Insider Holders & Insider Ownership - ASENSUS SURGICAL INC. (ASXC)

List of insiders holdings for ASENSUS SURGICAL INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 SVLSF IV LLC
SV LIFE SCIENCES FUND IV L.P.
SV LIFE SCIENCES FUND IV STRATEGIC PARTNERS L. P.
SV Life Sciences Fund IV (GP) L.P.
10% Owner
2018-02-14 11:20:55 7,546,692
0
7,546,692 Form 13G
2 AISLING CAPITAL III LP
Aisling Capital Partners III LLC
Aisling Capital Partners III LP
ELMS STEVE
SCHIFF ANDREW N
Purcell Dennis J
Former 10% Owner
2018-06-05 17:27:14 6,389,352
0
6,389,352 Form 13D
3 Stack Richard S.
Former 10% Owner
2016-02-12 20:04:25 0
5,318,969
5,318,969 Form 5
4 FROST PHILLIP MD
Frost Gamma Investments Trust
Director
2016-01-28 08:12:11 4,380,469
0
4,380,469 Form 13D
5 Spragens Jeffrey G
President and CEO
10% Owner
2013-09-17 16:45:33 4,094,118
0
4,094,118 Form 13D
6 StepStone Group Holdings LLC
StepStone Group LP
StepStone Pioneer Capital Buyout Fund II L.P.
StepStone Pioneer Capital II L.P.
StepStone-SYN Investments L.L.L.P.
StepStone PC GP LLC
10% Owner
2016-02-11 12:19:06 3,480,512
0
3,480,512 Form 13G
7 Filipi Charles
Chief Medical Officer
10% Owner
2013-09-17 16:48:33 2,824,092
0
2,824,092 Form 13D
8 SYNERGY LIFE SCIENCE PARTNERS L P
Synergy Venture Partners LLC
Jain Mudit K.
Former 10% Owner
2019-03-01 17:04:02 2,301,792
0
2,301,792 Form 13D
9 UniMed Investment Inc.
10% Owner
2009-08-03 10:55:52 2,000,000
0
2,000,000 Form 3
10 Pope Todd
President and CEO
2019-05-15 09:00:18 1,852,416
0
1,852,416 Form 4
11 SOFAR S.p.A
10% Owner
2020-03-20 16:30:38 1,482,008
0
1,482,008 Form 13D
12 SLATTERY JOSEPH P
EVP and CFO
2019-05-15 09:01:02 774,708
25,000
799,708 Form 4
13 HSIAO JANE PH D
Director
2021-07-02 19:06:37 340,643
96,746
437,389 Form 4
14 KATZ STEPHEN
Fmr. Director and Fmr. Officer
Director
2008-01-25 11:10:33 272,130
54,273
326,403 Form 4
15 KELLEY WILLAM N
Director
2019-04-26 20:02:41 119,846
0
119,846 Form 4
16 ANGEL JOSHUA J
Director
2007-08-28 21:52:51 81,150
0
81,150 Form 4
17 SCHOENBERG LAWRENCE
Director
2004-06-15 19:37:26 76,850
0
76,850 Form 4
18 Martin James Joseph
Chief Financial Officer
2013-04-25 16:01:51 70,000
0
70,000 Form 4
19 Kherani Aftab
Director
2019-04-26 20:04:20 50,523
0
50,523 Form 4
20 Jackson Adam S
Chief Financial Officer
2010-02-18 17:04:21 50,000
0
50,000 Form 4
21 BEIL BARRY J
Director
2004-06-15 19:38:07 42,450
0
42,450 Form 4
22 Rubin Steven D
Director
2013-04-25 16:04:40 35,000
0
35,000 Form 4
23 Smith Eric A
Chief Commercial Officer
2020-02-06 20:03:40 33,978
0
33,978 Form 4
24 Farabaugh Brett
Interim CFO
2020-07-01 19:07:17 30,000
0
30,000 Form 4
25 Mueller Richard
Chief Operating Officer
2014-09-08 20:00:48 26,458
0
26,458 Form 4
26 LAVIOLETTE PAUL A
Director
2021-07-02 19:08:46 23,871
0
23,871 Form 4
27 Wayne Kevin
Director
2013-04-25 16:05:07 20,000
0
20,000 Form 4
28 Chen Chao C
Director
2013-04-25 16:03:31 20,000
0
20,000 Form 4
29 Dougherty Dennis
Director
2015-05-08 16:51:58 20,000
0
20,000 Form 4
30 Block Kenneth
Chief Financial Officer
2007-08-28 21:53:41 10,000
0
10,000 Form 4
31 Heithoff Kenneth
Director
2009-02-13 14:55:37 5,000
0
5,000 Form 4
32 Davis Stewart B
COO
2010-06-24 17:26:04 0
1000
1000 Form 4
33 Starling William N JR
Director
2024-08-22 09:06:37 0
0
0 Form 4
34 Biffi Andrea
Director
2024-08-22 09:07:45 0
0
0 Form 4
35 Shameze Rampertab
EVP, Chief Financial Officer
2024-08-22 09:08:57 0
0
0 Form 4
36 Fernando Anthony C. J.
President and CEO
2024-08-22 09:10:05 0
0
0 Form 4
37 Milne David Bruce
Director
2024-08-22 09:11:04 0
0
0 Form 4
38 PFENNIGER RICHARD C JR
Director
2024-08-22 09:12:10 0
0
0 Form 4
39 Hobert Kevin J
Director
2024-08-22 09:12:57 0
0
0 Form 4
40 Kwo Elizabeth
Director
2024-08-22 09:13:46 0
0
0 Form 4