Insider Holders & Insider Ownership - Axos Financial Inc. (AX)

List of insiders holdings for Axos Financial Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Burke John Gary
Director		 2019-08-27 13:07:12 1,840,139
0		 1,840,139 Form 4
2 Garrabrants Gregory
President and CEO		 2024-11-15 18:05:47 1,335,977
173,375		 1,509,352 Form 4
3 RULE ARTHUR RICHARDS
RULE FAMILY TRUST UDT 12 17 98
10% Owner		 2009-10-22 20:14:05 0
770,000		 770,000 Form 4
4 Chipman Michael A
Chipman Evelyn
Chipman First Family Limited Partnership
Former Director
Director		 2012-08-15 15:36:50 545,260
0		 545,260 Form 13D
5 Englert Jerry F
Director		 2014-05-29 14:05:02 442,436
0		 442,436 Form 4
6 Micheletti Andrew J
EVP, Finance		 2024-11-08 17:56:43 254,439
3,047		 257,486 Form 4
7 Allrich Theodore C
Director		 2016-11-30 19:22:56 215,076
0		 215,076 Form 4
8 Paulus Connie M
Director		 2010-05-24 17:59:42 145,181
0		 145,181 Form 4
9 Bar-Adon Eshel
EVP, Chief Legal Officer		 2025-03-25 15:45:15 141,445
3,232		 144,677 Form 4
10 EPRILE ROBERT A
Retired Director (10/2005)		 2009-10-14 17:28:33 92,713
0		 92,713 Form 13D
11 Nick Mosich
Director		 2024-11-22 16:51:44 84,495
0		 84,495 Form 4
12 Swanson Brian D
EVP, Head of Consumer Bank		 2025-03-25 15:46:09 78,711
2,737		 81,448 Form 4
13 Dunn Patrick A
Vice President		 2006-03-30 18:08:40 67,621
0		 67,621 Form 4
14 Evans Gary Lewis
former officer		 2010-05-24 17:10:59 39,725
24,725		 64,450 Form 4
15 Walsh Derrick
EVP, Chief Financial Officer		 2025-03-25 15:46:32 59,501
2,737		 62,238 Form 4
16 MATSUMOTO RAYMOND D
EVP, Chief Operating Officer		 2025-03-25 15:45:43 57,949
2,078		 60,027 Form 4
17 Tolla John Charles
EVP, Chief Governance, Risk &		 2025-03-25 15:46:21 56,135
2,591		 58,726 Form 4
18 Berengolts Michael J
former officer		 2010-06-08 17:26:11 55,437
0		 55,437 Form 4
19 Ratinoff Edward James
Director		 2024-11-15 19:15:52 50,498
0		 50,498 Form 4
20 PARK DAVID X
EVP, Commercial Banking & Trea		 2025-03-25 15:45:55 47,596
1,541		 49,137 Form 4
21 Constantine Thomas M
EVP, Chief Credit Officer		 2025-03-25 15:45:30 37,846
2,776		 40,622 Form 4
22 Witter Gordon L
Director		 2010-08-30 17:32:56 31,668
0		 31,668 Form 4
23 Pancheri Thomas J
Director		 2010-08-30 18:48:31 30,868
0		 30,868 Form 4
24 BLACK J BRANDON
Director		 2021-09-09 16:29:07 28,242
0		 28,242 Form 4
25 PITTERS RON
SVP, Head of Axos Securities		 2023-09-26 16:58:26 23,245
1,797		 25,042 Form 4
26 GILL ANN
SVP, Chief Accounting Officer		 2025-03-25 15:46:45 19,123
1,010		 20,133 Form 4
27 Harris Terry
VP CCO		 2005-12-07 11:42:57 20,000
0		 20,000 Form 4
28 Fraser James A
EVP, Specialty RE, C&I Lending		 2019-12-20 17:37:01 17,968
0		 17,968 Form 4
29 Grinberg Paul
Director		 2024-11-15 19:14:20 12,865
0		 12,865 Form 4
30 Wardell-Smith Sara
Director		 2025-03-05 18:27:03 10,250
0		 10,250 Form 4
31 Crow David M
EVP, Head of Axos Clearing		 2025-03-21 17:17:40 4,789
0		 4,789 Form 4
32 COURT JAMES JOHN
Director		 2024-11-15 19:13:30 4,724
0		 4,724 Form 4
33 THIELE CANDACE L
EVP, Chief Administrative Offi		 2025-03-21 17:19:24 4,516
0		 4,516 Form 4
34 Dada Uzair
Director		 2024-11-15 19:13:53 4,289
0		 4,289 Form 4
35 Santi Roque A
Director		 2024-11-15 19:17:54 4,289
0		 4,289 Form 4
36 Carter Stefani D
Director		 2024-11-15 19:13:04 4,289
0		 4,289 Form 4
37 Bohlig Tamara N
Director		 2024-11-15 19:12:29 4,289
0		 4,289 Form 4
38 Argalas James S
Director		 2024-11-15 19:11:19 4,289
0		 4,289 Form 4
39 Sime Jeffrey
President and CFO		 2021-09-27 16:30:08 3,560
0		 3,560 Form 4
40 Darling Kenneth D
Former Vice President		 2009-08-13 12:51:21 0
0		 0 Form 5
41 HUGHES WESLEY T
EVP, Commercial RE Lending		 2019-12-27 11:55:59 0
0		 0 Form 3
42 Axos Financial Inc.
President and CFO		 2019-04-19 18:52:44 0
0		 0 Form 3