Insider Holders & Insider Ownership - MORGAN STANLEY (MS)

List of insiders holdings for MORGAN STANLEY:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 MITSUBISHI UFJ FINANCIAL GROUP INC
10% Owner		 2023-10-16 06:05:52 378,962,810
0		 378,962,810 Form 13D
2 CHINA INVESTMENT CORP
10% Owner		 2014-02-13 06:06:55 91,782,379
0		 91,782,379 Form 13G
3 PURCELL PHILIP J
Chairman of the Board and CEO		 2005-01-06 17:50:56 3,146,348
60,215		 3,206,563 Form 4
4 MACK JOHN J
Chairman of the Board		 2011-01-21 17:12:06 1,816,302
857,677		 2,673,979 Form 4
5 SCOTT ROBERT G
Director		 2004-03-24 13:22:48 2,508,438
12,140		 2,520,578 Form 4
6 PANDIT VIKRAM S
Business Unit Head		 2004-12-16 18:14:02 1,868,055
10,211		 1,878,266 Form 4
7 CRUZ ZOE
Co-President		 2007-09-11 17:22:22 1,667,827
10,996		 1,678,823 Form 4
8 PERELLA JOSEPH R
Former Vice Chairman		 2005-12-09 17:21:46 1,530,147
4,298		 1,534,445 Form 5
9 HAVENS JOHN P
Business Unit Head		 2005-03-23 11:02:38 1,451,030
10,369		 1,461,399 Form 4
10 NEWHOUSE STEPHAN F
President		 2005-01-05 13:27:54 1,271,544
29,794		 1,301,338 Form 4
11 Taubman Paul J
Co-President-Inst'l Securities		 2012-01-24 18:37:36 1,269,224
12,274		 1,281,498 Form 4
12 KELLEHER THOMAS COLM
President		 2019-06-04 16:29:14 970,068
0		 970,068 Form 4
13 Porat Ruth
Chief Financial Officer		 2015-03-02 16:53:13 881,037
37,921		 918,959 Form 4
14 PICK EDWARD
Chairman and CEO		 2025-02-21 16:41:28 670,819
186,165		 856,984 Form 4
15 UVA MICHAEL D
Business Unit Co-Head		 2005-05-20 16:27:56 772,727
6,752		 779,479 Form 3
16 SEXTON O GRIFFITH
Director		 2014-11-04 17:17:46 740,053
0		 740,053 Form 4
17 SHEAR NEAL A
Business Unit Head		 2005-12-23 14:09:44 723,210
10,889		 734,099 Form 4
18 CHENEVIX-TRENCH JONATHAN
Business Unit Head		 2005-12-15 18:05:27 711,011
657		 711,668 Form 4
19 ABDEL-MEGUID TAREK F
Business Unit Head		 2005-04-01 16:36:32 656,843
5,056		 661,899 Form 4
20 CHAMMAH WALID A
Chairman/CEO of MS Int'l		 2010-10-08 16:50:13 639,269
4,412		 643,681 Form 4
21 SCULLY ROBERT W
Co-President		 2006-12-29 12:54:10 528,462
101,886		 630,348 Form 4
22 FLEMING GREGORY J
President-Wealth & Invest Mgt		 2015-08-31 17:01:40 498,726
104,550		 603,276 Form 4
23 SIDWELL DAVID H
Chief Financial Officer		 2006-12-14 19:53:14 560,430
170.61		 560,601 Form 4
24 GORMAN JAMES P
Executive Chairman		 2024-07-26 16:09:26 406,351
152,008		 558,359 Form 4
25 MERIN MITCHELL M
Business Unit Head		 2005-09-12 17:45:13 467,797
46,884		 514,681 Form 4
26 NELMS DAVID W
Business Unit Head		 2006-10-05 17:07:07 458,751
872.29		 459,624 Form 4
27 SIMKOWITZ DANIEL A
Co-President		 2025-02-21 16:44:29 454,867
1,759		 456,626 Form 4
28 LYNCH GARY G
Chief Legal Officer		 2010-01-25 10:01:11 455,675
609.79		 456,285 Form 4
29 THOMAS OWEN D
Business Unit Head		 2006-05-09 16:56:35 448,176
7,061		 455,237 Form 4
30 PRUZAN JONATHAN
Chief Operating Officer		 2023-01-20 16:26:57 406,985
