Insider Holders & Insider Ownership - FALCONSTOR SOFTWARE INC (FALC)

List of insiders holdings for FALCONSTOR SOFTWARE INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 HALE MARTIN M JR
See Remarks
10% Owner
2019-05-22 16:01:24 70,815
359,718,164
359,788,979 Form 4
2 HCP-FVA LLC
See Remarks
10% Owner
2019-05-22 16:01:46 359,119,127
0
359,119,127 Form 4
3 ESW Capital LLC
LIEMANDT JOSEPH
10% Owner
2018-12-31 16:31:03 128,613,493
0
128,613,493 Form 13D
4 HUAI REIJANE
Chief Executive Officer
10% Owner
2009-08-21 17:06:24 9,517,660
41,000
9,558,660 Form 4
5 RUBENSTEIN BARRY
Director
2017-07-24 19:28:59 2,141,516
0
2,141,516 Form 13D
6 LIEBER IRWIN
Director
2016-11-08 19:40:46 1,788,028
164,000
1,952,028 Form 4
7 QUINN GARY
President and CEO
2017-04-26 16:18:39 1,843,148
0
1,843,148 Form 4
8 MCNIEL JAMES P
President and CEO
2011-05-17 20:04:25 1,220,000
0
1,220,000 Form 4
9 OXENHORN ELI
Director
2016-11-08 19:50:03 1,088,286
0
1,088,286 Form 4
10 Brooks Robert Todd
Chief Executive Officer
2023-03-22 17:00:27 749,522
0
749,522 Form 4
11 Petrucelly Louis J
EVP & Chief Financial Officer
2016-02-19 16:30:21 580,500
0
580,500 Form 4
12 Horowitz Seth R.
EVP, Gen. Counsel & Secretary
2014-04-03 18:54:33 325,000
0
325,000 Form 4
13 Urquhart Bryan John Henderson
VP and Chief Financial Officer
2011-11-09 17:49:26 300,000
0
300,000 Form 4
14 Komet Alan
EVP Worldwide Field Operations
2017-04-26 16:16:21 210,721
0
210,721 Form 4
15 Murale Daniel
EVP, CFO & Treasurer
2017-03-15 17:20:53 210,015
0
210,015 Form 4
16 WEBER JAMES MICHAEL
V.P., CFO and Treasurer
2010-11-02 18:08:30 153,139
0
153,139 Form 4
17 Rudolph Barry
Director
2022-05-17 17:01:00 126,619
0
126,619 Form 4
18 KELLY MICHAEL P
Director
2020-10-13 19:07:09 125,450
0
125,450 Form 4
19 MILLER WILLIAM D
Director
2020-10-13 19:10:58 117,758
26
117,784 Form 4
20 FISCHER STEVEN R
Director
2016-11-08 19:16:45 110,950
0
110,950 Form 4
21 KAUFMAN ALAN W
Director
2016-11-08 19:26:28 110,075
0
110,075 Form 4
22 Wolfe Brad
Chief Financial Officer
2020-10-13 19:16:19 88,317
0
88,317 Form 4
23 Sita Vincent
Chief Financial Officer
2022-03-02 20:00:28 56,615
0
56,615 Form 4
24 OWINGS STEVEN H
Director
2004-05-17 16:33:58 15,000
0
15,000 Form 4
25 Wu Bernard J
See Remarks below.
2013-09-17 19:15:39 0
0
0 Form 4
26 Huai Shuwen
10% Owner
2014-12-12 14:48:32 0
0
0 Form 13D
27 BOCK STEVEN L
Director
2010-05-06 16:28:15 0
0
0 Form 4
28 CARNEY PATRICK B
Director
2010-05-06 16:28:47 0
0
0 Form 4
29 DOLIN LAWRENCE S
Director
2010-05-06 16:29:27 0
0
0 Form 4
30 McClain Patrick
EVP, CFO & Treasurer
2017-09-01 10:37:54 0
0
0 Form 3
31 Oseth Todd
CEO & President
2017-07-12 17:19:02 0
0
0 Form 3
32 LAM WAYNE
Vice President
2010-12-22 18:44:05 0
0
0 Form 4