Insider Holders & Insider Ownership - Sorrento Therapeutics Inc. (SRNEQ)

List of insiders holdings for Sorrento Therapeutics Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 GLAUSER STEVEN JERRY
10% Owner		 2008-07-07 17:02:31 41,086,194
0		 41,086,194 Form 4
2 SCHUH ANTONIUS
Chairman and CEO
10% Owner		 2010-02-18 18:59:56 25,634,329
0		 25,634,329 Form 4
3 ZANIBONI STEVE
Director
10% Owner		 2010-11-30 12:51:32 25,579,329
0		 25,579,329 Form 4
4 Ji Henry
See Remarks		 2023-03-20 19:52:53 6,265,805
2,331,693		 8,597,498 Form 4
5 ABG Management Ltd
ABG II-SO Ltd
ABG Innovation-SO Ltd
ABG SRNE Ltd
Ally Bridge Group Capital Partners II L.P.
Ally Bridge Group Innovation Capital Partners III L.P.
Ally Bridge LB Healthcare Master Fund Ltd
Ally Bridge LB Management Ltd
Li Bin
Yu Fan
10% Owner		 2020-02-14 06:05:05 4,910,374
0		 4,910,374 Form 13G
6 SILVER NOAH M
VP, Secretary and Treasurer		 2008-07-07 17:05:48 4,054,666
0		 4,054,666 Form 3
7 Asia Pacific MedTech (BVI) Ltd
Gu Nana
10% Owner		 2021-02-01 16:34:47 3,549,074
0		 3,549,074 Form 13G
8 SCIFRES DONALD R
10% Owner		 2015-02-17 15:38:55 1,753,555
0		 1,753,555 Form 13G
9 STEIN RONALD M
Director		 2008-07-09 19:14:08 1,693,472
0		 1,693,472 Form 3
10 LITTMAN M A
Former 10% Owner		 2007-04-04 13:34:49 1,500,000
0		 1,500,000 Form 4
11 SOON-SHIONG PATRICK
Chan Soon-Shiong Family Foundation
Cambridge Equities LP
MP 13 Ventures LLC
Former 10% Owner		 2016-07-11 18:11:25 0
1,224,138		 1,224,138 Form 4
12 HALPRYN GLENN L
Director		 2014-03-11 16:05:22 803,783
0		 803,783 Form 13D
13 Weisberg Alan Jay
CFO		 2008-07-08 12:48:33 785,925
0		 785,925 Form 3
14 Ng George K
See Remarks		 2018-02-28 19:04:44 465,615
105,789		 571,404 Form 4
15 Miao Zhenwei
SVP, Head of ADC Development		 2015-05-22 16:30:27 559,390
0		 559,390 Form 4
16 CZEREPAK ELIZABETH
EVP & Chief Financial Officer		 2022-05-20 17:14:46 350,000
0		 350,000 Form 4
17 VINCENT RICHARD G
See Remarks		 2014-10-09 16:05:22 270,000
0		 270,000 Form 4
18 SHAH JAISIM
Director		 2021-08-30 20:14:40 250,000
0		 250,000 Form 4
19 Wu Yue Alexander
Director		 2021-08-30 20:16:20 250,000
0		 250,000 Form 4
20 Followwill Dorman
Director		 2021-08-30 20:12:02 250,000
0		 250,000 Form 4
21 Lemus David
Director		 2021-08-30 20:13:44 250,000
0		 250,000 Form 4
22 Smith Robin L
Director		 2021-09-03 17:36:54 235,000
0		 235,000 Form 4
23 Uy George
See Remarks		 2015-09-21 20:55:28 201,735
0		 201,735 Form 4
24 Marth William S
Director		 2016-07-12 17:01:36 182,000
0		 182,000 Form 4
25 Royal Mike
See Remarks		 2014-10-06 16:05:25 160,000
0		 160,000 Form 3
26 Asghar Najjam
Chief Financial Officer		 2021-03-17 16:57:12 156,974
