Insider Trading & Ownership - CAPITAL ONE FINANCIAL CORP (COF)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CAPITAL ONE FINANCIAL CORP
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2021-03-08
Sale		 2021-03-10
5:11 pm		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy		 45,527 $129.34 $5,888,314 57,833
(Indirect
Direct)		 View
2021-03-08
Sale		 2021-03-10
5:09 pm		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 47,485 $130.03 $6,174,475 63,790
(Direct)		 View
2021-03-05
Sale		 2021-03-09
4:24 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 40,986 $127.39 $5,221,056 53,937
(Indirect
Direct)		 View
2021-03-04
Sale		 2021-03-08
5:09 pm		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 39,909 $124.8 $4,980,834 49,526
(Indirect
Direct)		 View
2021-03-04
Sale		 2021-03-08
5:07 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 73,252 $124.29 $9,104,549 66,786
(Indirect
Direct)		 View
2021-03-03
Sale		 2021-03-05
4:32 pm		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 14,396 $125 $1,799,500 82,642
(Direct)		 View
2021-03-01
Sale		 2021-03-03
4:30 pm		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 24,647 $123.2 $3,036,504 97,038
(Direct)		 View
2021-02-15
Sale		 2021-02-17
5:02 pm		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking		 2,107 $109.6 $230,927 46,349
(Direct)		 View
2021-02-15
Sale		 2021-02-17
4:57 pm		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President		 23,147 $109.6 $2,536,911 3,622,087
(Direct)		 View
2021-02-15
Sale		 2021-02-17
4:55 pm		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 2,340 $109.6 $256,464 59,470
(Indirect
Direct)		 View
2021-02-15
Sale		 2021-02-17
4:53 pm		 CAPITAL ONE FINANCIAL CORP COF Hall Sheldon
Chief Risk Officer		 1,116 $109.6 $122,314 71,903
(Indirect
Direct)		 View
2021-02-15
Sale		 2021-02-17
4:51 pm		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Senior Advisor to the CEO		 2,214 $109.6 $242,654 55,790
(Direct)		 View
2021-02-15
Sale		 2021-02-17
4:48 pm		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer		 1,967 $109.6 $215,583 50,134
(Direct)		 View
2021-02-15
Sale		 2021-02-17
4:45 pm		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 2,008 $109.6 $220,077 88,327
(Indirect
Direct)		 View
2021-02-15
Sale		 2021-02-17
4:41 pm		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 1,965 $109.6 $215,364 64,520
(Indirect
Direct)		 View
2021-02-15
Sale		 2021-02-17
4:39 pm		 CAPITAL ONE FINANCIAL CORP COF Cooper Matthew W
General Counsel		 1,312 $109.6 $143,795 34,299
(Direct)		 View
2021-02-15
Sale		 2021-02-17
4:37 pm		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 2,305 $109.6 $252,628 121,566
(Direct)		 View
2021-02-15
Sale		 2021-02-17
4:33 pm		 CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, Card		 2,081 $109.6 $228,078 102,345
(Indirect
Direct)		 View
2021-02-15
Sale		 2021-02-17
4:28 pm		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy		 2,399 $109.6 $262,930 103,360
(Indirect
Direct)		 View
2021-02-08
Sale		 2021-02-10
4:10 pm		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking		 19,988 $115.23 $2,303,217 51,125
(Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2021-03-11
Option Award		 2021-03-15
5:21 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 15,763 $0 73,350
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:21 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 6,203 $132.1 73,350
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:21 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 14,585 $0 57,065
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:21 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 7,045 $132.1 57,065
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:21 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Hall Sheldon
Chief Risk Officer		 2,908 $0 73,543
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:21 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Hall Sheldon
Chief Risk Officer		 1,405 $132.1 73,543
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:20 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy		 15,144 $0 67,017
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:20 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy		 5,960 $132.1 67,017
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:20 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President		 121,138 $0 3,688,595
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:20 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President		 54,634 $132.1 3,688,595
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:20 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Cooper Matthew W
General Counsel		 3,402 $0 36,166
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:20 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Cooper Matthew W
General Counsel		 1,535 $132.1 36,166
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:19 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Senior Advisor to the CEO		 15,883 $0 64,001
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:19 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Senior Advisor to the CEO		 7,672 $132.1 64,001
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:19 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Senior Advisor		 13,492 $0 57,541
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:19 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Senior Advisor		 6,085 $132.1 57,541
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:19 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 13,460 $0 61,319
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:19 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 6,071 $132.1 61,319
(Direct)		 View
2021-03-11
Option Award		 2021-03-15
5:18 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 12,496 $0 73,646
(Direct)		 View
2021-03-11
Tax Withholding		 2021-03-15
5:18 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 5,636 $132.1 73,646
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
5:09 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 28,633 $63.73 63,790
(Direct)		 View
2021-03-08
Exercise		 2021-03-10
5:09 pm		 N/A
2026-02-03		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 28,633 $0 63,790
(Direct)		 View
2021-03-05
Exercise		 2021-03-09
4:24 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 30,296 $74.96 53,937
(Direct)		 View
2021-03-04
Exercise		 2021-03-08
5:09 pm		 N/A
2024-01-29		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 29,964 $0 49,526
(Direct)		 View
2021-03-04
Exercise		 2021-03-08
5:09 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 29,964 $70.96 49,526
(Direct)		 View
2021-03-04
Exercise		 2021-03-08
5:07 pm		 N/A
2024-01-29		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 51,711 $0 66,786
(Direct)		 View
2021-03-04
Exercise		 2021-03-08
5:07 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 24,445 $70.96 66,786
(Direct)		 View
2021-03-04
Exercise		 2021-03-08
5:07 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 27,266 $74.96 66,786
(Direct)		 View
2021-02-26
Option Award		 2021-03-02
4:28 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF williams craig a.
