Insider Trading & Ownership - CARLYLE FIN L L C SUB NT 05/15 (CGABL)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for CARLYLE FIN L L C SUB NT 05/15
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Common stock purchase or sale:
Transaction
Date
Reported
DateTime
Company Symbol Insider
Relationship
Shares
Traded
Average
Price
Total
Amount
Shares
Owned
Filing
2023-02-07
Sale
2023-02-09
5:58 pm
Carlyle Group Inc. CG Larson Bruce M.
Chief Human Resources Officer
19,476 $36.1 $703,084 416,482
(Direct)
View
2023-02-07
Sale
2023-02-09
5:56 pm
Carlyle Group Inc. CG Buser Curtis L.
Chief Financial Officer
19,401 $36.1 $700,376 1,247,244
(Direct)
View
2023-02-07
Sale
2023-02-09
5:50 pm
Carlyle Group Inc. CG Ferguson Jeffrey W.
General Counsel
12,053 $36.1 $435,113 1,194,830
(Direct)
View
2023-02-07
Sale
2023-02-09
5:49 pm
Carlyle Group Inc. CG Finn Christopher
Chief Operating Officer
20,756 $36.1 $749,292 1,250,186
(Indirect
Direct)
View
2023-02-01
Sale
2023-02-03
5:48 pm
Carlyle Group Inc. CG Finn Christopher
Chief Operating Officer
11,096 $36.36 $403,451 1,228,357
(Indirect
Direct)
View
2023-02-01
Sale
2023-02-03
5:43 pm
Carlyle Group Inc. CG Buser Curtis L.
Chief Financial Officer
10,395 $36.36 $377,962 1,224,060
(Direct)
View
2023-02-01
Sale
2023-02-03
5:40 pm
Carlyle Group Inc. CG Ferguson Jeffrey W.
General Counsel
6,908 $36.36 $251,175 1,180,338
(Direct)
View
2023-02-01
Sale
2023-02-03
5:40 pm
Carlyle Group Inc. CG Larson Bruce M.
Chief Human Resources Officer
10,467 $36.36 $380,580 393,373
(Direct)
View
2023-01-27
Purchase
2023-01-31
5:24 pm
Jasper Therapeutics Inc. JSPR Carlyle Group Inc.
Abingworth LLP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
3,133,333 $1.5 $4,700,000 8,761,891
(Indirect)
View
2022-08-17
Sale
2022-08-19
4:39 pm
Vera Therapeutics Inc. VERA Carlyle Group Inc.
Abingworth LLP
Abingworth Bioventures 8 LP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
9,925 $20.25 $201,026 2,960,231
(Indirect)
View
2022-08-15
Sale
2022-08-17
6:45 pm
ZoomInfo Technologies Inc. ZI Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
Former 10% owner
167,755 $50.85 $8,529,534 40,307,862
(Indirect)
View
2022-08-11
Sale
2022-08-15
6:24 pm
ZoomInfo Technologies Inc. ZI Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
10% Owner
255,851 $49.29 $12,611,147 40,475,617
(Indirect)
View
2022-08-09
Sale
2022-08-11
4:30 pm
ZoomInfo Technologies Inc. ZI Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
10% Owner
348,094 $47.82 $16,647,255 40,731,468
(Indirect)
View
2022-08-05
Sale
2022-08-09
4:32 pm
ZoomInfo Technologies Inc. ZI Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
10% Owner
341,903 $47.74 $16,321,780 41,079,562
(Indirect)
View
2022-08-03
Sale
2022-08-05
4:30 pm
ZoomInfo Technologies Inc. ZI Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
10% Owner
249,680 $46.07 $11,502,293 41,421,465
(Indirect)
View
2022-08-01
Sale
2022-08-02
6:24 pm
Carlyle Group Inc. CG Ferguson Jeffrey W.
General Counsel
9,070 $37.85 $343,300 1,028,736
(Direct)
View
2022-08-01
Sale
2022-08-02
6:03 pm
Carlyle Group Inc. CG Buser Curtis L.
Chief Financial Officer
38,890 $37.85 $1,471,987 1,094,484
(Direct)
View
2022-08-01
Sale
2022-08-02
5:53 pm
Carlyle Group Inc. CG Larson Bruce M.
Chief Human Resources Officer
8,743 $37.85 $330,923 189,712
(Direct)
