Insider Holders & Insider Ownership - WINDTREE THERAPEUTICS INC (WINT)

List of insiders holdings for WINDTREE THERAPEUTICS INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 LPH Investments Ltd
10% Owner		 2019-12-20 13:07:49 16,386,200
0		 16,386,200 Form 13D
2 Lee's Pharmaceutical Holdings Ltd
10% Owner		 2019-12-10 19:54:04 0
15,278,414		 15,278,414 Form 4
3 China Cardiovascular Focus Ltd
Lee's Pharmaceutical International Ltd
10% Owner		 2018-12-31 15:55:54 8,063,861
0		 8,063,861 Form 13D
4 Panacea Venture Healthcare Fund I L.P.
10% Owner		 2018-12-31 16:45:24 6,791,018
0		 6,791,018 Form 13D
5 Center Laboratories Inc.
10% Owner		 2022-01-10 17:03:57 1,239,088
5,095,014		 6,334,102 Form 4
6 LPH II Investments Ltd
10% Owner		 2019-12-20 13:05:01 5,876,935
0		 5,876,935 Form 13D
7 Ivy Blue Holdings Ltd
KPCB China Fund II L.P.
KPCB China Associates II L.P.
KPCB China Holdings II Ltd.
10% Owner		 2018-12-31 16:39:03 4,336,790
0		 4,336,790 Form 13D
8 Bioengine Capital Inc.
10% Owner		 2022-01-10 17:03:07 3,855,926
0		 3,855,926 Form 4
9 CAPETOLA ROBERT J
Former President/CEO		 2010-02-09 17:15:50 418,479
17,938		 436,417 Form 5
10 SCHABER CHRISTOPHER
Exec. VP & COO		 2006-01-05 16:43:24 287,771
0		 287,771 Form 4
11 ESTEVE ANTONIO PHD
Director		 2012-06-12 16:23:10 60,341
213,438		 273,779 Form 4
12 COOPER JOHN G
President & CEO		 2015-07-24 16:36:50 105,980
47,511		 153,491 Form 4
13 Magee Michael L
VP, Quality Operations		 2015-03-31 16:33:53 100,000
31,388		 131,388 Form 4
14 Cole Kathy
Senior VP, Human Resources		 2015-03-31 16:30:47 86,667
39,419		 126,086 Form 4
15 NIVEN RALPH
SVP-Preclinical Dev-Former		 2005-06-03 11:59:15 103,265
0		 103,265 Form 4
16 Huang James
Director		 2023-05-17 07:30:26 75,609
0		 75,609 Form 13D
17 Hamill John P.
SVP & CFO		 2022-07-26 16:38:04 72,800
0		 72,800 Form 4
18 Clayton Russell
Senior VP, R&D		 2014-03-10 16:43:16 53,466
18,854		 72,320 Form 4
19 LINK MAX
Director		 2012-06-12 16:24:49 71,121
0		 71,121 Form 4
20 Osterman Mark G
SVP, Sales and Marketing		 2006-01-05 16:31:50 57,074
0		 57,074 Form 4
21 Miller Thomas F
SVP, Chief Operating Officer		 2015-02-17 17:07:08 15,460
39,540		 55,000 Form 5
22 Amick W Thomas
Chief Executive Officer		 2013-02-13 16:52:21 29,333
15,957		 45,290 Form 5
23 Hoy Thomas
VP, Manufacturing Ops.		 2015-02-17 16:57:42 6,667
36,212		 42,879 Form 5
24 Curtis Eric
SVP & COO		 2023-08-25 18:00:05 37,920
0		 37,920 Form 4
25 ZODDA DENI M PHD
Sr VP, Business Development		 2006-01-05 17:03:46 36,949
0		 36,949 Form 4
26 MCDADE HERBERT H
Director		 2010-12-22 14:58:16 30,000
0		 30,000 Form 4
27 Loh Evan
Director		 2021-02-05 21:01:23 30,000
0		 30,000 Form 4
28 Katzer Charles F
SVP, Manufacturing Operations		 2010-02-09 17:15:17 20,000
9,381		 29,381 Form 5
29 McAndrew Jamie
VP, Controller, & CAO		 2023-09-05 19:21:25 26,433
1		 26,434 Form 3
30 LOPEZ DAVID L
Executive VP & General Counsel		 2011-08-01 08:33:46 17,456
8,033		 25,489 Form 4
31 PEACOCK BRUCE
Director		 2021-02-05 21:14:43 23,886
0		 23,886 Form 4
32 ROSENTHALE MARVIN E
Director		 2016-08-08 16:08:09 21,211
1,666		 22,877 Form 4
33 Leone John R
Director		 2021-02-05 21:05:38 22,473
0		 22,473 Form 4
34 Joseph Mahady M
Director		 2021-02-05 21:08:04 22,455
0		 22,455 Form 4
35 Schreiber Brian D
Director		 2021-02-05 21:09:28 17,069
0		 17,069 Form 4
36 SEGAL ROBERT-MD
Senior VP, Sci & Med Affairs		 2011-02-09 14:31:27 8,635
3,930		 12,565 Form 5
37 DAVIS CYNTHIA
VP, Business Admin & Treasury		 2005-06-14 17:00:05 10,000
0		 10,000 Form 4
38 Fraser Craig
President and CEO		 2024-10-09 07:46:52 8,638
1		 8,639 Form 4
39 Strobeck Mark
Director		 2023-08-25 18:03:00 5,750
0		 5,750 Form 4
40 Geffken Daniel E.
Director		 2023-08-29 16:37:19 5,225
0		 5,225 Form 4
41 SCOTT ROBERT A
Director		 2023-08-25 18:01:54 5,183
0		 5,183 Form 4
42 Williams Leslie J.
Director		 2023-08-25 18:03:42 5,183
0		 5,183 Form 4
43 Simonson Steven
SVP, Chief Medical Officer		 2024-07-24 17:28:26 2,687
0		 2,687 Form 4
44 Templeton Mary B Esq
SVP, Gen Counsel & Corp Sec		 2020-05-27 21:56:57 2,237
332		 2,569 Form 4
45 CARMAN DIANE
SVP & General Counsel		 2023-03-02 20:25:02 1,227
0		 1,227 Form 4
46 Tattory John A
Interim CFO		 2023-02-03 16:05:09 0
0		 0 Form 3
47 McGowan Kathleen A
Director, Finance & Controller
Director		 2008-01-08 15:09:13 0
0		 0 Form 4
48 Latkin Jed
Director		 2024-08-14 16:20:39 0
0		 0 Form 3
49 PELLETIER SAUNDRA L
Director		 2024-08-14 16:24:25 0
0		 0 Form 3
50 Kelly Leanne
Director		 2025-01-14 16:17:38 0
0		 0 Form 3