List of insiders holdings for ENERGY FOCUS INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Huang Gina Director 10% Owner |
2023-04-04 16:40:55 | 0 3,720,242 |
3,720,242 | Form 4 |
| 2 | Wilson Robert Jr. Vice President of Subsidiary |
2010-01-11 16:26:53 | 140,000 2,100,000 |
2,240,000 | Form 3 |
| 3 | Tu James Huang Gina Jag International Co Ltd. Brilliant Start Enterprise Inc. Luo Jiangang Cleantech Global Ltd 5 ELEMENTS GLOBAL FUND LP Cheng Yeh Mei-Hui Communal International Ltd. 5 Elements Energy Efficiency Ltd. CEO, President and Interim CFO 10% Owner |
2020-01-30 16:13:01 | 1,814,160 0 |
1,814,160 | Form 13D |
| 4 | KAVESKI JOSEPH G. Chief Executive Officer |
2013-02-27 16:49:13 | 1,772,105 0 |
1,772,105 | Form 4 |
| 5 | Gelbaum David Gelbaum Monica Chavez Quercus Trust 10% Owner |
2012-01-09 21:03:27 | 1,132,480 0 |
1,132,480 | Form 4 |
| 6 | BUELOW ROGER Chief Technology Officer |
2013-02-27 17:02:22 | 1,104,153 0 |
1,104,153 | Form 4 |
| 7 | PLUSH MARK J Chief Financial Officer and VP |
2013-02-27 15:23:17 | 994,796 0 |
994,796 | Form 4 |
| 8 | DIKER MANAGEMENT LLC former 10% owner |
2011-02-14 18:29:34 | 941,248 0 |
941,248 | Form 13G |
| 9 | Huang Chiao Chieh Director 10% Owner |
2023-08-08 14:34:39 | 680,536 42,788 |
723,324 | Form 4 |
| 10 | Cohen William Costar Partners II LLC Director 10% Owner |
2014-10-14 12:51:40 | 710,363 0 |
710,363 | Form 13D |
| 11 | Cohen William Director |
2018-06-22 18:08:59 | 673,622 0 |
673,622 | Form 4 |
| 12 | Tu James 5 ELEMENTS GLOBAL FUND LP Brilliant Start Enterprise Inc. Fusion Park LLC Huang Gina Jag International Co Ltd. Chairman and CEO 10% Owner |
2021-04-05 10:46:33 | 0 611,683 |
611,683 | Form 4 |
| 13 | TRIGRAN INVESTMENTS LP 10% Owner |
2004-07-01 17:06:29 | 485,482 0 |
485,482 | Form 13G |
| 14 | Bi Cheng 10% Owner |
2015-02-12 17:44:37 | 393,200 0 |
393,200 | Form 13G |
| 15 | Huang Gina Jag International Co Ltd. Brilliant Start Enterprise Inc. Director 10% Owner |
2022-06-23 11:01:33 | 0 381,832 |
381,832 | Form 4 |
| 16 | Tewksbury Ted L III Chairman, CEO & President |
2019-02-28 16:48:37 | 296,780 0 |
296,780 | Form 4 |
| 17 | KEPLINGER J STEVEN Sr. V.P. Operations |
2004-03-15 13:05:19 | 284,393 0 |
284,393 | Form 4 |
| 18 | Tu James Chairman and CEO 10% Owner |
2021-08-18 16:18:49 | 249,851 0 |
249,851 | Form 4 |
| 19 | STUPPIN JOHN B Director |
2008-03-18 18:00:38 | 0 165,775 |
165,775 | Form 4 |
| 20 | BERCHTOLD NICHOLAS G Former Chief Financial Officer |
2011-04-01 16:47:10 | 150,000 0 |
150,000 | Form 4 |
| 21 | von Paumgartten Paul Director |
2012-07-30 12:21:26 | 145,483 0 |
145,483 | Form 4 |
| 22 | Kasper Michael A Director |
2010-10-08 19:05:28 | 136,483 0 |
136,483 | Form 4 |
| 23 | Hilliard Eric President & COO |
2016-03-16 19:11:14 | 136,445 0 |
136,445 | Form 4 |
| 24 | Turin Jerry CFO and Secretary |
2019-01-03 16:40:13 | 133,091 0 |
133,091 | Form 4 |
| 25 | FINNERTY J JAMES Director |
2013-12-20 16:23:52 | 130,000 0 |
130,000 | Form 4 |
| 26 | GREENWALD BARRY R Senior VP Pool & Spa Division |
2007-06-26 11:52:27 | 125,693 0 |
125,693 | Form 4/A |
| 27 | Port Michael Harry CFO & Secretary |
2018-04-04 17:13:56 | 122,024 0 |
122,024 | Form 4 |
| 28 | White Bradley Brian CFO & Secretary |
2017-03-13 16:31:11 | 115,277 1,075 |
116,352 | Form 4 |
| 29 | McAuliffe Thomas P. Sr. VP of Business Development |
2013-11-08 09:18:28 | 100,000 0 |
100,000 | Form 4 |
| 30 | SCHNEEBERGER R LOUIS Director |
2012-07-30 12:21:32 | 96,034 0 |
96,034 | Form 4 |
| 31 | CONNORS ROBERT A CHIEF FINANCIAL OFFICER |
2006-07-11 18:50:49 | 95,000 0 |
95,000 | Form 4 |
| 32 | WOLFSON PHILIP Director |
