Empery Asset Management, LP 13D/13G Filings for SPI ENERGY CO LTD SHS (SPIEF)

Empery Asset Management, LP 13D and 13G filings for SPI ENERGY CO LTD SHS:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Shares have been adjusted for stock splits.
Time period
Reported
DateTime		 Transaction
Date		 Type Company
Symbol		 Filed By
Symbol		 Shares Owned
% Owned		 Shares Vs. Prev Report View
2021-01-28
2:27 pm
Purchase		 2020-12-31 13G SPI ENERGY CO LTD SHS
SPIEF		 Empery Asset Management, LP 1,165,000
4.980%		 177,000increase
(+17.91%)		 Filing
2020-10-05
3:20 pm
Purchase		 2020-09-30 13G SPI ENERGY CO LTD SHS
SPIEF		 Empery Asset Management, LP 988,000
5.550%		 988,000increase
(New Position)		 Filing