Insider Holders & Insider Ownership - TRI-CONTINENTAL CORP (TY)

List of insiders holdings for TRI-CONTINENTAL CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 KING DAVID L
Portfolio Manager of Issuer		 2020-03-03 15:14:09 150,000
0		 150,000 Form 4
2 MCPHERSON FRANK A
Director		 2008-02-01 14:58:37 52,519
0		 52,519 Form 4
3 MORRIS WILLIAM C
Chairman		 2008-03-26 16:36:11 0
39,348		 39,348 Form 4
4 Clark John H
Director, Issuer's Inv. Adv.		 2008-07-03 11:48:35 20,912
0		 20,912 Form 4
5 White Todd
Managing Dir of Issuer's IA		 2014-03-05 14:39:59 19,000
0		 19,000 Form 5
6 Condon Brian Matthew
Portfolio Manager of Issuer		 2015-12-11 16:12:26 17,500
0		 17,500 Form 4
7 Waldner Matthew M
See Remarks		 2024-03-01 08:47:02 15,744
151.33		 15,895 Form 3
8 Jin Yan
Portfolio Manager of Issuer		 2019-01-02 13:50:16 12,827
0		 12,827 Form 4
9 RICHIE LEROY C
Director		 2009-10-13 17:49:40 10,238
0		 10,238 Form 4
10 KADLEC CHARLES W
Vice President		 2007-06-01 16:47:19 9,718
0		 9,718 Form 4
11 GUIDONE PAUL C
Director		 2003-09-11 15:20:02 6,576
0		 6,576 Form 4
12 SCHMALTZ RICHARD R
Director of Issuer's Inv. Adv.		 2004-01-06 15:44:56 5,175
0		 5,175 Form 3
13 Albanese Peter
Portfolio Manager of Issuer		 2018-06-13 15:20:04 5,068
0		 5,068 Form 4
14 Maher John F
Director		 2006-12-18 09:46:17 5,000
0		 5,000 Form 3
15 TRUSCOTT WILLIAM F
Senior Vice President		 2024-11-19 15:02:09 0
4,000		 4,000 Form 4
16 MOLES THOMAS G
Director Issuer's Inv. Advisor		 2004-05-24 16:06:39 3,633
0		 3,633 Form 4
17 Sivaraman Raghavendran
Portfolio Manager of Issuer		 2023-07-07 09:09:53 3,000
0		 3,000 Form 4
18 Cunningham John B
Vice President		 2004-09-17 14:14:53 2,500
0		 2,500 Form 3
19 FLYNN PATRICIA M
Director		 2008-11-17 11:21:09 100
1,937		 2,037 Form 3
20 Lee Grace
Portfolio Manager of Issuer		 2022-03-14 17:41:47 2,000
0		 2,000 Form 4
21 McGarry Michael F
Co-Portfolio Manager		 2005-04-07 11:21:34 1,228
0		 1,228 Form 4
22 ILCHMAN ALICE S
Director		 2005-10-20 09:58:11 0
1,165		 1,165 Form 4
23 Boudreau Edward J Jr.
Director		 2018-01-05 17:09:47 1000
0		 1000 Form 3
24 Yeager Sandra
Director		 2020-06-15 14:14:21 1000
0		 1000 Form 3
25 Beckman Daniel
Senior Vice President		 2021-05-14 13:07:44 325
0		 325 Form 4
26 NASTA FRANK J
Corp.Sect.Issuer/Mg.Dtr Advis		 2006-11-29 15:51:14 233.6
0		 233.6 Form 4
27 HACKER DOUGLAS A
Director		 2022-01-04 12:55:55 220
0		 220 Form 3
28 Gallagher Brian J
Director		 2020-01-06 12:27:15 207.63
0		 207.63 Form 3
29 SHAW MINOR M
Director		 2016-04-21 11:52:32 200
0		 200 Form 3
30 Alison Taunton-Rigby
Director		 2008-11-17 11:43:31 200
0		 200 Form 3
31 Hawkins William A.
Director		 2015-03-06 15:44:07 200
0		 200 Form 3
32 CARMICHAEL WILLIAM P
Director		 2014-01-06 14:04:57 200
0		 200 Form 3
33 PAGLIA CATHERINE JAMES
Director		 2014-11-24 16:31:05 126
0		 126 Form 4
