List of insiders holdings for EQUUS II INC:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Hardy John A. CEO 10% Owner |
2020-07-17 18:34:58 | 3,728,024 0 |
3,728,024 | Form 13D |
| 2 | TOKARZ MICHAEL T 10% Owner |
2021-10-04 17:24:09 | 3,172,237 0 |
3,172,237 | Form 3 |
| 3 | Benedetti Alessandro Executive Chairman |
2011-09-07 14:21:00 | 0 1,362,962 |
1,362,962 | Form 4 |
| 4 | Douglass Paula Terry Tiel Trust FBO Paula T. Douglass DOUGLASS SAM P Tiel Trust FBO Sam P. Douglass Douglass Trust IV - FBO S. Preston Douglass Douglass Trust IV - FBO Brooke Douglass 10% Owner |
2011-01-12 16:37:53 | 970,969 0 |
970,969 | Form 3 |
| 5 | MCC Europe LTD 10% Owner |
2008-08-11 18:57:48 | 849,292 0 |
849,292 | Form 13D |
| 6 | Moore Anthony R 10% Owner |
2009-08-04 15:52:56 | 0 357,458 |
357,458 | Form 4 |
| 7 | Clayton Sharon 10% Owner |
2009-08-04 15:34:30 | 0 357,458 |
357,458 | Form 4 |
| 8 | des Pallieres Bertrand 10% Owner |
2021-10-18 16:45:21 | 345,433 0 |
345,433 | Form 13D |
| 9 | Denos Kenneth I Secretary |
2017-03-17 16:35:14 | 265,754 0 |
265,754 | Form 4 |
| 10 | LEHMANN NOLAN President |
2005-07-05 12:03:28 | 197,951 48,537 |
246,488 | Form 4 |
| 11 | Funston Lance T Member of 10% owner group |
2010-04-30 17:00:38 | 217,033 0 |
217,033 | Form 3 |
| 12 | Moore Clayton & Co. Inc. Director |
2009-10-07 16:56:55 | 0 151,569 |
151,569 | Form 4 |
| 13 | NICODEMUS HARRY O IV Vice President, CFO |
2005-07-05 11:58:53 | 100,000 0 |
100,000 | Form 4 |
| 14 | KNAUSS ROBERT L Director |
2023-07-18 13:40:39 | 93,670 0 |
93,670 | Form 4 |
| 15 | Williams Edward E Director |
2005-07-05 12:01:08 | 47,781 0 |
47,781 | Form 4 |
| 16 | Atkinson Fraser Director |
2021-05-03 16:57:21 | 45,591 0 |
45,591 | Form 4 |
| 17 | Bergner Richard F Director |
2017-03-27 14:28:57 | 19,500 0 |
19,500 | Form 4/A |
| 18 | Hankinson Henry W Director |
2017-03-17 17:59:54 | 19,500 0 |
19,500 | Form 4 |
| 19 | FORBES GARY L Vice President |
2005-07-05 11:58:30 | 14,158 0 |
14,158 | Form 4 |
| 20 | Mobiquity Investments Ltd Director 10% Owner |
2014-06-17 15:14:30 | 10,000 0 |
10,000 | Form 4 |
| 21 | Mobiquity Investments Ltd Versatile Systems Inc. Director 10% Owner |
2014-06-17 15:12:22 | 10,000 0 |
10,000 | Form 13D |
| 22 | STORMS JOHN W Director |
2005-07-05 12:02:31 | 9,237 0 |
9,237 | Form 4 |
| 23 | TUGGLE FRANCIS D DR Director |
2006-05-19 11:44:06 | 6,000 0 |
6,000 | Form 4 |
| 24 | FLANAGAN GREGORY J Director |
2010-06-07 16:19:54 | 4,514 0 |
4,514 | Form 4 |
| 25 | FEINSILVER ALAN D Director |
2007-05-25 15:14:29 | 3,200 0 |
3,200 | Form 4 |
| 26 | Walsh James M Director |
2005-11-17 14:53:22 | 3,000 0 |
3,000 | Form 4 |
| 27 | ORVIETO BRAD Director |
2005-07-05 12:02:56 | 2,479 0 |
2,479 | Form 4 |
| 28 | PETERSEN GARY R Director |
2005-07-05 12:01:36 | 2,318 0 |
2,318 | Form 4 |
| 29 | Boyd Charles M Director |
2006-03-24 15:56:50 | 1,334 0 |
1,334 | Form 4 |
| 30 | KARPUS MANAGEMENT INC 10% Beneficial Owner |
2006-01-10 16:22:42 | 0 0 |
0 | Form 13D |
| 31 | Walters James Philip Vice President, Controller |
2005-07-05 11:59:16 | 0 0 |
0 | Form 4 |
| 32 | MVC CAPITAL INC. 10% Owner |
2020-07-17 18:21:59 | 0 0 |
0 | Form 4 |
| 33 | Tokarz Group Advisers LLC 10% Owner |
2020-07-17 18:15:43 | 0 0 |
0 | Form 4 |
| 34 | Brown Samuel Jones Jay IV Chief Investment Officer |
2010-03-02 11:16:18 | 0 0 |
0 | Form 3 |
| 35 | Hudson L'Sheryl D Chief Financial Officer |
2006-12-15 17:46:54 | 0 0 |
0 | Form 3 |