Insider Holders & Insider Ownership - BlackRock TCP Capital Corp. (TCPC)

List of insiders holdings for BlackRock TCP Capital Corp.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 BABSON CAPITAL MANAGEMENT LLC
Investment Co-Manager
2015-02-17 16:27:41 1,603,372
0
1,603,372 Form 13G
2 LEVKOWITZ HOWARD
CEO
2020-11-12 17:34:30 186,318
25,645
211,963 Form 4
3 Vig Rajneesh
CEO and Chairman of the Board
2024-09-03 20:10:16 130,930
0
130,930 Form 4
4 HOLDSWORTH MARK
Authorized Person
2018-02-06 17:23:35 77,451
0
77,451 Form 4
5 DRAUT ERIC JOHN
Director
2025-03-07 16:14:36 57,000
0
57,000 Form 4
6 Worrell August Daniel
Co-Chief Investment Officer
2025-03-13 17:24:17 53,902
0
53,902 Form 4
7 Singhal Nik
Chief Operating Officer
2024-03-20 18:41:17 48,713
2,769
51,482 Form 4
8 MASSACHUSETTS MUTUAL LIFE INSURANCE CO
Affiliate of Advisor
10% Owner
2006-08-11 16:27:17 42,722
0
42,722 Form 3
9 Wruble Brian F
Director
2020-02-28 16:41:55 30,000
10,000
40,000 Form 4
10 Tseng Philip M
Director and CEO
2025-03-21 18:55:17 38,587
0
38,587 Form 4
11 Mehring Jason
President
2025-03-13 17:21:56 33,345
0
33,345 Form 4
12 Davis Paul L
CFO
2020-03-17 08:09:27 28,500
0
28,500 Form 4
13 Reiss M. Freddie
Director
2016-08-24 18:18:00 25,000
0
25,000 Form 3
14 Wolfe Patrick
Chief Operating Officer
2025-03-17 18:50:27 21,996
0
21,996 Form 4
15 Usifer Maureen K
Director
2024-03-20 14:54:26 20,997
0
20,997 Form 4
16 JOHNSON FRANKLIN
Director
2014-05-15 17:31:16 18,866
0
18,866 Form 4
17 TENNENBAUM MICHAEL E
See remarks below
2006-08-11 20:42:16 0
13,119
13,119 Form 3
18 TENNENBAUM & CO LLC
Affiliate of Adviser
2006-08-11 20:31:14 13,119
0
13,119 Form 3
19 Leitner Michael E
Authorized Person
2020-02-04 18:37:49 12,180
0
12,180 Form 4
20 Petro Andrea
Director
2024-06-07 16:44:22 11,823
0
11,823 Form 4
21 CORBET KATHLEEN A
Director
2020-08-27 16:51:35 10,000
0
10,000 Form 4
22 Schwab Peter E
Director
2015-12-18 17:44:03 8,500
0
8,500 Form 4
23 BARON JOHN R
Director
2024-03-20 14:51:54 8,404
0
8,404 Form 4
24 Leets Karen L
Director
2024-06-07 16:43:17 4,380
0
4,380 Form 4
25 Gerch Todd
Chief Operating Officer
2012-04-12 16:40:49 1,674
0
1,674 Form 3
26 Jaquez-Fissori Todd
Managing Director
Director
2014-05-14 16:56:25 1,200
0
1,200 Form 4
27 Greenwood Elizabeth
CCO and Secretary
2014-10-15 16:18:29 1000
0
1000 Form 4
28 Williams Karyn Leigh
Director
2021-12-03 21:49:04 875
0
875 Form 4
29 Wilson Hugh Steven
Authorized Person
2006-08-11 20:45:11 489.91
0
489.91 Form 3
30 JALENAK L R JR
Director
2006-08-11 20:17:42 451.98
0
451.98 Form 3
31 Cuellar Erik L.
CFO
2021-11-22 16:53:30 250
0
250 Form 4
32 Hollander David A
Secretary
2006-08-11 20:15:35 11.62
0
11.62 Form 3
33 Feliciano Jose Enrique
Officer of Investment Adviser
2006-08-11 19:58:46 5.8122
0
5.8122 Form 3
34 CHANG STEVEN C
Officer of Investment Adviser
2006-08-11 19:54:02 5.8122
0
5.8122 Form 3
35 Francis Sheldon M
Officer of Investment Co-Mgr
2011-01-07 10:22:43 0
0
0 Form 3
36 Park Charles
Interim CCO
2024-09-16 14:57:57 0
0
0 Form 3
37 Hazzard Ariel Tiffany
Chief Compliance Officer
2025-01-27 15:22:28 0
0
0 Form 3
38 NOREEN CLIFFORD M
Officer of Advisor
2007-02-05 13:22:00 0
0
0 Form 3
39 SVOF/MM LLC
Affiliate of Adviser
2006-08-11 20:22:32 0
0
0 Form 3
40 TENNENBAUM CAPITAL PARTNERS LLC
Investment Adviser
2006-08-11 20:32:55 0
0
0 Form 3
41 Ardestani Peyman Saidi
CFO
2006-08-11 19:50:29 0
0
0 Form 3
42 Versailles Assets LLC
10% Owner
2006-08-15 10:44:38 0
0
0 Form 13D
43 BRENNAN DAVID J
Investment Co-Mgr Board Member
2007-02-05 13:19:34 0
0
0 Form 3
44 CRANDALL ROGER W
President and CEO of Advisor
2007-02-05 13:20:14 0
0
0 Form 3
45 Dillman Rodney J
Officer of Adviser
2007-02-05 13:20:59 0
0
0 Form 3
46 Finke Thomas F
Investment Co-Mgr Board Member
2007-02-05 13:21:22 0
0
0 Form 3
47 Landrum Lee Robert
Officer of Investment Co-Mgr
2007-02-05 13:21:40 0
0
0 Form 3
48 Clegg Bernadette
Officer of Investment Co-Mgr
2011-05-09 12:17:22 0
0
0 Form 3
49 Rollings Michael Thomas
Investment Co-Mgr Board Member
2007-02-05 13:22:21 0
0
0 Form 3
50 Spencer Richard E II
Officer of Advisor
2007-02-05 13:22:38 0
0
0 Form 3
51 MASUR JAMES E
COO and CFO of Advisor
2007-02-05 15:06:45 0
0
0 Form 3
52 Pagel Eric Richard
Officer of Adviser
2007-04-27 20:13:44 0
0
0 Form 3
53 Walsh Patricia J
Officer of Investment Co-Mgr
2008-11-05 14:29:41 0
0
0 Form 3
54 Urrutia Pedro Martin
Chief Operating Officer
2009-04-13 18:17:45 0
0
0 Form 3
55 Godin Mark
N/A - See Remarks
2009-06-10 14:20:18 0
0
0 Form 3/A
56 Wheeler John
Officer of Adviser
2009-06-10 14:33:46 0
0
0 Form 3/A
57 DeFrancis Christopher
Officer of Investment Co-Mgr
2011-01-05 13:18:54 0
0
0 Form 3