List of insiders holdings for Saba Capital Income & Opportunities Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | MORGAN STANLEY 10% Owner |
2019-02-13 11:19:56 | 5,765,330 0 |
5,765,330 | Form 13G |
| 2 | Saba Capital Management L.P. Weinstein Boaz 10% Owner |
2024-01-11 09:52:13 | 2,123,667 0 |
2,123,667 | Form 13D |
| 3 | Weber Mark Senior Managing Director |
2018-06-06 17:09:14 | 75,482 0 |
75,482 | Form 4 |
| 4 | PUTNAM DAVID Director |
2007-08-16 18:36:43 | 71,000 0 |
71,000 | Form 4 |
| 5 | TURNER JOHN G Director |
2003-06-04 13:44:33 | 0 60,000 |
60,000 | Form 4 |
| 6 | LeMieux Charles E Senior Vice President, PM |
2020-02-06 14:25:17 | 55,865 0 |
55,865 | Form 3/A |
| 7 | ROSEN ELLIOT Senior Vice President |
2012-09-20 11:46:47 | 20,501 0 |
20,501 | Form 4 |
| 8 | BAKALAR JEFFREY A Senior Vice-President |
2008-12-12 17:59:00 | 8,565 0 |
8,565 | Form 4 |
| 9 | Caldwell Karen Director |
2020-07-24 18:13:39 | 0 0 |
0 | Form 3 |
| 10 | Desai Ketu Director |
2020-07-24 18:13:43 | 0 0 |
0 | Form 3 |
| 11 | Goodwin Kieran Director |
2020-07-24 18:14:51 | 0 0 |
0 | Form 3 |
| 12 | Neilinger Neal Director |
2020-07-24 18:14:53 | 0 0 |
0 | Form 3 |
| 13 | Clarvit Charles I Director |
2020-07-27 13:01:27 | 0 0 |
0 | Form 3 |
| 14 | Kellerman Andrew Director |
2020-07-27 14:25:29 | 0 0 |
0 | Form 3 |
| 15 | Bumbolow Thomas Director |
2021-01-19 10:13:44 | 0 0 |
0 | Form 3 |
| 16 | NORMAN DANIEL A SMD, Group Head |
2021-03-18 16:35:32 | 0 0 |
0 | Form 5 |
| 17 | Bindal Aditya Director |
2020-07-24 18:12:17 | 0 0 |
0 | Form 3 |
| 18 | Santoro Dina Former Trustee |
2021-06-11 15:59:02 | 0 0 |
0 | Form 5 |
| 19 | Anderson Kimberly A SVP, Fund Officer |
2021-06-10 15:47:26 | 0 0 |
0 | Form 5 |
| 20 | ROLAND MICHAEL J Director |
2017-10-05 18:16:06 | 0 0 |
0 | Form 4 |
| 21 | CHADWICK PATRICIA WALSH Former Trustee |
2021-06-11 16:13:54 | 0 0 |
0 | Form 5 |
| 22 | SULLIVAN CHRISTOPHER P Former Trustee |
2021-06-11 16:20:31 | 0 0 |
0 | Form 5 |
| 23 | Gavin Martin J Former Trustee |
2021-06-11 16:22:43 | 0 0 |
0 | Form 5 |
| 24 | D'Angelo Michael Secretary |
2021-07-16 10:47:31 | 0 0 |
0 | Form 3 |
| 25 | Sapru Nitin Vice President |
2021-07-16 10:56:09 | 0 0 |
0 | Form 3 |
| 26 | Weinstein Pierre Chief Executive Officer |
2021-07-16 11:25:32 | 0 0 |
0 | Form 3 |
| 27 | Keniston Patrick J Chief Compliance Officer |
2021-07-20 15:39:05 | 0 0 |
0 | Form 3 |
| 28 | Statczar Troy M Principle Financial Officer |
2021-08-05 16:50:13 | 0 0 |
0 | Form 3 |
| 29 | Nakum Anatoly Director |
2024-05-06 10:44:07 | 0 0 |
0 | Form 3 |
| 30 | Weinstein Boaz President |
2024-07-02 13:00:22 | 0 0 |
0 | Form 4 |
| 31 | Kazarian Paul Charles Principal Executive Officer |
2024-11-18 15:25:28 | 0 0 |
0 | Form 3 |
| 32 | Hurtsellers Christine Executive Vice President |
2011-03-30 15:06:32 | 0 0 |
0 | Form 3 |
| 33 | ING CAPITAL CORP LLC Invesment Adviser Affiliate |
2003-07-08 14:13:55 | 0 0 |
0 | Form 4 |
| 34 | ING FUNDS SERVICES LLC Investment Adviser Affiliate |
2004-04-14 19:17:13 | 0 0 |
0 | Form 5 |
| 35 | Boyer John V Director |
2005-01-07 17:13:33 | 0 0 |
0 | Form 3 |
| 36 | KENNY PATRICK W Director |
2005-01-07 17:29:40 | 0 0 |
0 | Form 3 |
| 37 | PRESSLER SHERYL K Director |
2006-01-19 16:19:19 | 0 0 |
0 | Form 3 |
| 38 | Mathews Shaun P Director & EVP of the Advisor |
2006-04-07 12:25:35 | 0 0 |
0 | Form 3 |
| 39 | Dolan Baldwin Colleen Director |
2007-11-29 17:15:20 | 0 0 |
0 | Form 3 |
| 40 | LEE CURTIS F ODonnell Joseph M Senior Vice President |
2011-03-28 14:20:21 | 0 0 |
0 | Form 5 |
| 41 | Tillinghast Laurie M Senior Vice President |
2011-03-28 14:36:40 | 0 0 |
0 | Form 5 |
| 42 | Modic Todd Senior Vice President |
2011-03-30 11:48:16 | 0 0 |
0 | Form 3 |
| 43 | Vyner Stanley D. Executive Vice President |
2011-03-30 14:45:30 | 0 0 |
0 | Form 3/A |
| 44 | VINCENT ROGER B JONES RUSSELL H Director |
2020-03-02 16:39:38 | 0 0 |
0 | Form 5 |
| 45 | CITIGROUP INC 10% Owner |
2012-02-03 12:46:43 | 0 0 |
0 | Form 13G |
| 46 | UBS AG Former 10% owner |
2012-01-10 10:07:53 | 0 0 |
0 | Form 13G |
| 47 | Obermeyer Joseph E Director |
2013-05-23 12:05:08 | 0 0 |
0 | Form 3 |
| 48 | Crispin Robert W Director |
2013-10-10 11:19:07 | 0 0 |
0 | Form 5 |
| 49 | Bell Michael Allyn MD & Chief Financial Officer |
2014-11-03 13:52:25 | 0 0 |
0 | Form 3 |
| 50 | Wilcox Daniel F Director |
2015-03-05 16:35:14 | 0 0 |
0 | Form 5 |
| 51 | Earley J Michael Director |
2015-03-06 18:15:01 | 0 0 |
0 | Form 5 |
| 52 | DePrince Albert E JR Director |
2016-03-02 16:54:13 | 0 0 |
0 | Form 5/A |
| 53 | Homer Lydia Chief Financial Officer, Funds |
2016-06-13 16:41:36 | 0 0 |
0 | Form 5 |
| 54 | Becker Jeffrey T CEO |
2017-04-13 09:43:42 | 0 0 |
0 | Form 5 |
| 55 | DROTCH PETER S Director |
2018-02-28 16:10:20 | 0 0 |
0 | Form 5 |