Insider Trading & Ownership - Axos Financial Inc. (AX)

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for Axos Financial Inc.
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2023-09-23
Sale		 2023-09-26
4:58 pm		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 896 $38.28 $34,299 66,614
(Indirect
Direct)		 View
2023-09-23
Sale		 2023-09-26
4:58 pm		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 273 $38.28 $10,450 25,042
(Indirect
Direct)		 View
2023-09-23
Sale		 2023-09-26
4:58 pm		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 838 $38.28 $32,079 31,409
(Indirect
Direct)		 View
2023-09-23
Sale		 2023-09-26
4:58 pm		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 1,311 $38.28 $50,185 53,508
(Indirect
Direct)		 View
2023-09-23
Sale		 2023-09-26
4:57 pm		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 1,073 $38.28 $41,074 41,835
(Indirect
Direct)		 View
2023-09-23
Sale		 2023-09-26
4:57 pm		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 906 $38.28 $34,682 140,662
(Indirect
Direct)		 View
2023-08-31
Sale(A)		 2023-09-22
7:12 pm		 Axos Financial Inc. AX Grinberg Paul
Director		 6,723 $43.09 $289,694 131,194
(Direct)		 View
2023-09-15
Sale		 2023-09-18
4:03 pm		 Axos Financial Inc. AX Santi Roque A
Director		 3,000 $42.4 $127,200 9,000
(Direct)		 View
2023-09-14
Sale		 2023-09-18
4:02 pm		 Axos Financial Inc. AX Micheletti Andrew J
EVP, Finance		 5,000 $42.62 $213,100 515,900
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:12 pm		 Axos Financial Inc. AX Walsh Derrick
EVP, Chief Financial Officer		 1,204 $43.09 $51,880 56,831
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:11 pm		 Axos Financial Inc. AX Tolla John Charles
EVP, Chief Governance, Risk &		 708 $43.09 $30,508 37,563
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:11 pm		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 1,672 $43.09 $72,046 63,311
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:11 pm		 Axos Financial Inc. AX Ratinoff Edward James
Director		 2,332 $43.09 $100,486 80,543
(Direct)		 View
2023-08-31
Sale		 2023-09-05
1:11 pm		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 395 $43.09 $17,021 23,074
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:10 pm		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 833 $43.09 $35,894 26,869
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:10 pm		 Axos Financial Inc. AX Nick Mosich
Director		 2,974 $43.09 $128,150 126,457
(Direct)		 View
2023-08-31
Sale		 2023-09-05
1:10 pm		 Axos Financial Inc. AX Micheletti Andrew J
EVP, Finance		 3,803 $43.09 $163,871 531,900
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:10 pm		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 1,275 $43.09 $54,940 48,097
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:10 pm		 Axos Financial Inc. AX Grinberg Paul
Director		 6,723 $43.09 $289,694 178,794
(Direct)		 View
2023-08-31
Sale		 2023-09-05
1:09 pm		 Axos Financial Inc. AX Dada Uzair
Director		 2,332 $43.09 $100,486 56,742
(Direct)		 View
2023-08-31
Sale		 2023-09-05
1:09 pm		 Axos Financial Inc. AX COURT JAMES JOHN
Director		 2,566 $43.09 $110,569 88,390
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:09 pm		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 1,204 $43.09 $51,880 37,129
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:09 pm		 Axos Financial Inc. AX Carter Stefani D
Director		 999 $43.09 $43,047 23,001
(Direct)		 View
2023-08-31
Sale		 2023-09-05
1:09 pm		 Axos Financial Inc. AX Bohlig Tamara N
Director		 2,332 $43.09 $100,486 42,251
(Direct)		 View
2023-08-31
Sale		 2023-09-05
1:08 pm		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 1,275 $43.09 $54,940 136,615
(Indirect
Direct)		 View
2023-08-31
Sale		 2023-09-05
1:08 pm		 Axos Financial Inc. AX Argalas James S
Director		 2,332 $43.09 $100,486 103,472
(Direct)		 View
2023-08-25
Sale		 2023-08-28
4:50 pm		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 199 $41.56 $8,270 23,469
(Indirect
Direct)		 View
2023-08-25
Sale		 2023-08-28
4:50 pm		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 392 $41.56 $16,292 27,702
(Indirect
Direct)		 View
2023-08-25
Sale		 2023-08-28
4:49 pm		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 786 $41.56 $32,666 49,372
(Indirect
Direct)		 View
2023-08-25
Sale		 2023-08-28
4:49 pm		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 614 $41.56 $25,518 64,983
(Indirect
Direct)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 1,703 $38.28 66,614
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 1,703 $0 66,614
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 792 $38.28 25,042
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 792 $0 25,042
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 1,691 $38.28 31,409
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 1,691 $0 31,409
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 2,491 $38.28 53,508
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:58 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 2,491 $0 53,508
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:57 pm		 N/A
N/A		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 2,038 $38.28 41,835
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:57 pm		 N/A
N/A		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 2,038 $0 41,835
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:57 pm		 N/A
N/A		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 1,721 $38.28 140,662
(Direct)		 View
2023-09-23
Exercise		 2023-09-26
4:57 pm		 N/A
N/A		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 1,721 $0 140,662
(Direct)		 View
2023-08-31
Exercise(A)		 2023-09-22
7:12 pm		 N/A
N/A		 Axos Financial Inc. AX Grinberg Paul
Director		 13,450 $43.09 131,194
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:03 pm		 N/A
N/A		 Axos Financial Inc. AX Walsh Derrick
EVP, Chief Financial Officer		 5,543 $0 30,873
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:03 pm		 N/A
N/A		 Axos Financial Inc. AX Tolla John Charles
EVP, Chief Governance, Risk &		 4,717 $0 16,892
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:03 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 4,199 $0 19,252
(Direct)		 View
2023-09-15
Exercise		 2023-09-18
4:03 pm		 N/A
N/A		 Axos Financial Inc. AX Santi Roque A
Director		 6,000 $0 9,000
(Direct)		 View
2023-09-15
Exercise		 2023-09-18
4:03 pm		 N/A
N/A		 Axos Financial Inc. AX Santi Roque A
Director		 6,000 $42.4 9,000
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:02 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 2,241 $0 9,445
