Insider Holders & Insider Ownership - DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC (DUC)

List of insiders holdings for DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 MORRIS EVERETT L
Director
2006-04-19 14:08:05 98,036
0
98,036 Form 4
2 JEFFRIES FRANCIS E
Director
2008-09-18 16:43:27 40,212
6,498
46,710 Form 4
3 MORAN EILEEN A
Director
2021-03-16 18:30:45 11,531
0
11,531 Form 4
4 GEORGESON WILLIAM N
Director
2005-02-14 14:11:53 10,438
0
10,438 Form 5
5 POLLARD CARL F
Director
2006-11-14 13:17:02 10,000
0
10,000 Form 4
6 POINDEXTER CHRISTIAN H
Director
2008-05-12 13:31:30 0
5,069
5,069 Form 3
7 CONWAY VIRGIL E
Director
2004-05-10 11:52:35 5,000
0
5,000 Form 4
8 MCNAMARA GERALDINE M
Director
2021-03-10 14:38:21 4,062
0
4,062 Form 4
9 MERRILL LYNCH & CO. INC.
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2009-01-12 11:45:59 2,983
0
2,983 Form 13G
10 PAVIA RICHARD A
Director
2005-02-14 14:43:05 2,404
0
2,404 Form 5
11 BEITTEL T BROOKS
Senior VP and Secretary
2008-10-14 14:56:11 2,000
0
2,000 Form 4
12 PETRISKO DANIEL
Executive Vice President*
2021-03-10 15:24:25 1,513
0
1,513 Form 4
13 BURKE DONALD C
Director
2021-03-10 14:24:57 1,500
0
1,500 Form 4
14 GENETSKI ROBERT J
Director
2021-03-10 14:27:05 1000
0
1000 Form 4
15 CONNER STEWART E
Director
2009-05-18 12:56:03 1000
0
1000 Form 4
16 LAMPTON NANCY
Director
2005-06-03 13:24:05 1000
0
1000 Form 4
17 McLoughlin Philip R
Director
2021-03-10 14:29:10 524
0
524 Form 4
18 Elvekrog Eric
Officer of Adviser
2011-07-26 17:04:30 0
0
0 Form 3
19 PARTAIN NATHAN I
President Chief Invest.Officer
2004-04-23 13:32:59 0
0
0 Form 3
20 CAVANAUGH DENNIS A
Director
2004-05-12 15:30:03 0
0
0 Form 4
21 KARPUS GEORGE W
See Explanation of Responses
2020-10-14 20:34:25 0
0
0 Form 4
22 Grumhaus David D Jr.
Officer of Investment Adviser
2020-04-09 15:49:23 0
0
0 Form 3
23 Karpus Management Inc.
KARPUS GEORGE W
10% Owner
2021-03-10 16:04:10 0
0
0 Form 13D
24 Hoffman Clifford W. Jr.
Director
2016-06-15 17:30:41 0
0
0 Form 3
25 Renahan William J
VP and Secretary
2015-10-01 10:59:26 0
0
0 Form 3
26 BANK OF AMERICA CORP
Blue Ridge Investments L.L.C.
10% Owner
2013-09-23 16:28:29 0
0
0 Form 13D
27 BANK OF AMERICA CORP
MERRILL LYNCH PIERCE FENNER & SMITH INC.
10% Owner
2013-09-23 16:28:29 0
0
0 Form 13D
28 Angerthal Michael A
Director of the Adviser
Director
2010-06-04 16:49:49 0
0
0 Form 3
29 DUCKWORTH CONNIE K
Director
2009-05-07 17:49:30 0
0
0 Form 3
30 RIDDLE JOHN R
Dir. Pres. & CEO of Adviser
2004-05-13 16:41:54 0
0
0 Form 3
31 WIRTH RICHARD J
Secretary
2004-04-23 13:29:50 0
0
0 Form 3
32 GERACI DANIEL T
Director of Adviser
Director
2004-05-18 14:37:01 0
0
0 Form 3
33 Curtiss Nancy G
Director of Adviser
Director
2008-08-29 16:56:39 0
0
0 Form 3
34 Neamtz Steven J
Director of Adviser
Director
2008-08-27 14:23:09 0
0
0 Form 3
35 HAYLON MICHAEL E
Director of Adviser
Director
2004-05-28 10:36:32 0
0
0 Form 3
36 AYLWARD GEORGE R JR
Director of Adviser
Director
2005-05-17 12:53:00 0
0
0 Form 3
37 Dybas Geoffrey P
Officer of Adviser
2006-05-04 16:05:32 0
0
0 Form 3
38 LAMPTON NANCY
VITALE DAVID J
Director
2005-05-31 15:16:41 0
0
0 Form 3