6,198		 413,183 Form 4
31 JOHANSSON JERKER M
Business Unit Head		 2005-12-15 18:02:16 402,684
4,079		 406,763 Form 4
32 ROSENTHAL JAMES A
Chief Operating Officer		 2016-11-21 16:06:43 172,910
208,010		 380,920 Form 4
33 SAPERSTEIN ANDREW M
Co-President		 2025-02-21 16:43:55 375,765
0		 375,765 Form 4
34 Hotsuki Keishi
Chief Risk Officer		 2023-02-24 16:30:03 339,211
0		 339,211 Form 4
35 SCHAEFER JOHN H
Business Unit Head		 2005-01-10 15:30:42 312,100
5,726		 317,826 Form 4
36 HELENIAK DAVID W
Vice Chairman		 2006-09-29 17:06:14 314,553
104.97		 314,658 Form 4
37 MURRAY EILEEN K
Head of Global Ops/Tech		 2007-04-13 18:10:21 297,040
7,903		 304,943 Form 4
38 deRegt Kenneth Michael
Global Head-FI Sales/Trading		 2011-01-21 17:16:18 290,540
548.78		 291,089 Form 4
39 SPENCER CORDELL G
Business Unit Head		 2006-02-03 17:44:12 276,251
5,489		 281,740 Form 4
40 CRAWFORD STEPHEN S
Chief Admin Officer		 2004-12-16 17:55:49 274,146
5,727		 279,873 Form 4
41 ROONEY ROBERT P
Head of Tech/Ops/Resilience		 2022-01-21 16:23:27 253,946
0		 253,946 Form 4
42 OLAYAN HUTHAM S
Director		 2021-05-21 16:40:44 194,388
28,129		 222,517 Form 4
43 NIDES THOMAS R
Chief Operating Officer		 2010-10-08 16:56:25 207,612
836.44		 208,448 Form 4
44 BRENNAN EDWARD A
Director		 2006-01-11 17:15:07 5,355
199,880		 205,235 Form 4
45 GROSSMAN ERIC F
Chief Legal/Admin Officer		 2025-04-16 16:27:37 199,274
0		 199,274 Form 4
46 LUCZO STEPHEN J
Director		 2025-01-03 16:11:07 17,343
172,363		 189,706 Form 4
47 KEMPF DONALD G JR
Chief Legal Officer		 2005-07-08 10:18:33 177,494
1,003		 178,498 Form 4
48 HOCHSCHILD ROGER C
Business Unit Head		 2006-10-12 18:06:21 160,432
1,030		 161,462 Form 4
49 BOWLES ERSKINE B
Director		 2018-02-05 16:24:37 159,236
1000		 160,236 Form 4
50 KIDDER C ROBERT
Director		 2014-05-15 17:50:25 158,731
0		 158,731 Form 4
51 BRODSKY JEFFREY S
Chief Human Resources Officer		 2021-01-22 16:39:31 150,095
4,292		 154,387 Form 4
52 WIRTH PAUL C
Deputy Chief Financial Officer		 2020-01-17 16:41:06 153,977
0		 153,977 Form 4
53 Pizzi Michael A.
Head Technology & Operations		 2025-02-21 16:43:21 153,754
0		 153,754 Form 4
54 YESHAYA SHARON
Chief Financial Officer		 2025-04-16 16:29:34 127,766
25,583		 153,349 Form 4
55 Smith Charles Aubrey III
Chief Risk Officer		 2025-01-17 16:50:57 137,808
5,351		 143,160 Form 4
56 Johnston Charles D
Head of Morgan Stanley SB		 2010-01-22 16:58:52 137,436
94.84		 137,531 Form 4
57 RIEFLER LINDA H
Global Head of Research		 2009-01-09 17:10:42 127,408
6,020		 133,428 Form 3
58 BARRON FRANCIS P
Chief Legal Officer		 2011-01-21 17:17:33 130,116
0		 130,116 Form 4
59 MORRISON ALASDAIR G
Business Unit Head		 2005-12-15 17:56:32 122,505
0		 122,505 Form 4
60 GLOCER THOMAS H
Director		 2024-12-03 16:23:23 114,772
0		 114,772 Form 4
61 HARRIS RAYMOND
Acting Business Unit Head		 2005-12-15 17:41:42 100,054
7,721		 107,775 Form 4
62 BOSTOCK ROY J
