Insider Trading & Ownership - CAPITAL ONE FINANCIAL CORP (COF)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CAPITAL ONE FINANCIAL CORP
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2021-01-05
Sale
2021-01-07
4:12 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
39,412 $103.11 $4,063,780 81,847
(Indirect
Direct)
View
2020-12-30
Sale
2021-01-04
4:20 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
5,671 $97.02 $550,200 90,614
(Indirect
Direct)
View
2020-12-21
Sale
2020-12-22
4:10 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
32,603 $95 $3,097,285 52,269
(Indirect
Direct)
View
2020-12-21
Sale
2020-12-22
4:07 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
8,185 $96 $785,760 96,285
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
4:09 pm
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
39,456 $91.94 $3,627,508 52,270
(Indirect
Direct)
View
2020-12-14
Sale
2020-12-16
4:09 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
5,534 $93.46 $517,208 104,470
(Indirect
Direct)
View
2020-12-10
Sale
2020-12-14
4:18 pm
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
67,929 $94.76 $6,436,777 58,402
(Indirect
Direct)
View
2020-12-09
Sale
2020-12-10
4:28 pm
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
1,965 $95 $186,675 94,947
(Indirect
Direct)
View
2020-11-12
Sale
2020-11-16
4:10 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
62,255 $84.26 $5,245,353 3,662,644
(Direct)
View
2020-11-09
Sale
2020-11-12
4:18 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
91,845 $87.09 $7,998,626 3,968,247
(Direct)
View
2020-11-09
Sale
2020-11-12
4:17 pm
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
50,003 $87.75 $4,387,763 110,004
(Indirect
Direct)
View
2020-11-05
Sale
2020-11-09
4:10 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
64,165 $78.14 $5,013,633 4,019,534
(Direct)
View
2020-11-03
Sale
2020-11-05
4:24 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
64,550 $76.93 $4,965,982 4,164,815
(Direct)
View
2020-10-30
Sale
2020-11-03
4:05 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
65,945 $73.56 $4,850,808 4,320,841
(Direct)
View
2020-10-28
Sale
2020-10-30
4:37 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
66,430 $72.28 $4,801,393 4,467,901
(Direct)
View
2020-10-26
Sale
2020-10-28
4:38 pm
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
65,411 $74.71 $4,886,897 4,615,445
(Direct)
View
2020-10-05
Sale
2020-10-07
4:19 pm
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
13,784 $78 $1,075,152 96,912
(Indirect
Direct)
View
2020-08-14
Sale
2020-08-18
4:12 pm
CAPITAL ONE FINANCIAL CORP COF Golden Timothy P
Controller
5,724 $69.11 $395,586 7,668
(Direct)
View
2020-06-05
Sale
2020-06-09
4:26 pm
CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
Director
8,410 $85 $714,850 42,350
(Indirect
Direct)
View
2020-05-14
Sale
2020-05-18
4:14 pm
CAPITAL ONE FINANCIAL CORP COF Golden Timothy P
Controller
3,334 $57.63 $192,138 13,251
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2021-02-04
Option Award
2021-02-08
5:13 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
10,289 $0 68,776
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:13 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Senior Advisor to the CEO
9,159 $0 60,149
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:12 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Young Andrew M
Head of Fin. Plng. & Analysis
5,366 $0 13,806
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:12 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Hall Sheldon
Chief Risk Officer
9,674 $0 74,826
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:11 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer
11,996 $0 54,801
(Direct)
View
2021-02-04
Exercise
2021-02-08
5:11 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
1,099 $112.66 3,746,665
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:11 pm
2024-02-15
2024-02-15
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
33,287 $0 3,746,665
(Direct)
View
2021-02-04
Tax Withholding
2021-02-08
5:11 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
1,099 $112.66 3,746,665
(Direct)
View
2021-02-04
Exercise
2021-02-08
5:11 pm
2022-02-15
2022-02-15
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
1,099 $0 3,746,665
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:10 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Golden Timothy P
Controller
3,928 $0 11,745
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:10 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Karam Celia
Chief Audit Officer
9,017 $0 26,402
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:10 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy
7,896 $0 108,315
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:09 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, Card
12,201 $0 107,241
