13D/13G Filings - Nantahala Capital Management, LLC

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2024-11-14
4:53 pm
Unchanged
2024-09-30 13G Gaia, Inc.
GAIA
Nantahala Capital Management, LLC 915,029
5.065%
0
(Unchanged)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G IMAX Corporation
IMAX
Nantahala Capital Management, LLC 2,778,774
5.275%
120,021increase
(+4.51%)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G InspireMD, Inc.
NSPR
Nantahala Capital Management, LLC 2,607,884
9.990%
445,492increase
(+20.60%)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Kiora Pharmaceuticals, Inc.
KPRX
Nantahala Capital Management, LLC 306,262
9.990%
306,262increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Sale
2024-09-30 13G Luxfer Holdings PLC
LXFR
Nantahala Capital Management, LLC 413,950
1.546%
-1,395,695decrease
(-77.13%)
Filing
History
2024-11-14
4:53 pm
Sale
2024-09-30 13G Lyra Therapeutics, Inc.
LYRA
Nantahala Capital Management, LLC 702,106
1.061%
-4,050,218decrease
(-85.23%)
Filing
History
2024-11-14
4:53 pm
Sale
2024-09-30 13G NeuroOne Medical Technologies Corporation
NMTC
Nantahala Capital Management, LLC 798,762
2.595%
-415,332decrease
(-34.21%)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Noodles & Company
NDLS
Nantahala Capital Management, LLC 4,508,329
9.879%
763,758increase
(+20.40%)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G The ONE Group Hospitality, Inc.
STKS
Nantahala Capital Management, LLC 1,684,073
5.407%
1,684,073increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G OptiNose, Inc.
OPTN
Nantahala Capital Management, LLC 1,009,397
9.990%
1,009,397increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Assertio Holdings, Inc.
ASRT
Nantahala Capital Management, LLC 8,948,336
9.386%
1,328,896increase
(+17.44%)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Peloton Interactive, Inc.
PTON
Nantahala Capital Management, LLC 18,643,331
5.204%
18,643,331increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Sale
2024-09-30 13G Red Violet, Inc.
RDVT
Nantahala Capital Management, LLC 452,466
3.295%
-753,212decrease
(-62.47%)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Rezolute, Inc.
RZLT
Nantahala Capital Management, LLC 4,966,717
8.599%
848,553increase
(+20.61%)
Filing
History
2024-11-14
4:53 pm
Unchanged
2024-09-30 13G RumbleON, Inc.
RMBL
Nantahala Capital Management, LLC 3,066,537
8.691%
0
(Unchanged)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Soleno Therapeutics, Inc.
SLNO
Nantahala Capital Management, LLC 3,951,287
9.990%
3,951,287increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G STRATA Skin Sciences, Inc.
SSKN
Nantahala Capital Management, LLC 403,917
9.684%
403,917increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G Surrozen, Inc.
SRZN
Nantahala Capital Management, LLC 335,031
9.990%
335,031increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Purchase
2024-09-30 13G TELA Bio, Inc.
TELA
Nantahala Capital Management, LLC 1,915,126
7.749%
1,915,126increase
(New Position)
Filing
History
2024-11-14
4:53 pm
Unchanged
2024-09-30 13G Theratechnologies Inc.
THTX
Nantahala Capital Management, LLC 2,682,228
5.833%
0
(Unchanged)
Filing
History
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