Insider Trading & Ownership - DEERFIELD CAPITAL LP

Real time insider trading transaction history:

  • Insiders are prohibited from making short-swing profits by trading their shares within 6 months of the registration or acquiring the shares.
  • Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
Time period
Insider Trading Transactions for DEERFIELD CAPITAL LP
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Common stock purchase or sale:
Transaction
Date		 Reported
DateTime		 Company Symbol Insider
Relationship		 Shares
Traded		 Average
Price		 Total
Amount		 Shares
Owned		 Filing
2024-10-22
Sale		 2024-10-24
4:08 pm		 Nuvalent Inc. NUVL Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt HIF L.P.
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
* Director by deputization
Director
10% Owner		 2,000,000 $97.75 $195,500,000 9,320,512
(Indirect)		 View
2024-09-17
Purchase		 2024-09-17
6:16 pm		 Bicara Therapeutics Inc. BCAX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Deerfield Private Design Fund V L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Possible Members of 10% Group
10% Owner		 70,000 $18 $1,260,000 897,587
(Indirect)		 View
2024-03-08
Sale		 2024-03-12
7:01 pm		 AdaptHealth Corp. AHCO Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt IV L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund IV L.P.
Deerfield Mgmt L.P.
*Possible Member of 10% Group
10% Owner		 350,000 $10.9 $3,815,704 13,257,940
(Indirect)		 View
2024-02-16
Purchase		 2024-02-16
2:37 pm		 Larimar Therapeutics Inc. LRMR Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt III L.P.
Deerfield Mgmt HIF L.P.
Deerfield Mgmt IV L.P.
Deerfield Mgmt L.P.
Deerfield Private Design Fund III L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Private Design Fund IV L.P.
DEERFIELD PARTNERS L.P.
* Director by Deputization
Director
10% Owner		 4,290,617 $8.74 $37,499,993 8,929,179
(Indirect)		 View
2022-12-28
Sale		 2022-12-30
7:16 pm		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 336,235 $0.26248 $88,254 284,697
(Indirect)		 View
2022-12-22
Sale		 2022-12-27
6:33 pm		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 73,384 $0.27113 $19,897 321,551
(Indirect)		 View
2022-12-19
Sale		 2022-12-21
7:09 pm		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
*Possible Member of 10% Group
10% Owner		 128,258 $0.29337 $37,628 329,596
(Indirect)		 View
2022-12-13
Sale		 2022-12-15
6:50 pm		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
*Possible Member of 10% Group
10% Owner		 13,786 $0.3868 $5,332 343,655
(Indirect)		 View
2022-11-03
Purchase		 2022-11-07
6:24 pm		 Nuvalent Inc. NUVL Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt HIF L.P.
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
Director by deputization
Director
10% Owner		 650,000 $33.5 $21,775,000 19,991,024
(Indirect)		 View
2022-05-10
Purchase		 2022-05-10
6:22 pm		 PepGen Inc. PEPG Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Deerfield Private Design Fund V L.P.
Possible Member of 10% Group
10% Owner		 416,666 $12 $4,999,992 476,813
(Indirect)		 View
2021-10-26
Purchase		 2021-10-28
7:15 pm		 Xilio Therapeutics Inc. XLO Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Possible Member of 10% Group
10% Owner		 775,000 $16 $12,400,000 1,143,972
(Indirect)		 View
2021-07-30
Purchase		 2021-08-03
8:27 pm		 DA32 Life Science Tech Acquisition Corp. DALS DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Flynn James E
Director by Deputization
Director
10% Owner		 1,600,000 $10 $16,000,000 2,250,000
(Indirect)		 View
2021-07-19
Purchase		 2021-07-21
5:14 pm		 Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 1,071,428 $14 $14,999,992 3,440,811
(Indirect)		 View
2021-07-09
Sale		 2021-07-13
12:06 pm		 Mirum Pharmaceuticals Inc. MIRM Flynn James E
Deerfield Mgmt HIF L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund IV L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Special Situations Fund L.P.
* Possible Member of 10% Group
10% Owner		 99,325 $15.81 $1,570,328 3,282,912
(Indirect)		 View
2021-07-02
Sale		 2021-07-07
6:48 pm		 Mirum Pharmaceuticals Inc. MIRM Flynn James E
Deerfield Mgmt HIF L.P.
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund IV L.P.
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Special Situations Fund L.P.
* Possible Member of 10% Group
10% Owner		 66,675 $16.29 $1,086,222 3,382,237
(Indirect)		 View
2021-06-01
Purchase		 2021-06-03
5:04 pm		 Singular Genomics Systems Inc. OMIC Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
*Possible Member of 10% Group
10% Owner		 1,500,000 $22 $33,000,000 1,657,148
(Indirect)		 View
2021-05-04
Purchase		 2021-05-04
12:34 pm		 Werewolf Therapeutics Inc. HOWL Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 800,000 $16 $12,800,000 2,552,787
(Indirect)		 View
2021-02-17
Purchase		 2021-02-18
6:44 pm		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
*Possible Member of 10% Group
10% Owner		 300,000 $19 $5,700,000 345,167
(Indirect)		 View
2021-02-09
Purchase		 2021-02-09
2:55 pm		 Terns Pharmaceuticals Inc. TERN Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Possible Member of 10% Group
10% Owner		 665,000 $17 $11,305,000 2,382,033
(Indirect)		 View
2020-10-06
Purchase		 2020-10-08
5:31 pm		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
*Possible Member of 10% Group
10% Owner		 1,000,000 $15 $15,000,000 312,282
(Indirect)		 View
2020-09-29
Purchase		 2020-10-01
5:36 pm		 GRAYBUG VISION INC. GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
*Possible Member of 10% Group
10% Owner		 1,562,500 $16 $25,000,000 1,853,967
(Indirect)		 View
2020-08-10
Purchase		 2020-08-12
4:26 pm		 Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 1,500,000 $18 $27,000,000 2,770,454
(Indirect)		 View
2020-07-28
Purchase		 2020-07-28
12:54 pm		 Annexon Inc. ANNX Flynn James E
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund IV L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 700,000 $17 $11,900,000 808,914
(Indirect)		 View

