 4 |
30 | Freund Matthew President |
2024-12-12 15:27:04 | 15,971 0 |
15,971 | Form 4 |
31 | McDonnell Thomas Vice President |
2021-11-30 10:39:53 | 13,000 0 |
13,000 | Form 4 |
32 | Thompson Paul John Officer of the Adviser |
2018-10-05 10:53:44 | 12,000 0 |
12,000 | Form 4 |
33 | Mulhern Mark F Director |
2018-05-07 19:48:53 | 9,791 0 |
9,791 | Form 4 |
34 | CHILLAG JEFFREY Director of Finance Director |
2023-05-11 13:43:43 | 8,374 0 |
8,374 | Form 4/A |
35 | Cary Christopher Head of Stakeholder Relations |
2020-03-13 14:43:43 | 7,000 0 |
7,000 | Form 4 |
36 | Landsberg Jonathan Assistant Director of Finance Director |
2019-04-02 10:16:29 | 6,251 0 |
6,251 | Form 4 |
37 | Switzer John Director |
2020-12-22 09:41:28 | 6,000 0 |
6,000 | Form 4 |
38 | Olmstead Jill Director |
2019-03-13 13:23:29 | 4,000 0 |
4,000 | Form 3/A |
39 | PERLEY ALBERT Treasurer |
2023-05-10 16:17:36 | 2,000 0 |
2,000 | Form 4 |
40 | Merritt Sears Adviser Board Member |
2023-05-11 15:55:50 | 1,358 0 |
1,358 | Form 4 |
41 | LaPiana Paul Adviser Board Member |
2025-01-21 17:23:08 | 0 0 |
0 | Form 3 |
42 | O'Connor Michael James Adviser Board Member |
2024-12-13 11:48:29 | 0 0 |
0 | Form 4 |
43 | Fowler Ian M President |
2018-08-06 19:49:36 | 0 0 |
0 | Form 3 |
44 | FORTIN MARY JANE Adviser Board Member |
2025-01-13 15:00:26 | 0 0 |
0 | Form 3 |
45 | PARTLAN ERIC Adviser Board Member |
2023-05-22 09:19:38 | 0 0 |
0 | Form 3 |
46 | DESIENO MICHAEL Chief Accounting Officer |
2023-11-09 16:39:04 | 0 0 |
0 | Form 3 |
47 | Bishop Janice Chief Legal Officer/Secretary |
2018-08-06 19:49:19 | 0 0 |
0 | Form 3 |
48 | Branca Itzbell Chief Compliance Officer |
2024-09-05 10:31:06 | 0 0 |
0 | Form 3 |
49 | LaGrant Melissa Marie Chief Compliance Officer |
2018-08-06 19:49:15 | 0 0 |
0 | Form 3 |
50 | STEINNERD ASHLEE Chief Legal Officer |
2023-02-23 15:56:24 | 0 0 |
0 | Form 3 |
51 | MacCordy Gregory Wayne Chief Compliance Officer |
2023-02-23 15:51:04 | 0 0 |
0 | Form 3 |
52 | TECMIRE BENJAMIN Chief Compliance Officer |
2022-09-16 16:18:20 | 0 0 |
0 | Form 3 |
53 | Lancaster-Beal Valerie Director |
2022-02-25 16:28:19 | 0 0 |
0 | Form 3 |
54 | Harris Bernard Director |
2021-08-05 15:50:11 | 0 0 |
0 | Form 3 |
55 | Corbett M. Timothy Adviser Board Member |
2018-08-10 13:49:13 | 0 0 |
0 | Form 3 |
56 | HIGH BRYAN Vice President |
2020-11-13 10:02:01 | 0 0 |
0 | Form 3 |
57 | Cicco Susan Adviser Board Member |
2020-05-22 12:40:48 | 0 0 |
0 | Form 3 |
58 | Glavin William Francis Jr Adviser Board Member |
2018-08-10 13:49:22 | 0 0 |
0 | Form 3 |
59 | Dinerman Jill Associate Director Director |
2020-05-05 13:31:54 | 0 0 |
0 | Form 4 |
60 | Ward Chicares Elizabeth Adviser Board Member |
2018-08-10 13:49:26 | 0 0 |
0 | Form 3 |
61 | DeFrancis Christopher Officer of Adviser |
2018-08-10 13:49:31 | 0 0 |
0 | Form 3 |
62 | Francis Sheldon M Officer of Adviser |
2018-08-10 13:49:36 | 0 0 |
0 | Form 3 |
63 | Cowart Michael Chief Compliance Officer |
2020-02-27 12:04:22 | 0 0 |
0 | Form 3 |
64 | Nitzan Andrea Officer of Adviser |
2020-01-31 09:59:44 | 0 0 |
0 | Form 3 |
65 | Hoefling Patrick Officer of Adviser |
2018-08-10 13:49:44 | 0 0 |
0 | Form 3 |