13D/13G Filings - Empery Asset Management, LP

Real time Form 13D and 13G transaction reports:

  • Schedule 13D must be filed within ten days after a person or an organization acquires beneficial ownership of more than 5% of a voting class of a company's equity securities.
  • Due to inconsistent filing format, it is highly recommended that you read the orignal filing form.
  • Shares have beem adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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Time period
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Reported
DateTime
Transaction
Date
Type Company
Symbol
Filed By
Symbol
Shares Owned
% Owned
Shares Vs. Prev Report View
2024-01-09
09:07 am
Purchase
2023-12-31 13G Elevation Oncology, Inc.
ELEV
Empery Asset Management, LP 4,000,000
6.700%
4,000,000increase
(New Position)
Filing
History
2024-01-09
09:06 am
Purchase
2023-12-31 13G Sharps Technology, Inc.
STSS
Empery Asset Management, LP 241,636
9.990%
241,636increase
(New Position)
Filing
History
2024-01-09
09:05 am
Purchase
2023-12-31 13G SOBR Safe, Inc.
SOBR
Empery Asset Management, LP 10,924
6.090%
10,924increase
(New Position)
Filing
History
2024-01-09
09:03 am
Purchase
2023-12-31 13G Nuvve Holding Corp.
NVVE
Empery Asset Management, LP 11,260
9.990%
11,260increase
(New Position)
Filing
History
2024-01-08
10:26 am
Sale
2023-12-31 13G X4 Pharmaceuticals, Inc.
XFOR
Empery Asset Management, LP 4,549,605
2.650%
-1,649,079decrease
(-26.60%)
Filing
History
2024-01-08
10:25 am
Unchanged
2023-12-31 13G Kiromic BioPharma, Inc.
KRBP
Empery Asset Management, LP 0
0.000%
0
(Unchanged)
Filing
History
2024-01-08
10:23 am
Purchase
2023-12-31 13G RedHill Biopharma Ltd.
RDHL
Empery Asset Management, LP 414,607
3.190%
414,607increase
(New Position)
Filing
History
2024-01-08
10:22 am
Purchase
2023-12-31 13G Permex Petroleum Corporation
OILCF
Empery Asset Management, LP 52,083
4.990%
52,083increase
(New Position)
Filing
History
2023-01-13
08:04 am
Purchase
2022-12-31 13G RedHill Biopharma Ltd.
RDHL
Empery Asset Management, LP 6,200
6.120%
6,200increase
(New Position)
Filing
History
2023-01-13
08:02 am
Purchase
2022-12-31 13G X4 Pharmaceuticals, Inc.
XFOR
Empery Asset Management, LP 6,198,684
5.120%
6,198,684increase
(New Position)
Filing
History
2023-01-13
08:00 am
Purchase
2022-12-31 13G Volcon, Inc.
VLCN
Empery Asset Management, LP 67
9.990%
67increase
(New Position)
Filing
History
2023-01-12
10:03 am
Purchase
2022-12-31 13G Permex Petroleum Corporation
OILCF
Empery Asset Management, LP 13,021
9.580%
13,021increase
(New Position)
Filing
History
2023-01-12
10:02 am
Purchase
2022-12-31 13G Kiromic BioPharma, Inc.
KRBP
Empery Asset Management, LP 163,268
9.990%
163,268increase
(New Position)
Filing
History
2023-01-12
10:01 am
Unchanged
2022-12-31 13G Direct Digital Holdings, Inc.
DRCT
Empery Asset Management, LP 270,000
4.990%
0
(Unchanged)
Filing
History
2023-01-12
10:01 am
Sale
2022-12-31 13G iSpecimen Inc.
ISPC
Empery Asset Management, LP 21,875
4.680%
-1,442decrease
(-6.18%)
Filing
History
2022-03-18
5:15 pm
Purchase
2022-02-10 13G Direct Digital Holdings, Inc.
DRCT
Empery Asset Management, LP 270,000
9.640%
270,000increase
(New Position)
Filing
History
2022-01-24
10:35 am
Sale
2021-12-31 13G Titan Pharmaceuticals, Inc.
TTNP
Empery Asset Management, LP 43,022
4.990%
-4,206decrease
(-8.91%)
Filing
History
2022-01-24
10:33 am
Purchase
2021-12-31 13G Kiora Pharmaceuticals, Inc.
KPRX
Empery Asset Management, LP 1,484
4.050%
1,484increase
(New Position)
Filing
History
2022-01-24
10:32 am
Purchase
2021-12-31 13G iSpecimen Inc.
ISPC
Empery Asset Management, LP 23,317
5.340%
23,317increase
(New Position)
Filing
History
2022-01-24
10:30 am
Purchase
2021-12-31 13G Polished.com Inc.
POL
Empery Asset Management, LP 168,985
4.990%
35,653increase
(+26.74%)
Filing
History
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