34 Carlton Pamela G
Director		 2025-03-11 08:25:48 100.86
0		 100.86 Form 4
35 Petersen Christopher O.
President & Prin Exec Off		 2020-11-19 17:01:38 100
0		 100 Form 4
36 Batejan George S
Director		 2018-01-05 16:55:25 100
0		 100 Form 3
37 Blatz Kathleen
Director		 2008-11-17 13:53:59 100
0		 100 Form 3
38 Carlson Arne H
Director		 2008-11-17 12:00:14 100
0		 100 Form 3
39 Jones Anne Patricia
Director		 2008-11-17 13:42:09 100
0		 100 Form 3
40 MOFFETT DAVID M
Director		 2024-01-02 15:01:05 100
0		 100 Form 3
41 SANTOMERO ANTHONY M
Director		 2019-04-17 11:17:27 100
0		 100 Form 3
42 Laikind Jeffrey
Director		 2008-11-17 12:14:28 100
0		 100 Form 3
43 LEWIS STEPHEN R JR
Director		 2008-11-17 12:37:52 100
0		 100 Form 3
44 Carrig Janet
Director		 2024-01-18 09:49:32 73
0		 73 Form 4
45 Fonseca Maureen
Director		 2007-08-01 09:50:09 25
0		 25 Form 3
46 Harasimowicz Stephen J.
Senior VP, Glb Head of Trading		 2015-04-06 14:03:21 0
0		 0 Form 3
47 Mergen Melda
Managing Dir of Issuer's IA		 2015-04-08 14:54:28 0
0		 0 Form 3
48 LANDES WILLIAM J
SVP of Issuer's IA		 2015-04-08 14:48:06 0
0		 0 Form 3
49 Couto Scott E
EVP/Head N.Am. for Issuer's IA		 2018-02-26 12:50:02 0
0		 0 Form 3
50 Chiesa Charles H
(title in explanation below)		 2024-07-01 07:52:20 0
0		 0 Form 3
51 Kephart-Strong Geralynn A
Vice President		 2015-01-09 11:11:22 0
0		 0 Form 3
52 Seaman Veronica A
Vice President		 2024-10-08 11:23:14 0
0		 0 Form 3
53 Larrenaga Ryan Collins
Vice President and Secretary		 2015-01-09 11:06:06 0
0		 0 Form 3
54 DeFao Michael E.
VP and Assistant Secretary		 2011-04-22 18:39:17 0
0		 0 Form 3
55 Haugen Anthony P
VP, CFO & Dir. of Issuer's IA		 2017-01-11 15:17:50 0
0		 0 Form 3
56 Cielinski James Robert
MNG DIR/GL HD of FI of Issr IA		 2017-04-07 11:58:42 0
0		 0 Form 3
57 Beranek Joseph
Treasurer of Issuer		 2019-02-05 10:29:43 0
0		 0 Form 3
58 Asselta Francine
See Remarks		 2024-01-16 12:29:48 0
0		 0 Form 3
59 Cleasby Jonathan C
Dir., VP & CFO of Issuer's IA		 2020-04-01 14:17:43 0
0		 0 Form 3
60 Kutin Joshua
See Remarks		 2024-01-16 08:38:12 0
0		 0 Form 3
61 Engelking Brian M.
Dir., VP & CFO of Issuer's IA		 2020-06-25 15:00:50 0
0		 0 Form 3
62 Tannuzzo Gene R
Man Dir/GL HD of FI Issuer IA		 2021-03-05 09:24:39 0
0		 0 Form 3
63 Marc Zeitoun
See Remarks		 2024-01-10 09:53:33 0
0		 0 Form 3
64 Nusinzon Oleg
Portfolio Manager of Issuer		 2021-06-22 15:47:17 0
0		 0 Form 3
65 Gallus Peter A.
CAO, Issuer's Inv. Adv.		 2008-11-17 14:20:21 0
0		 0 Form 3
66 Brown Beth Ann
SVP, Issuer's Inv. Adviser		 2010-05-11 11:13:32 0
0		 0 Form 3
67 Johnson Amy K.
Vice President of Issuer		 2008-11-17 15:38:06 0
0		 0 Form 3
68 Keeley Michelle M.
Vice President		 2008-11-17 15:30:04 0
0		 0 Form 3
69 Lammers Jennifer D.
CCO, Issuer & Inv. Adv.		 2008-11-17 15:22:01 0
0		 0 Form 3
70 ANGELOS JAMES F
