List of insiders holdings for Guggenheim Active Allocation Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Barnes Randall C TRUSTEE Director |
2024-10-04 11:48:18 | 65,322 0 |
65,322 | Form 4 |
| 2 | TOUPIN RONALD E JR TRUSTEE Director |
2025-04-01 14:43:15 | 13,617 0 |
13,617 | Form 4 |
| 3 | GUGGENHEIM FUNDS INVESTMENT ADVISORS LLC Investment Adviser |
2021-11-24 16:46:27 | 5,000 0 |
5,000 | Form 3 |
| 4 | Brock-Kyle Angela TRUSTEE Director |
2024-09-03 17:08:28 | 3,356 0 |
3,356 | Form 4 |
| 5 | SPONEM SANDRA G TRUSTEE Director |
2022-06-09 14:07:25 | 1000 0 |
1000 | Form 4 |
| 6 | NYBERG RONALD TRUSTEE Director |
2022-11-02 13:49:09 | 800 0 |
800 | Form 4 |
| 7 | Brown Steven H. Portfolio Manager |
2021-11-24 15:45:40 | 0 0 |
0 | Form 3 |
| 8 | Miller Elisabeth Chief Compliance Officer |
2024-12-05 15:46:50 | 0 0 |
0 | Form 3 |
| 9 | Rehder William Assistant Vice President |
2021-11-26 11:05:14 | 0 0 |
0 | Form 3 |
| 10 | Minerd B. Scott Chief Inv. Officer of Adviser |
2021-11-26 11:00:45 | 0 0 |
0 | Form 3 |
| 11 | McWhinnie Glenn Assistant Treasurer |
2021-11-24 16:40:36 | 0 0 |
0 | Form 3 |
| 12 | Walsh Anne Bookwalter Managing Dir. to Subadvisor |
2021-11-24 16:20:10 | 0 0 |
0 | Form 3 |
| 13 | Szafran Jon Assistant Treasurer |
2021-11-24 15:52:36 | 0 0 |
0 | Form 3 |
| 14 | Guggenheim Partners Investment Management LLC Investment Adviser Affiliate |
2021-11-24 14:49:22 | 0 0 |
0 | Form 3 |
| 15 | Bloch Adam portfolio manager |
2021-11-24 15:35:58 | 0 0 |
0 | Form 3 |
| 16 | Serdensky Evan Loring Portfolio Manager |
2021-11-24 15:33:06 | 0 0 |
0 | Form 3 |
| 17 | Hollowell III Orenzo Perry Portfolio Manager |
2021-11-24 15:31:09 | 0 0 |
0 | Form 3 |
| 18 | Megaris Michael P Assistant Secretary |
2021-11-24 15:28:53 | 0 0 |
0 | Form 3 |
| 19 | Mathiasen Mark Secretary |
2021-11-24 15:27:56 | 0 0 |
0 | Form 3 |
| 20 | Stone Bryan Vice President |
2021-11-24 15:26:57 | 0 0 |
0 | Form 3 |
| 21 | Scott Kimberly J. Assistant Treasurer |
2021-11-24 15:24:28 | 0 0 |
0 | Form 3 |
| 22 | Sullivan John Louis CFO, Chf Acctng Off & Treas. |
2021-11-24 15:23:05 | 0 0 |
0 | Form 3 |
| 23 | Howley James Assistant Treasurer |
2021-11-24 15:21:47 | 0 0 |
0 | Form 3 |
| 24 | Catalucci Joanna M. Interim CCO |
2021-11-24 15:19:30 | 0 0 |
0 | Form 3 |
| 25 | Binder Brian E. President and CEO |
2021-11-24 15:16:38 | 0 0 |
0 | Form 3 |
| 26 | LYDON THOMAS F JR Trustee Director |
2021-11-24 15:12:35 | 0 0 |
0 | Form 3 |