Director		 375 $0 541
(Direct)		 View
2021-02-26
Option Award		 2021-03-02
4:26 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Archibong Ime
Director		 375 $0 375
(Direct)		 View

Ownership		 2021-03-02
4:24 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF williams craig a.
Director		 0 $0 166
(Direct)		 View
2021-02-10
Exercise		 2021-02-22
4:39 pm		 2012-05-11
2021-05-10		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director		 7,376 $0 57,951
(Direct)		 View
2021-02-10
Exercise		 2021-02-22
4:39 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF SHATTUCK MAYO A III
Director		 7,376 $53.03 57,951
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
5:02 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking		 2,107 $0 46,349
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
5:02 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Slocum Michael
President, Commercial Banking		 4,776 $117.75 46,349
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
5:00 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Young Andrew M
Head of Fin. Plng. & Analysis		 1,189 $117.75 12,617
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:57 pm		 2021-02-15
2021-02-15		 CAPITAL ONE FINANCIAL CORP COF FAIRBANK RICHARD D
Chairman, CEO and President		 23,147 $0 3,622,087
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:55 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 5,065 $0 59,470
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:55 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF LaPrade III Frank G.
Chief Enterprise Srvcs Officer		 2,340 $0 59,470
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:53 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Hall Sheldon
Chief Risk Officer		 1,116 $0 71,903
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:53 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Hall Sheldon
Chief Risk Officer		 2,923 $117.75 71,903
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:51 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Senior Advisor to the CEO		 2,214 $0 55,790
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:51 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Borgmann Kevin S.
Senior Advisor to the CEO		 4,359 $117.75 55,790
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:48 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer		 1,967 $0 50,134
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:48 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Blackley Richard Scott
Chief Financial Officer		 4,667 $117.75 50,134
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:47 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Karam Celia
Chief Audit Officer		 1,514 $117.75 24,888
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:45 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 2,008 $0 88,327
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:45 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Alexander Robert M.
Chief Information Officer		 5,077 $117.75 88,327
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:41 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 1,965 $0 64,520
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:41 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Berson Jory A
Chief Human Resources Officer		 4,251 $117.75 64,520
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:39 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Cooper Matthew W
General Counsel		 1,312 $0 34,299
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:39 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Cooper Matthew W
General Counsel		 3,040 $117.75 34,299
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:37 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 2,305 $0 121,566
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:37 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Sanjiv Yajnik
President, Financial Services		 4,420 $117.75 121,566
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:35 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Golden Timothy P
Controller		 1,126 $117.75 15,058
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:33 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, Card		 2,081 $0 102,345
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:33 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Wassmer Michael J
President, Card		 4,896 $117.75 102,345
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:31 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Dean Lia
Pres, Retail Bank & Prem. Card		 2,062 $117.75 29,470
(Direct)		 View
2021-02-15
Exercise		 2021-02-17
4:28 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy		 2,399 $0 103,360
(Direct)		 View
2021-02-15
Tax Withholding		 2021-02-17
4:28 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF FINNERAN JOHN G JR
Senior Advisor and Corp Secy		 4,955 $117.75 103,360
(Direct)		 View
2021-02-04
Option Award(A)		 2021-02-16
6:18 pm		 N/A
N/A		 CAPITAL ONE FINANCIAL CORP COF Golden Timothy P
Controller		 8,367 $0 16,184
(Direct)		 View
(A) Indicate amendment filing.
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