Director		 2012-05-17 17:11:07 95,421
1,775		 97,196 Form 4
63 Herz Robert H
Director		 2024-07-19 16:29:41 95,908
0		 95,908 Form 4
64 Nicolaisen Donald T
Director		 2016-08-04 16:21:57 89,802
0		 89,802 Form 4
65 TRAQUINA PERRY M
Director		 2024-12-03 16:26:55 83,168
0		 83,168 Form 4
66 OWENS JAMES W
Director		 2018-05-29 16:21:20 82,783
0		 82,783 Form 4
67 AKRAM RAJA
Deputy Chief Financial Officer		 2025-01-23 16:10:01 81,440
0		 81,440 Form 4
68 DAULA THOMAS V
Chief Risk Officer		 2006-10-12 17:58:01 75,707
1,112		 76,819 Form 4
69 TYSON LAURA D
Director		 2015-05-21 16:53:06 76,549
0		 76,549 Form 4
70 WILKINS RAYFORD JR
Director		 2024-06-03 16:24:04 72,546
0		 72,546 Form 4
71 DAVIES HOWARD J
Director		 2015-05-21 16:38:37 67,151
0		 67,151 Form 4
72 MILES MICHAEL A
Director		 2005-03-17 16:36:07 65,624
0		 65,624 Form 4
73 CRAWLEY MANDELL
Chief Client Officer		 2025-02-21 16:42:15 63,140
0		 63,140 Form 4
74 Miscik Judith A
Director		 2024-06-03 16:26:43 61,076
0		 61,076 Form 4
75 KLEINFELD KLAUS
Director		 2016-12-22 16:05:00 51,952
0		 51,952 Form 4
76 HANCE JAMES H JR
Director		 2011-05-20 18:24:52 46,946
0		 46,946 Form 4
77 Leibowitz Shelley B
Director		 2024-06-03 16:24:54 46,185
0		 46,185 Form 4
78 NOSKI CHARLES H
Director		 2009-05-01 16:42:00 42,097
0		 42,097 Form 4
79 NALLY DENNIS M
Director		 2024-06-03 16:25:22 41,528
0		 41,528 Form 4
80 DARLING ALISTAIR
Director		 2023-06-02 16:20:22 37,783
0		 37,783 Form 4
81 SCHAPIRO MARY L
Director		 2024-12-03 16:25:44 36,582
0		 36,582 Form 4
82 FRANK ALEXANDER C
Controller		 2004-12-27 17:17:40 23,931
6,391		 30,322 Form 4
83 MARSH MILES L
Director		 2005-03-17 16:34:21 28,862
0		 28,862 Form 4
84 PHILLIPS JR CHARLES E
Director		 2009-07-30 13:23:14 24,521
2,595		 27,116 Form 4
85 CORLEY ELIZABETH
Director		 2022-04-25 16:09:51 26,599
0		 26,599 Form 4
86 KNIGHT CHARLES F
Director		 2005-03-17 16:29:57 23,916
0		 23,916 Form 4
87 MOSER DAVID S
Principal Accounting Officer		 2005-09-12 17:53:30 13,707
5,408		 19,115 Form 4
88 BAUMAN ROBERT P
Director		 2004-04-21 18:45:46 18,336
0		 18,336 Form 4
89 JACOB JOHN E
Director		 2005-03-17 16:23:46 17,059
0		 17,059 Form 4
90 ZUMWINKEL KLAUS
Director		 2007-04-12 17:14:12 15,103
0		 15,103 Form 4
91 MADIGAN JOHN W
Director		 2005-03-17 16:32:25 14,878
0		 14,878 Form 4
92 James Erika H
Director		 2024-06-03 16:21:01 9,927
0		 9,927 Form 4
93 BUTLER MEGAN
Director		 2024-06-03 16:26:10 2,675
0		 2,675 Form 4
94 MIYACHI MASATO
Director		 2022-06-03 16:12:52 0
0		 0 Form 3
95 KAMEZAWA HIRONORI
Director		 2021-05-21 16:39:51 0
0		 0 Form 3
96 OGASAWARA TAKESHI
Director		 2019-05-29 16:41:05 0
0		 0 Form 3
97 HIRANO NOBUYUKI
Director		 2015-11-06 16:30:19 0
0		 0 Form 3
98 TAMAKOSHI RYOSUKE
Director		 2011-07-21 15:24:35 0
0		 0 Form 3
99 Tanaka Masaaki
Director		 2011-05-20 18:44:48 0
0		 0 Form 3
100 SMALL JEFFREY
Acting Chief Legal Officer		 2005-07-28 19:00:25 0
0		 0 Form 3