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:02 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 5,378 $0 19,705
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:02 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 6,722 $0 27,986
(Direct)		 View
2023-09-14
Option Award		 2023-09-18
4:02 pm		 N/A
N/A		 Axos Financial Inc. AX Garrabrants Gregory
President and CEO		 239,078 $0 478,254
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:02 pm		 N/A
N/A		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 5,779 $0 23,509
(Direct)		 View
2023-09-15
Option Award		 2023-09-18
4:02 pm		 N/A
N/A		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 4,953 $0 19,909
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:12 pm		 N/A
N/A		 Axos Financial Inc. AX Walsh Derrick
EVP, Chief Financial Officer		 2,287 $0 56,831
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:12 pm		 N/A
N/A		 Axos Financial Inc. AX Walsh Derrick
EVP, Chief Financial Officer		 2,287 $43.09 56,831
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Tolla John Charles
EVP, Chief Governance, Risk &		 1,346 $0 37,563
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Tolla John Charles
EVP, Chief Governance, Risk &		 1,346 $43.09 37,563
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 3,176 $0 63,311
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 3,176 $43.09 63,311
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Santi Roque A
Director		 6,000 $0 12,000
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Ratinoff Edward James
Director		 6,000 $0 80,543
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Ratinoff Edward James
Director		 4,667 $0 80,543
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX Ratinoff Edward James
Director		 4,667 $43.09 80,543
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 1,144 $0 23,074
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:11 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 1,144 $43.09 23,074
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 1,682 $0 26,869
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 1,682 $43.09 26,869
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Nick Mosich
Director		 7,650 $0 126,457
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Nick Mosich
Director		 5,950 $0 126,457
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Nick Mosich
Director		 5,950 $43.09 126,457
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Micheletti Andrew J
EVP, Finance		 11,000 $0 531,900
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Micheletti Andrew J
EVP, Finance		 11,000 $43.09 531,900
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 2,422 $0 48,097
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 2,422 $43.09 48,097
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Grinberg Paul
Director		 18,150 $0 178,794
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Grinberg Paul
Director		 13,450 $0 178,794
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:10 pm		 N/A
N/A		 Axos Financial Inc. AX Grinberg Paul
Director		 13,450 $43.09 178,794
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Dada Uzair
Director		 6,000 $0 56,742
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Dada Uzair
Director		 4,667 $0 56,742
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Dada Uzair
Director		 4,667 $43.09 56,742
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX COURT JAMES JOHN
Director		 6,600 $0 88,390
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX COURT JAMES JOHN
Director		 5,134 $0 88,390
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX COURT JAMES JOHN
Director		 5,134 $43.09 88,390
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 2,287 $0 37,129
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Constantine Thomas M
EVP, Chief Credit Officer		 2,287 $43.09 37,129
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Carter Stefani D
Director		 6,000 $0 23,001
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Carter Stefani D
Director		 2,000 $0 23,001
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Carter Stefani D
Director		 2,000 $43.09 23,001
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Bohlig Tamara N
Director		 6,000 $0 42,251
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Bohlig Tamara N
Director		 4,667 $0 42,251
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:09 pm		 N/A
N/A		 Axos Financial Inc. AX Bohlig Tamara N
Director		 4,667 $43.09 42,251
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:08 pm		 N/A
N/A		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 2,422 $0 136,615
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:08 pm		 N/A
N/A		 Axos Financial Inc. AX Bar-Adon Eshel
EVP, Chief Legal Officer		 2,422 $43.09 136,615
(Direct)		 View
2023-08-31
Option Award		 2023-09-05
1:08 pm		 N/A
N/A		 Axos Financial Inc. AX Argalas James S
Director		 6,000 $0 103,472
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:08 pm		 N/A
N/A		 Axos Financial Inc. AX Argalas James S
Director		 4,667 $0 103,472
(Direct)		 View
2023-08-31
Exercise		 2023-09-05
1:08 pm		 N/A
N/A		 Axos Financial Inc. AX Argalas James S
Director		 4,667 $43.09 103,472
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:50 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 577 $41.56 23,469
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:50 pm		 N/A
N/A		 Axos Financial Inc. AX PITTERS RON
SVP, Head of Axos Securities		 577 $0 23,469
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:50 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 792 $41.56 27,702
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:50 pm		 N/A
N/A		 Axos Financial Inc. AX PARK DAVID X
EVP, Commercial Banking & Trea		 792 $0 27,702
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:49 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 1,494 $41.56 49,372
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:49 pm		 N/A
N/A		 Axos Financial Inc. AX MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 1,494 $0 49,372
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:49 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 1,168 $41.56 64,983
(Direct)		 View
2023-08-25
Exercise		 2023-08-28
4:49 pm		 N/A
N/A		 Axos Financial Inc. AX Swanson Brian D
EVP, Head of Consumer Bank		 1,168 $0 64,983
(Direct)		 View
(A) Indicate amendment filing.
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