0		 156,974 Form 4
27 Durand Mark
EVP & CFO		 2015-05-01 11:43:57 145,000
0		 145,000 Form 4
28 Toledano Miranda Jayne
EVP-Corporate Development		 2016-10-05 17:00:42 130,000
0		 130,000 Form 3
29 Rodi Charles P
VP, Research & Development		 2010-02-09 16:41:48 120,000
0		 120,000 Form 4
30 Shao Jiong
Chief Financial Officer		 2020-06-15 18:11:07 120,000
0		 120,000 Form 4
31 ZELDIS JEROME B
See Remarks		 2018-11-27 19:49:49 100,000
0		 100,000 Form 4
32 Lee Edgar
Director		 2020-06-15 18:09:59 100,000
0		 100,000 Form 4
33 Reilly Tammy
Director		 2022-05-20 17:11:29 100,000
0		 100,000 Form 4
34 EBERSOLE DOUGLAS O
Director		 2016-07-12 17:01:29 94,000
0		 94,000 Form 4
35 Singh Amar
See Remarks		 2014-01-09 17:02:51 80,000
0		 80,000 Form 3
36 HSIAO JANE PH D
Director		 2012-02-07 18:21:06 75,000
0		 75,000 Form 4
37 Ponce Acquisition LLC
10% Owner		 2007-04-05 18:15:41 50,000
0		 50,000 Form 13D
38 Molsbergen Martina
VP, Business Development		 2010-02-09 16:41:16 50,000
0		 50,000 Form 4
39 Shuster Lewis
Director		 2009-09-23 14:55:22 40,000
0		 40,000 Form 4
40 Freedman S. James
Director		 2009-09-22 12:21:24 40,000
0		 40,000 Form 4
41 Salka Michael Scott
Director		 2014-01-24 16:00:34 38,000
0		 38,000 Form 4
42 Trieu Vuong
CSO
Director		 2013-10-31 16:55:12 36,000
0		 36,000 Form 4
43 Gallagher Cam
Director		 2014-01-24 16:00:32 35,000
0		 35,000 Form 4
44 Deming David H
Director		 2017-09-18 06:18:21 35,000
0		 35,000 Form 4/A
45 Webb David Ritchie
Director		 2013-10-31 16:50:30 29,000
0		 29,000 Form 4
46 AFTING ERNST-GUENTER
Director		 2013-10-31 16:56:11 26,600
0		 26,600 Form 4
47 Tang-Liu Diane D S
Director		 2012-07-20 19:51:24 15,000
0		 15,000 Form 4
48 Lockshin Curtis
Director		 2012-07-20 19:37:30 15,000
0		 15,000 Form 4
49 LEVITT DANIEL J
Director		 2014-02-03 15:28:43 13,000
0		 13,000 Form 3
50 Su Jeffrey
Executive VP and COO		 2017-02-03 19:49:24 13,000
0		 13,000 Form 4
51 Herde Kevin
Executive VP and CFO		 2017-02-03 19:48:23 7,000
0		 7,000 Form 4
52 Ferrigno Dean
Chief Accounting Officer		 2018-02-28 19:05:01 363
0		 363 Form 4
53 Opko Health Inc.
10% Owner		 2019-05-09 17:14:03 0
0		 0 Form 13D
54 KEATING KEVIN R
See Remarks		 2008-07-09 16:00:31 0
0		 0 Form 4
55 KI EQUITY PARTNERS V LLC
See Remarks		 2008-07-09 15:58:59 0
0		 0 Form 4
56 ANDREWS JEFF L
Director		 2007-03-26 13:12:04 0
0		 0 Form 3
57 BLACKWELL MARGIE L
Director		 2007-03-26 13:10:29 0
0		 0 Form 3
58 WHITING WESLEY F
Director		 2007-02-22 16:40:26 0
0		 0 Form 3
59 Janda Kim
Director		 2023-02-06 21:10:05 0
0		 0 Form 5
60 Green Redgie T
Director		 2007-02-22 16:37:19 0
0		 0 Form 3