2009-06-29 16:41:36 | 83,000 0 |
83,000 | Form 4 |
| 33 | RUCKERT DAVID N Director |
2009-06-29 16:06:15 | 79,000 0 |
79,000 | Form 4 |
| 34 | Lamanna Frank Chief Financial Officer |
2014-01-29 14:05:26 | 75,000 0 |
75,000 | Form 4 |
| 35 | Anthony David Director |
2010-10-08 19:01:23 | 72,989 0 |
72,989 | Form 4 |
| 36 | BRITE JEFFREY H Director |
2006-07-11 16:43:53 | 71,000 0 |
71,000 | Form 4 |
| 37 | des Enfants Edward W VICE PRESIDENT SALES |
2006-12-07 16:00:48 | 70,000 0 |
70,000 | Form 4 |
| 38 | Miller Marcia Jean Chief Financial Officer |
2016-03-16 19:13:37 | 67,867 0 |
67,867 | Form 4 |
| 39 | HELLMAN WAYNE R Director |
2004-11-15 07:54:25 | 64,580 0 |
64,580 | Form 4 |
| 40 | Ramelot Michael Rush Director |
2019-06-21 17:13:55 | 47,927 0 |
47,927 | Form 4 |
| 41 | Eisenberg Marc Director |
2018-06-22 17:58:54 | 47,427 0 |
47,427 | Form 4 |
| 42 | Dorchak Glenda Director |
2018-06-22 17:55:47 | 47,427 0 |
47,427 | Form 4 |
| 43 | BLACK RONALD D Director |
2018-06-22 18:04:25 | 47,427 0 |
47,427 | Form 4 |
| 44 | Matt Lesley A. Chief Executive Officer |
2023-05-02 17:22:18 | 40,000 0 |
40,000 | Form 4 |
| 45 | Politziner Philip Director |
2022-06-23 11:08:09 | 31,400 0 |
31,400 | Form 4 |
| 46 | TRAVERSI DAVID M Director |
2005-06-16 16:21:13 | 30,800 0 |
30,800 | Form 4 |
| 47 | Warren James Raymond III SVP, GC & Corp. Secretary |
2023-05-02 17:22:41 | 30,000 0 |
30,000 | Form 4 |
| 48 | Socolof Stephen Chairman and Interim CEO |
2022-06-23 11:09:57 | 25,500 0 |
25,500 | Form 4 |
| 49 | Goddard Laurence V Director |
2009-06-29 16:11:38 | 25,000 0 |
25,000 | Form 4 |
| 50 | Cheng Jennifer Y Director |
2022-06-23 10:59:15 | 22,000 0 |
22,000 | Form 4 |
| 51 | RISHI SATISH Director |
2018-06-22 18:54:55 | 21,338 0 |
21,338 | Form 4 |
| 52 | NESTOR TOD A COO and CFO |
2022-02-15 14:18:06 | 20,000 0 |
20,000 | Form 4 |
| 53 | Cheng Simon Director |
2016-03-18 16:25:34 | 18,980 0 |
18,980 | Form 4 |
| 54 | McManus Geraldine Director |
2021-05-27 06:46:53 | 17,000 0 |
17,000 | Form 4 |
| 55 | Galluccio Gregory S Sr. VP, Product Mgmt & Engin. |
2022-02-23 14:23:58 | 15,000 0 |
15,000 | Form 4 |
| 56 | Matrisciano Theresa A. VP of Human Resources |
2015-03-18 13:20:54 | 15,000 0 |
15,000 | Form 4 |
| 57 | Casentini Ronald A Director |
2008-03-18 16:47:01 | 12,250 0 |
12,250 | Form 4 |
| 58 | ELIOT THEODORE L JR Director |
2004-08-24 13:21:04 | 10,000 0 |
10,000 | Form 4 |
| 59 | Parker Jeffery Robert Director |
2022-06-23 11:03:33 | 10,000 0 |
10,000 | Form 4 |
| 60 | Lagarto Brian J Director |
2022-06-23 11:05:38 | 10,000 0 |
10,000 | Form 4 |
| 61 | den Daas Kaj Director |
2022-09-28 16:22:52 | 10,000 0 |
10,000 | Form 4 |
| 62 | DAVENPORT JOHN Director |
2015-03-27 12:27:32 | 7,500 0 |
7,500 | Form 4 |
| 63 | KRISHNAN SABU Director |
2004-08-13 20:25:19 | 7,000 0 |
7,000 | Form 4 |
| 64 | Griffin Clifford R. SVP, Corp. Controller & CAO |
2022-08-23 15:16:24 | 6,000 0 |
6,000 | Form 4 |
| 65 | Farkas Robert A. Director |
2019-04-04 17:44:32 | 5,575 0 |
5,575 | Form 4 |
| 66 | He Xin Director |
2014-07-16 20:56:57 | 5,000 0 |
5,000 | Form 4 |
| 67 | Gianas Randy Harrison VP Operations & Engineering |
2023-08-08 14:33:22 | 1,428 0 |
1,428 | Form 4 |
| 68 | Lee Shou-Jang Director |
2023-08-08 14:36:14 | 0 0 |
0 | Form 3 |
| 69 | Chang Wen-Jeng Director |
2023-02-28 12:35:33 | 0 0 |
0 | Form 3 |
| 70 | Bright Horizon Partners Inc. 10% Owner |
2020-06-05 12:07:56 | 0 0 |
0 | Form 13G |
| 71 | SWIDARSKI THOMAS W Director |
2014-05-23 09:17:02 | 0 0 |
0 | Form 3 |
| 72 | ADVANCED LIGHTING TECHNOLOGIES INC 10% Owner |
2005-11-10 13:56:38 | 0 0 |
0 | Form 13D |