Insider Trading & Ownership - Guggenheim Active Allocation Fund (GUG)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Guggenheim Active Allocation Fund
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2022-12-20
Purchase
2022-12-20
12:09 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
2,030 $13.87 $28,156 9,695
(Direct)
View
2022-12-02
Purchase(A)
2022-12-05
1:27 pm
Guggenheim Active Allocation Fund GUG Brock-Kyle Angela
TRUSTEE
Director
353 $14.16 $5,000 1,353
(Direct)
View
2022-12-02
Purchase
2022-12-02
12:46 pm
Guggenheim Active Allocation Fund GUG Brock-Kyle Angela
TRUSTEE
Director
353 $14.16 $5,000 1,353
(Direct)
View
2022-11-30
Purchase
2022-11-30
12:45 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
1,560 $13.8 $21,528 7,665
(Direct)
View
2022-11-28
Purchase
2022-11-28
1:32 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
2,860 $14.01 $40,069 6,105
(Direct)
View
2022-11-01
Purchase
2022-11-02
1:49 pm
Guggenheim Active Allocation Fund GUG NYBERG RONALD
TRUSTEE
Director
800 $13.57 $10,856 800
(Direct)
View
2022-11-01
Purchase
2022-11-01
10:12 am
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
1,565 $13.6 $21,284 3,245
(Direct)
View
2022-10-25
Purchase
2022-10-26
12:06 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
270 $13.05 $3,524 1,680
(Direct)
View
2022-10-12
Purchase
2022-10-12
4:42 pm
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
1,146 $13.68 $15,672 6,730
(Direct)
View
2022-09-29
Purchase
2022-09-29
2:08 pm
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
1,000 $12.9 $12,902 5,553
(Direct)
View
2022-09-22
Purchase
2022-09-22
2:00 pm
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
1,000 $13.9 $13,900 4,553
(Direct)
View
2022-09-08
Purchase
2022-09-09
7:24 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
240 $14.6 $3,504 1,410
(Direct)
View
2022-07-13
Purchase
2022-07-13
5:25 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
170 $14.18 $2,411 1,170
(Direct)
View
2022-06-21
Purchase
2022-06-21
2:19 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
275 $13.92 $3,828 1,000
(Direct)
View
2022-06-09
Purchase
2022-06-09
2:07 pm
Guggenheim Active Allocation Fund GUG SPONEM SANDRA G
TRUSTEE
Director
1,000 $15.04 $15,040 1,000
(Direct)
View
2022-04-12
Purchase
2022-04-12
2:52 pm
Guggenheim Active Allocation Fund GUG Barnes Randall C
TRUSTEE
Director
725 $16.93 $12,274 725
(Direct)
View
2022-04-05
Purchase
2022-04-05
12:48 pm
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
110 $17.25 $1,898 3,417
(Direct)
View
2022-03-31
Purchase
2022-03-31
3:24 pm
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
850 $17.45 $14,833 3,307
(Direct)
View
2022-03-17
Purchase
2022-03-17
2:00 pm
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
1,436 $17.35 $24,910 2,450
(Direct)
View
2022-02-22
Purchase
2022-02-02
11:36 am
Guggenheim Active Allocation Fund GUG TOUPIN RONALD E JR
TRUSTEE
Director
1,008 $18.85 $18,999 1,008
(Direct)
View
2021-11-26
Purchase
2021-11-26
11:11 am
Guggenheim Active Allocation Fund GUG Brock-Kyle Angela
Trustee
Director
1,000 $20.01 $20,000 1,000
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing

Ownership
2021-11-26
11:05 am
N/A
N/A
Guggenheim Active Allocation Fund GUG Rehder William
Assistant Vice President
0 $0 0
(Direct)
View

Ownership
2021-11-26
11:00 am
N/A
N/A
Guggenheim Active Allocation Fund GUG Minerd B. Scott
Chief Inv. Officer of Adviser
0 $0 0
(Direct)
View

Ownership
2021-11-24
4:46 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG GUGGENHEIM FUNDS INVESTMENT ADVISORS LLC
Investment Adviser
0 $0 5,000
(Direct)
View

Ownership
2021-11-24
4:40 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG McWhinnie Glenn
Assistant Treasurer
0 $0 0
(Direct)
View

Ownership
2021-11-24
4:20 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Walsh Anne Bookwalter
Managing Dir. to Subadvisor
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:52 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Szafran Jon
Assistant Treasurer
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:45 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Brown Steven H.
Portfolio Manager
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:35 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Bloch Adam
portfolio manager
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:33 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Serdensky Evan Loring
Portfolio Manager
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:31 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Hollowell III Orenzo Perry
Portfolio Manager
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:28 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Megaris Michael P
Assistant Secretary
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:27 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Mathiasen Mark
Secretary
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:26 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Stone Bryan
Vice President
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:24 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Scott Kimberly J.
Assistant Treasurer
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:23 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Sullivan John Louis
CFO, Chf Acctng Off & Treas.
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:21 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Howley James
Assistant Treasurer
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:19 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Catalucci Joanna M.
Interim CCO
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:16 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG Binder Brian E.
President and CEO
0 $0 0
(Direct)
View

Ownership
2021-11-24
3:13 pm
N/A
N/A
Guggenheim Active Allocation Fund GUG SPONEM SANDRA G
Trustee
Director
0 $0 0
(Direct)
View
(A) Indicate amendment filing.
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