View
2022-08-01
Sale
2022-08-02
5:51 pm
Carlyle Group Inc. CG Finn Christopher
Chief Operating Officer
34,054 $37.85 $1,288,944 1,099,482
(Indirect
Direct)
View
2022-08-01
Sale
2022-08-02
5:49 pm
Carlyle Group Inc. CG Andrews Charles Elliott Jr.
Chief Accounting Officer
4,698 $37.85 $177,819 35,796
(Direct)
View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date
Reported
DateTime
Exercisable
Expiration
Company Symnbol Insider
Relationship
Shares
Traded
Conversion
Price
Shares
Owned
Filing
2023-05-01
Option Award
2023-05-03
5:07 pm
N/A
N/A
Carlyle Group Inc. CG FITT LAWTON W
Director
6,238 $0 63,404
(Direct)
View
2023-05-01
Option Award
2023-05-03
5:05 pm
N/A
N/A
Carlyle Group Inc. CG ORDAN MARK S
Director
6,238 $0 11,474
(Direct)
View
2023-05-01
Option Award
2023-05-03
5:05 pm
N/A
N/A
Carlyle Group Inc. CG ROBERTSON THOMAS S
Director
6,238 $0 33,404
(Direct)
View
2023-05-01
Option Award
2023-05-03
5:05 pm
N/A
N/A
Carlyle Group Inc. CG SHAW WILLIAM JOSEPH
Director
6,238 $0 63,404
(Direct)
View
2023-05-01
Option Award
2023-05-03
5:04 pm
N/A
N/A
Carlyle Group Inc. CG WELTERS ANTHONY
Director
6,238 $0 59,346
(Direct)
View
2023-05-01
Option Award
2023-05-03
5:03 pm
N/A
N/A
Carlyle Group Inc. CG FILLER LINDA
Director
6,238 $0 11,474
(Direct)
View
2023-03-31
Other
2023-04-04
4:05 pm
N/A
N/A
CommScope Holding Company Inc. COMM Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
TC Group Sub L.P.
TC Group VII S1 L.L.C.
TC Group VII S1 L.P.
Carlyle Partners VII S1 Holdings L.P.
10% Owner
15,129 $0 1,115,439
(Indirect)
View
2023-03-01
Option Award
2023-03-03
6:02 pm
N/A
N/A
Carlyle Group Inc. CG SCHWARTZ HARVEY M
Chief Executive Officer
63,849 $0 6,826,068
(Direct)
View
2023-02-15
Option Award
2023-02-17
5:15 pm
N/A
N/A
Carlyle Group Inc. CG SCHWARTZ HARVEY M
Chief Executive Officer
6,762,219 $0 6,762,219
(Direct)
View
2023-02-07
Option Award
2023-02-09
6:06 pm
N/A
N/A
Carlyle Group Inc. CG CLARE PETER J
See remarks.
92,804 $0 5,434,430
(Direct)
View
2023-02-07
Option Award
2023-02-09
5:58 pm
N/A
N/A
Carlyle Group Inc. CG Larson Bruce M.
Chief Human Resources Officer
42,585 $0 416,482
(Direct)
View
2023-02-07
Option Award
2023-02-09
5:56 pm
N/A
N/A
Carlyle Group Inc. CG Buser Curtis L.
Chief Financial Officer
42,585 $0 1,247,244
(Direct)
View
2023-02-07
Option Award
2023-02-09
5:50 pm
N/A
N/A
Carlyle Group Inc. CG Ferguson Jeffrey W.
General Counsel
26,545 $0 1,194,830
(Direct)
View
2023-02-07
Option Award
2023-02-09
5:49 pm
N/A
N/A
Carlyle Group Inc. CG Finn Christopher
Chief Operating Officer
42,585 $0 1,250,186
(Direct)
View
2023-02-01
Option Award
2023-02-03
5:48 pm
N/A
N/A
Carlyle Group Inc. CG Finn Christopher
Chief Operating Officer
139,971 $0 1,228,357
(Direct)
View
2023-02-01
Option Award
2023-02-03
5:43 pm
N/A
N/A
Carlyle Group Inc. CG Buser Curtis L.
Chief Financial Officer
139,971 $0 1,224,060
(Direct)
View
2023-02-01
Option Award
2023-02-03
5:42 pm
N/A
N/A
Carlyle Group Inc. CG Andrews Charles Elliott Jr.
Chief Accounting Officer
55,618 $0 91,414
(Direct)
View
2023-02-01
Option Award
2023-02-03
5:40 pm
N/A
N/A
Carlyle Group Inc. CG Ferguson Jeffrey W.
General Counsel
158,510 $0 1,180,338
(Direct)
View
2023-02-01
Option Award
2023-02-03
5:40 pm
N/A
N/A
Carlyle Group Inc. CG Larson Bruce M.
Chief Human Resources Officer
214,128 $0 393,373
(Direct)
View