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:09 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services
13,248 $0 125,986
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:08 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking
11,221 $0 71,113
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:08 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Dean Lia
Pres, Retail Bank & Prem. Card
7,892 $0 31,532
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:08 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
12,270 $0 64,536
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:07 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
11,557 $0 93,404
(Direct)
View
2021-02-04
Option Award
2021-02-08
5:07 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Cooper Matthew W
General Counsel
8,703 $0 37,339
(Direct)
View

Ownership
2021-01-11
4:25 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Young Andrew M
Head of Fin. Plng. & Analysis
0 $0 8,334
(Direct)
View
2021-01-06
Exercise
2021-01-07
4:12 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
30,645 $56.32 81,847
(Direct)
View
2021-01-06
Exercise
2021-01-07
4:12 pm
N/A
2023-01-30
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
30,645 $0 81,847
(Direct)
View
2020-12-21
Exercise
2020-12-22
4:10 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
32,603 $56.32 52,269
(Direct)
View
2020-12-21
Exercise
2020-12-22
4:10 pm
N/A
2023-01-30
CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer
32,603 $0 52,269
(Direct)
View
2020-12-10
Exercise
2020-12-14
4:18 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
28,499 $70.96 58,402
(Direct)
View
2020-12-10
Exercise
2020-12-14
4:18 pm
N/A
2024-01-29
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
56,482 $0 58,402
(Direct)
View
2020-12-10
Exercise
2020-12-14
4:18 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer
27,983 $63.73 58,402
(Direct)
View
2020-11-12
Exercise
2020-11-16
4:10 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $48.28 3,662,644
(Direct)
View
2020-11-12
Exercise
2020-11-16
4:10 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $0 3,662,644
(Direct)
View
2020-11-09
Exercise
2020-11-12
4:18 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
121,674 $48.28 3,968,247
(Direct)
View
2020-11-09
Exercise
2020-11-12
4:18 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
121,674 $0 3,968,247
(Direct)
View
2020-11-09
Exercise
2020-11-12
4:17 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
50,383 $48.28 110,004
(Direct)
View
2020-11-09
Exercise
2020-11-12
4:17 pm
N/A
2021-01-25
CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer
50,383 $0 110,004
(Direct)
View
2020-11-05
Exercise
2020-11-09
4:10 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $48.28 4,019,534
(Direct)
View
2020-11-05
Exercise
2020-11-09
4:10 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $0 4,019,534
(Direct)
View
2020-11-03
Exercise
2020-11-05
4:24 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $48.28 4,164,815
(Direct)
View
2020-11-03
Exercise
2020-11-05
4:24 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $0 4,164,815
(Direct)
View
2020-11-04
Gift
2020-11-05
4:24 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
10,360 $0 4,164,815
(Direct)
View
2020-10-30
Gift
2020-11-03
4:06 pm
N/A
2023-01-30
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy
150,038 $0 0
(Direct)
View
2020-10-30
Exercise
2020-11-03
4:05 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $48.28 4,320,841
(Direct)
View
2020-10-30
Exercise
2020-11-03
4:05 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,116 $0 4,320,841
(Direct)
View
2020-10-28
Exercise
2020-10-30
4:37 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,114 $48.28 4,467,901
(Direct)
View
2020-10-28
Exercise
2020-10-30
4:37 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,114 $0 4,467,901
(Direct)
View
2020-10-26
Exercise
2020-10-28
4:38 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,114 $48.28 4,615,445
(Direct)
View
2020-10-26
Exercise
2020-10-28
4:38 pm
2014-01-26
2021-01-25
CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President
81,114 $0 4,615,445
(Direct)
View
2020-10-05
Exercise
2020-10-07
4:19 pm
N/A
2021-01-25
CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, U.S. Card
13,784 $48.28 96,912
(Direct)
View
2020-08-10
Other
2020-08-12
4:07 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy
45,527 $66.97 145,946
(Direct)
View
2020-06-05
Exercise
2020-06-09
4:26 pm
2013-05-08
2022-05-07
CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
Director
8,410 $0 42,350
(Direct)
View
2020-06-05
Exercise
2020-06-09
4:26 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF WARNER BRADFORD H
Director
8,410 $54.07 42,350
(Direct)
View
2020-05-09
Tax Withholding
2020-05-12
4:12 pm
N/A
N/A
CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer
1,620 $62.2 42,805
(Direct)
View
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