Stock options: Exercise, Award, Grant, Conversion
Transaction
Date		 Reported
DateTime		 Exercisable
Expiration		 Company Symnbol Insider
Relationship		 Shares
Traded		 Conversion
Price		 Shares
Owned		 Filing
2024-09-17
Conversion		 2024-09-17
6:16 pm		 N/A
N/A		 Bicara Therapeutics Inc. BCAX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Deerfield Private Design Fund V L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Possible Members of 10% Group
10% Owner		 16,809,237 $0 897,587
(Indirect)		 View

Ownership		 2024-09-12
9:07 pm		 N/A
N/A		 Bicara Therapeutics Inc. BCAX Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Deerfield Private Design Fund V L.P.
*Possible Member of 10% Group
10% Owner		 0 $0 1,725,174
(Indirect)		 View

Ownership		 2024-03-08
5:43 pm		 N/A
N/A		 AdaptHealth Corp. AHCO Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt IV L.P.
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund IV L.P.
Deerfield Mgmt L.P.
*Possible Member of 10% Group
10% Owner		 0 $0 27,654,923
(Indirect)		 View
2023-07-28
Other		 2023-08-01
5:24 pm		 N/A
N/A		 DA32 Life Science Tech Acquisition Corp. DALS DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Flynn James E
Director by Deputization
Director
10% Owner		 1,600,000 $0 2,250,000
(Indirect)		 View

Ownership		 2022-11-14
6:12 pm		 N/A
N/A		 Frazier Lifesciences Acquisition Corp FLAC Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 0 $0 2,572,986
(Indirect)		 View

Ownership		 2022-09-20
8:30 pm		 N/A
N/A		 Larimar Therapeutics Inc. LRMR DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Dir. by Deputization/10% Group
Director
10% Owner		 0 $0 2,777,777
(Direct)		 View
2022-06-30
Option Award		 2022-07-05
5:27 pm		 2022-06-30
2030-06-30		 Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Private Design Fund III L.P.
Director by Deputization
Director
10% Owner		 3,779,018 $0 3,779,018
(Indirect)		 View
2022-05-10
Conversion		 2022-05-10
6:22 pm		 N/A
N/A		 PepGen Inc. PEPG Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Deerfield Private Design Fund V L.P.
Possible Member of 10% Group
10% Owner		 815,106 $0 476,813
(Indirect)		 View

Ownership		 2022-05-05
8:00 pm		 N/A
N/A		 PepGen Inc. PEPG Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Deerfield Private Design Fund V L.P.
*Possible Member of 10% Group
10% Owner		 0 $0 536,960
(Indirect)		 View
2021-11-12
Conversion		 2021-11-16
9:34 pm		 N/A
N/A		 Oncology Institute Inc. DFPH Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
Possible Members of 10% Group
10% Owner		 85,153 $0 7,972,273
(Indirect)		 View
2021-11-12
Other		 2021-11-16
9:34 pm		 N/A
N/A		 Oncology Institute Inc. DFPH Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
Possible Members of 10% Group
10% Owner		 5,150,390 $0 7,972,273
(Indirect)		 View
2021-10-26
Conversion		 2021-10-28
7:15 pm		 N/A
N/A		 Xilio Therapeutics Inc. XLO Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
Possible Member of 10% Group
10% Owner		 15,129,450 $0 1,143,972
(Indirect)		 View

Ownership		 2021-10-21
9:36 pm		 N/A
N/A		 Xilio Therapeutics Inc. XLO Flynn James E
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt V L.P.
*Possible Member of 10% Group
10% Owner		 0 $0 1,512,944
(Indirect)		 View
2021-07-30
Option Award		 2021-08-03
8:27 pm		 N/A
N/A		 DA32 Life Science Tech Acquisition Corp. DALS DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Flynn James E
Director by Deputization
Director
10% Owner		 650,000 $10 2,250,000
(Indirect)		 View