Ownership
2023-01-23
4:40 pm
N/A
N/A
Vertical Capital Income Fund VCIF Carlyle Global Credit Investment Management L.L.C.
Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
10% Owner
0 $0 0
(Indirect)
View
2022-12-31
Other
2023-01-03
4:31 pm
N/A
N/A
CommScope Holding Company Inc. COMM Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
TC Group Sub L.P.
TC Group VII S1 L.L.C.
TC Group VII S1 L.P.
Carlyle Partners VII S1 Holdings L.P.
10% Owner
14,924 $0 1,100,310
(Indirect)
View

Ownership
2022-08-29
7:02 pm
N/A
N/A
MKS INSTRUMENTS INC MKSI Carlyle Group Inc.
Carlyle Holdings II GP L.L.C.
Carlyle Holdings II L.L.C.
CG Subsidiary Holdings L.L.C.
TC Group Cayman Investment Holdings L.P.
TC Group Cayman Investment Holdings Sub L.P.
TC Group VI Cayman L.L.C.
TC Group VI Cayman L.P.
10% Owner
0 $0 8,482,732
(Indirect)
View
2022-08-17
Exercise
2022-08-19
4:39 pm
N/A
N/A
Vera Therapeutics Inc. VERA Carlyle Group Inc.
Abingworth LLP
Abingworth Bioventures 8 LP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
9,925 $11 2,960,231
(Indirect)
View
2022-08-17
Exercise
2022-08-19
4:39 pm
N/A
2031-05-12
Vera Therapeutics Inc. VERA Carlyle Group Inc.
Abingworth LLP
Abingworth Bioventures 8 LP
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
9,925 $0 2,960,231
(Indirect)
View

Ownership
2022-08-11
5:05 pm
N/A
N/A
eFFECTOR Therapeutics Inc. EFTR Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0 $0 5,435,229
(Indirect)
View

Ownership
2022-08-11
4:57 pm
N/A
N/A
Jasper Therapeutics Inc. JSPR Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0 $0 5,706,603
(Indirect)
View

Ownership
2022-08-11
4:55 pm
N/A
N/A
SOLENO THERAPEUTICS INC SLNO Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0 $0 26,089,814
(Indirect)
View

Ownership
2022-08-11
4:52 pm
N/A
N/A
Vera Therapeutics Inc. VERA Carlyle Group Inc.
Carlyle Holdings I GP Inc.
Carlyle Holdings I GP Sub L.L.C.
Carlyle Holdings I L.P.
CG Subsidiary Holdings L.L.C.
TC Group LLC
Carlyle Investment Management LLC
Carlyle Genesis UK LLC
10% Owner
0 $0 2,970,156
(Indirect)
View
2022-07-15
Option Award
2022-07-18
6:06 pm
N/A
N/A
Carlyle Group Inc. CG CLARE PETER J
See remarks.
14,404 $0 5,341,626
(Direct)
View
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