Real time insider trading transaction history:
- Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>

Common stock purchase or sale:
Transaction Date |
Reported DateTime |
Company | Symbol | Insider Relationship |
Shares Traded |
Average Price |
Total Amount |
Shares Owned |
Filing |
2022-12-20 Purchase |
2022-12-20 12:09 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
2,030 | $13.87 | $28,156 | 9,695 (Direct) |
View |
2022-12-02 Purchase(A) |
2022-12-05 1:27 pm |
Guggenheim Active Allocation Fund | GUG | Brock-Kyle Angela TRUSTEE Director |
353 | $14.16 | $5,000 | 1,353 (Direct) |
View |
2022-12-02 Purchase |
2022-12-02 12:46 pm |
Guggenheim Active Allocation Fund | GUG | Brock-Kyle Angela TRUSTEE Director |
353 | $14.16 | $5,000 | 1,353 (Direct) |
View |
2022-11-30 Purchase |
2022-11-30 12:45 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
1,560 | $13.8 | $21,528 | 7,665 (Direct) |
View |
2022-11-28 Purchase |
2022-11-28 1:32 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
2,860 | $14.01 | $40,069 | 6,105 (Direct) |
View |
2022-11-01 Purchase |
2022-11-02 1:49 pm |
Guggenheim Active Allocation Fund | GUG | NYBERG RONALD TRUSTEE Director |
800 | $13.57 | $10,856 | 800 (Direct) |
View |
2022-11-01 Purchase |
2022-11-01 10:12 am |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
1,565 | $13.6 | $21,284 | 3,245 (Direct) |
View |
2022-10-25 Purchase |
2022-10-26 12:06 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
270 | $13.05 | $3,524 | 1,680 (Direct) |
View |
2022-10-12 Purchase |
2022-10-12 4:42 pm |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
1,146 | $13.68 | $15,672 | 6,730 (Direct) |
View |
2022-09-29 Purchase |
2022-09-29 2:08 pm |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
1,000 | $12.9 | $12,902 | 5,553 (Direct) |
View |
2022-09-22 Purchase |
2022-09-22 2:00 pm |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
1,000 | $13.9 | $13,900 | 4,553 (Direct) |
View |
2022-09-08 Purchase |
2022-09-09 7:24 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
240 | $14.6 | $3,504 | 1,410 (Direct) |
View |
2022-07-13 Purchase |
2022-07-13 5:25 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
170 | $14.18 | $2,411 | 1,170 (Direct) |
View |
2022-06-21 Purchase |
2022-06-21 2:19 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
275 | $13.92 | $3,828 | 1,000 (Direct) |
View |
2022-06-09 Purchase |
2022-06-09 2:07 pm |
Guggenheim Active Allocation Fund | GUG | SPONEM SANDRA G TRUSTEE Director |
1,000 | $15.04 | $15,040 | 1,000 (Direct) |
View |
2022-04-12 Purchase |
2022-04-12 2:52 pm |
Guggenheim Active Allocation Fund | GUG | Barnes Randall C TRUSTEE Director |
725 | $16.93 | $12,274 | 725 (Direct) |
View |
2022-04-05 Purchase |
2022-04-05 12:48 pm |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
110 | $17.25 | $1,898 | 3,417 (Direct) |
View |
2022-03-31 Purchase |
2022-03-31 3:24 pm |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
850 | $17.45 | $14,833 | 3,307 (Direct) |
View |
2022-03-17 Purchase |
2022-03-17 2:00 pm |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
1,436 | $17.35 | $24,910 | 2,450 (Direct) |
View |
2022-02-22 Purchase |
2022-02-02 11:36 am |
Guggenheim Active Allocation Fund | GUG | TOUPIN RONALD E JR TRUSTEE Director |
1,008 | $18.85 | $18,999 | 1,008 (Direct) |
View |
2021-11-26 Purchase |
2021-11-26 11:11 am |
Guggenheim Active Allocation Fund | GUG | Brock-Kyle Angela Trustee Director |
1,000 | $20.01 | $20,000 | 1,000 (Direct) |
View |
Stock options: Exercise, Award, Grant, Conversion
Transaction Date |
Reported DateTime |
Exercisable Expiration |
Company | Symnbol | Insider Relationship |
Shares Traded |
Conversion Price |
Shares Owned |
Filing |
Ownership |
2021-11-26 11:05 am |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Rehder William Assistant Vice President |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-26 11:00 am |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Minerd B. Scott Chief Inv. Officer of Adviser |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 4:46 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | GUGGENHEIM FUNDS INVESTMENT ADVISORS LLC Investment Adviser |
0 | $0 | 5,000 (Direct) |
View |
Ownership |
2021-11-24 4:40 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | McWhinnie Glenn Assistant Treasurer |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 4:20 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Walsh Anne Bookwalter Managing Dir. to Subadvisor |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:52 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Szafran Jon Assistant Treasurer |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:45 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Brown Steven H. Portfolio Manager |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:35 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Bloch Adam portfolio manager |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:33 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Serdensky Evan Loring Portfolio Manager |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:31 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Hollowell III Orenzo Perry Portfolio Manager |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:28 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Megaris Michael P Assistant Secretary |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:27 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Mathiasen Mark Secretary |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:26 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Stone Bryan Vice President |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:24 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Scott Kimberly J. Assistant Treasurer |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:23 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Sullivan John Louis CFO, Chf Acctng Off & Treas. |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:21 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Howley James Assistant Treasurer |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:19 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Catalucci Joanna M. Interim CCO |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:16 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | Binder Brian E. President and CEO |
0 | $0 | 0 (Direct) |
View |
Ownership |
2021-11-24 3:13 pm |
N/A N/A |
Guggenheim Active Allocation Fund | GUG | SPONEM SANDRA G Trustee Director |
0 | $0 | 0 (Direct) |
View |