VP, Issuer's Inv. Adv.		 2008-11-17 15:15:21 0
0		 0 Form 3
71 Keating Christopher P.
Director, Issuer's Inv. Adv.		 2008-11-17 15:08:16 0
0		 0 Form 3
72 FOX JEFFREY P.
Assistant Treasurer of Issuer		 2008-11-17 14:53:09 0
0		 0 Form 3
73 McGrane Brian J.
CFO & Dir., Issuer's Inv. Adv.		 2008-11-17 14:38:44 0
0		 0 Form 3
74 Plummer Scott R
VP, GC and Secretary of Issuer		 2008-11-17 14:30:39 0
0		 0 Form 3
75 CONNAUGHTON J KEVIN
President		 2010-05-11 11:19:58 0
0		 0 Form 3
76 Mourtzinou Georgia K.
Portfolio Manager of Issuer		 2008-11-17 14:08:39 0
0		 0 Form 3
77 Bertsimas Dimitris J.
Portfolio Manager of Issuer		 2008-11-17 14:04:03 0
0		 0 Form 3
78 Bannigan Patrick T.
President		 2008-11-17 13:01:47 0
0		 0 Form 3
79 WHITSON JAMES N
Director		 2005-09-30 17:53:10 0
0		 0 Form 4
80 STEIN DAVID F
Director, Issuer's Inv. Adv.		 2005-04-11 10:39:18 0
0		 0 Form 4
81 Pisano Albert A
CCO, Issuer's Invest. Adviser		 2004-07-27 10:18:08 0
0		 0 Form 3
82 Hoagland Eleanor T M
Chief Compliance Officer		 2004-07-27 09:57:17 0
0		 0 Form 3
83 Eigen Neil T
Director, Issuer's Inv. Adv.		 2004-07-15 11:42:31 0
0		 0 Form 3
84 GUY DAVID
Managing Director of Adviser
Director		 2003-09-05 16:48:38 0
0		 0 Form 4
85 Pearson Paul D.
VP and Assistant Treasurer		 2011-04-22 18:28:35 0
0		 0 Form 3
86 Welsh Stephen T.
Vice President		 2014-03-05 14:37:07 0
0		 0 Form 5
87 Faria Lee
CCO of Issuer's Inv. Adviser		 2013-11-21 14:38:23 0
0		 0 Form 3
88 Knight Jeffrey
Head of GAA, Issuers Inv. Adv.		 2013-02-20 16:34:50 0
0		 0 Form 3
89 Poole Kevin G.
CCO of Issuer's Inv. Adviser		 2012-03-29 13:07:00 0
0		 0 Form 3
90 McGuire Thomas P
CCO of Issuer		 2012-03-23 13:37:34 0
0		 0 Form 3
91 Buckley Oliver E
Portfolio Manager of Issuer		 2012-03-12 14:08:26 0
0		 0 Form 3
92 DiMaria Joseph F
VP and CAO of Issuer		 2011-04-22 18:51:44 0
0		 0 Form 3
93 Goucher Paul B.
VP and Assistant Secretary		 2011-04-22 18:45:54 0
0		 0 Form 3
94 GRADWOHL BENAMI
Managing Director of Adviser
Director		 2003-09-05 16:42:54 0
0		 0 Form 4
95 Kringdon Joseph Dale
Managing Dir of Issuer's IA		 2014-08-25 13:18:06 0
0		 0 Form 3
96 Clarke Michael G
Treasurer of Issuer		 2011-04-22 17:57:38 0
0		 0 Form 3
97 Unckless Amy L.
CAO, Issuer's Inv. Adviser		 2010-05-11 12:28:24 0
0		 0 Form 3
98 Wondrack Linda
CCO, Issuer & Inv. Adviser		 2010-05-11 12:23:26 0
0		 0 Form 3
99 Thompson Christopher C.
SVP, Issuer's Inv. Adviser		 2010-05-11 12:17:36 0
0		 0 Form 3
100 Peters Jeffrey Franklin
SVP, Issuer's Inv. Adviser		 2010-05-11 12:10:59 0
0		 0 Form 3
101 MOORE COLIN
Vice President		 2010-05-11 12:01:07 0
0		 0 Form 3
102 McConnaughey Robert K.
SVP, Issuer's Inv. Adviser		 2010-05-11 11:55:18 0
0		 0 Form 3
103 Lundgren Colin James
SVP, Issuer's Inv. Adv.		 2010-05-11 11:46:06 0
0		 0 Form 3
104 Jones Michael A.
Vice President		 2010-05-11 11:24:28 0
0		 0 Form 3