Ownership		 2021-07-27
9:50 pm		 N/A
N/A		 DA32 Life Science Tech Acquisition Corp. DALS DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Flynn James E
Director by deputization
Director
10% Owner		 0 $0 5,166,250
(Indirect)		 View
2021-06-08
Option Award		 2021-06-10
5:48 pm		 2021-07-21
2026-06-08		 Deerfield Healthcare Technology Acquisitions Corp. CMAX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 2,916,667 $0 3,638,667
(Indirect)		 View
2021-06-08
Other		 2021-06-10
5:48 pm		 2021-07-21
2026-06-08		 Deerfield Healthcare Technology Acquisitions Corp. CMAX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 672,000 $0 3,638,667
(Indirect)		 View
2021-06-08
Exercise		 2021-06-10
5:48 pm		 N/A
N/A		 Deerfield Healthcare Technology Acquisitions Corp. CMAX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 3,418,750 $0 3,638,667
(Indirect)		 View
2021-06-08
Option Award		 2021-06-10
5:48 pm		 N/A
N/A		 Deerfield Healthcare Technology Acquisitions Corp. CMAX Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 10,000,000 $10 3,638,667
(Indirect)		 View
2021-06-01
Conversion		 2021-06-03
5:04 pm		 N/A
N/A		 Singular Genomics Systems Inc. OMIC Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
*Possible Member of 10% Group
10% Owner		 26,457,723 $0 1,657,148
(Indirect)		 View
2021-06-01
Conversion		 2021-06-03
5:04 pm		 N/A
N/A		 Singular Genomics Systems Inc. OMIC Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
*Possible Member of 10% Group
10% Owner		 577,148 $17.6 1,657,148
(Indirect)		 View

Ownership		 2021-05-26
9:24 pm		 N/A
N/A		 Singular Genomics Systems Inc. OMIC Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt IV L.P.
Deerfield Private Design Fund IV L.P.
*Possible Member of 10% Group
10% Owner		 0 $0 7,642,019
(Indirect)		 View
2021-05-04
Conversion		 2021-05-04
12:34 pm		 N/A
N/A		 Werewolf Therapeutics Inc. HOWL Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 16,947,881 $0 2,552,787
(Indirect)		 View

Ownership		 2021-04-29
5:42 pm		 N/A
N/A		 Werewolf Therapeutics Inc. HOWL Flynn James E
Deerfield Mgmt L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 0 $0 1,752,787
(Indirect)		 View
2021-02-09
Conversion		 2021-02-09
2:55 pm		 N/A
N/A		 Terns Pharmaceuticals Inc. TERN Flynn James E
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
DEERFIELD PARTNERS L.P.
Deerfield Mgmt L.P.
Possible Member of 10% Group
10% Owner		 1,717,033 $0 2,382,033
(Indirect)		 View
2020-10-06
Conversion		 2020-10-08
5:31 pm		 N/A
N/A		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
*Possible Member of 10% Group
10% Owner		 23,172,431 $0 312,282
(Indirect)		 View

Ownership		 2020-10-01
7:04 pm		 N/A
N/A		 Oncorus Inc. ONCR Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
*Possible Member of 10% Group
10% Owner		 0 $0 1,848,970
(Indirect)		 View
2020-09-29
Conversion		 2020-10-01
5:36 pm		 N/A
N/A		 GRAYBUG VISION INC. GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
Deerfield Mgmt L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
DEERFIELD PARTNERS L.P.
*Possible Member of 10% Group
10% Owner		 35,208,398 $0 1,853,967
(Indirect)		 View

Ownership		 2020-09-24
7:43 pm		 N/A
N/A		 GRAYBUG VISION INC. GRAY Flynn James E
Deerfield Mgmt HIF L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Healthcare Innovations Fund L.P.
DEERFIELD PARTNERS L.P.
Deerfield Mgmt III L.P.
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
Possible Member of 10% Group
10% Owner		 0 $0 3,719,213
(Indirect)		 View
2020-08-05
Option Award		 2020-08-12
4:26 pm		 N/A
2030-08-05		 Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 14,676 $0 2,770,454
(Indirect)		 View
2020-08-10
Conversion		 2020-08-12
4:26 pm		 N/A
N/A		 Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 2,841,802 $0 2,770,454
(Indirect)		 View

Ownership		 2020-08-05
7:19 pm		 N/A
N/A		 Acutus Medical Inc. AFIB Flynn James E
Deerfield Mgmt III L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund III L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Director by Deputization
Director
10% Owner		 0 $0 3,275,916
(Indirect)		 View
2020-07-28
Conversion		 2020-07-28
12:54 pm		 N/A
N/A		 Annexon Inc. ANNX Flynn James E
Deerfield Mgmt IV L.P.
DEERFIELD MANAGEMENT COMPANY L.P. (SERIES C)
Deerfield Private Design Fund IV L.P.
Deerfield Mgmt L.P.
DEERFIELD PARTNERS L.P.
Possible Member of 10% Group
10% Owner		 8,544,977 $0 808,914
(Indirect)		 View
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