Insider Trading & Ownership - First Trust Real Assets Fund (FTREX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for First Trust Real Assets Fund

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2023-04-05
Ownership
2024-05-10
5:22 pm
N/A
N/A
First Trust Real Assets Fund FTREX CHAD EISENBERG
TREASURER
128 $9.6 10,912
(Indirect)
View
2023-10-04
Ownership
2024-05-10
5:22 pm
N/A
N/A
First Trust Real Assets Fund FTREX CHAD EISENBERG
TREASURER
131 $9.4 10,912
(Indirect)
View
2023-07-05
Ownership
2024-05-10
5:22 pm
N/A
N/A
First Trust Real Assets Fund FTREX CHAD EISENBERG
TREASURER
129 $9.48 10,912
(Indirect)
View
2023-12-08
Ownership
2024-05-10
5:22 pm
N/A
N/A
First Trust Real Assets Fund FTREX CHAD EISENBERG
TREASURER
23 $9.39 10,912
(Indirect)
View
2023-04-05
Ownership
2024-05-10
5:15 pm
N/A
N/A
First Trust Real Assets Fund FTREX PECK MICHAEL D
PRESIDENT
128 $9.6 10,912
(Indirect)
View
2023-10-04
Ownership
2024-05-10
5:15 pm
N/A
N/A
First Trust Real Assets Fund FTREX PECK MICHAEL D
PRESIDENT
131 $9.4 10,912
(Indirect)
View
2023-07-05
Ownership
2024-05-10
5:15 pm
N/A
N/A
First Trust Real Assets Fund FTREX PECK MICHAEL D
PRESIDENT
129 $9.48 10,912
(Indirect)
View
2023-12-08
Ownership
2024-05-10
5:15 pm
N/A
N/A
First Trust Real Assets Fund FTREX PECK MICHAEL D
PRESIDENT
23 $9.39 10,912
(Indirect)
View
2023-04-05
Ownership
2024-05-10
5:00 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Management L.P.
ADVISER
128 $9.6 10,912
(Direct)
View
2023-10-04
Ownership
2024-05-10
5:00 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Management L.P.
ADVISER
131 $9.4 10,912
(Direct)
View
2023-07-05
Ownership
2024-05-10
5:00 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Management L.P.
ADVISER
129 $9.48 10,912
(Direct)
View
2023-12-08
Ownership
2024-05-10
5:00 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Management L.P.
ADVISER
23 $9.39 10,912
(Direct)
View
2022-12-09
Ownership
2023-05-15
6:21 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Management L.P.
ADVISER
90 $9.84 10,180
(Direct)
View
2022-12-09
Ownership
2023-05-15
5:59 pm
N/A
N/A
First Trust Real Assets Fund FTREX PECK MICHAEL D
PRESIDENT
90 $9.84 10,180
(Indirect)
View
2022-12-09
Ownership
2023-05-15
5:13 pm
N/A
N/A
First Trust Real Assets Fund FTREX CHAD EISENBERG
TREASURER
90 $9.84 10,180
(Indirect)
View

Ownership
2023-04-20
4:20 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Partners LLC
10% Owner
0 $0 500,000
(Direct)
View

Ownership
2023-04-20
11:03 am
N/A
N/A
First Trust Real Assets Fund FTREX BOWEN JAMES A
10% Owner
0 $0 500,000
(Indirect)
View

Ownership
2022-05-06
6:10 pm
N/A
N/A
First Trust Real Assets Fund FTREX First Trust Capital Management L.P.
ADVISER
0 $0 10,000
(Direct)
View

Ownership
2022-05-06
5:59 pm
N/A
N/A
First Trust Real Assets Fund FTREX CHAD EISENBERG
Treasurer
0 $0 10,000
(Indirect)
View

Ownership
2022-05-06
5:56 pm
N/A
N/A
First Trust Real Assets Fund FTREX PECK MICHAEL D
President
0 $0 10,000
(Indirect)
View

Ownership
2022-05-06
11:38 am
N/A
N/A
First Trust Real Assets Fund FTREX Lee David G.
Director
0 $0 0
(Direct)
View

Ownership
2022-05-06
11:33 am
N/A
N/A
First Trust Real Assets Fund FTREX Murphy Bernadette
CCO
0 $0 0
(Direct)
View

Ownership
2022-05-06
08:48 am
N/A
N/A
First Trust Real Assets Fund FTREX Seyferth Robert
Director
0 $0 0
(Direct)
View

Ownership
2022-05-06
08:35 am
N/A
N/A
First Trust Real Assets Fund FTREX SHUGRUE GARY
Director
0 $0 0
(Direct)
View

Ownership
2022-05-06
08:32 am
N/A
N/A
First Trust Real Assets Fund FTREX GALLAGHER TERRANCE P
Director
0 $0 0
(Direct)
View

Ownership
2022-05-06
08:30 am
N/A
N/A
First Trust Real Assets Fund FTREX Maurer Ann
Secretary
0 $0 0
(Direct)
View