13D/13G Filings - Empery Asset Management, LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2021-04-09
10:24 am
Purchase
2021-03-31 13G VirTra, Inc.
VTSI
Empery Asset Management, LP 1,000,000
9.280%
1,000,000increase
(New Position)
Filing
History
2021-03-24
11:03 am
Unchanged
2021-03-17 13G Nuwellis, Inc.
NUWE
Empery Asset Management, LP 137
6.130%
0
(Unchanged)
Filing
History
2021-03-02
12:06 pm
Purchase
2021-02-23 13G BriaCell Therapeutics Corp.
BCTX
Empery Asset Management, LP 34,094
8.890%
34,094increase
(New Position)
Filing
History
2021-02-25
1:27 pm
Purchase
2021-02-17 13G Pyxis Tankers Inc.
PXS
Empery Asset Management, LP 714,286
7.770%
714,286increase
(New Position)
Filing
History
2021-02-23
10:07 am
Purchase
2021-02-17 13G MoSys, Inc.
MOSY
Empery Asset Management, LP 495,867
8.260%
488,492increase
(+6623.62%)
Filing
History
2021-02-19
11:27 am
Purchase
2021-02-16 13G ION Geophysical Corporation
IOGPQ
Empery Asset Management, LP 996,667
5.550%
164,353increase
(+19.75%)
Filing
History
2021-02-19
11:21 am
Purchase
2021-02-12 13G Phio Pharmaceuticals Corp.
PHIO
Empery Asset Management, LP 8,330
6.760%
8,330increase
(New Position)
Filing
History
2021-02-18
10:54 am
Purchase
2021-02-12 13G Caladrius Biosciences, Inc.
CLBS
Empery Asset Management, LP 229,932
5.900%
229,932increase
(New Position)
Filing
History
2021-02-18
10:51 am
Purchase
2021-02-12 13G U.S. Energy Corp.
USEG
Empery Asset Management, LP 425,195
9.870%
425,195increase
(New Position)
Filing
History
2021-02-18
10:49 am
Purchase
2021-02-16 13G Hepion Pharmaceuticals, Inc.
HEPA
Empery Asset Management, LP 4,000
5.250%
3,664increase
(+1091.38%)
Filing
History
2021-02-17
10:12 am
Purchase
2021-02-09 13G enVVeno Medical Corporation
HJLI
Empery Asset Management, LP 571,428
7.390%
385,560increase
(+207.44%)
Filing
History
2021-02-10
10:31 am
Purchase
2021-02-04 13G Vislink Technologies, Inc.
VISL
Empery Asset Management, LP 303,030
6.640%
303,030increase
(New Position)
Filing
History
2021-02-02
10:29 am
Purchase
2021-01-27 13G Applied Genetic Technologies Corporation
AGTC
Empery Asset Management, LP 3,932,584
9.230%
3,932,584increase
(New Position)
Filing
History
2021-02-02
10:26 am
Purchase
2020-12-31 13G Opus Genetics, Inc.
IRD
Empery Asset Management, LP 2,678,883
9.990%
2,087,867increase
(+353.27%)
Filing
History
2021-02-02
10:23 am
Unchanged
2020-12-31 13G Ring Energy, Inc.
REI
Empery Asset Management, LP 21,428,500
9.990%
0
(Unchanged)
Filing
History
2021-02-02
10:20 am
Purchase
2020-12-31 13G Envirotech Vehicles, Inc.
ADOM
Empery Asset Management, LP 8,750,005
8.650%
2,500,000increase
(+40.00%)
Filing
History
2021-01-28
2:32 pm
Sale
2020-12-31 13G U.S. Energy Corp.
USEG
Empery Asset Management, LP 0
0.000%
-157,905decrease
(Position Closed)
Filing
History
2021-01-28
2:31 pm
Sale
2020-12-31 13G Asensus Surgical, Inc.
ASXC
Empery Asset Management, LP 6,450,012
4.990%
-2,121,416decrease
(-24.75%)
Filing
History
2021-01-28
2:30 pm
Purchase
2020-12-31 13G Timber Pharmaceuticals, Inc.
TMBR
Empery Asset Management, LP 181,706
9.990%
154,398increase
(+565.40%)
Filing
History
2021-01-28
2:27 pm
Purchase
2020-12-31 13G SPI ENERGY CO LTD SHS
SPIEF
Empery Asset Management, LP 1,165,000
4.980%
177,000increase
(+17.91%)
Filing
History
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