Insider Holders & Insider Ownership - Emmaus Life Sciences Inc. (EMMA)

List of insiders holdings for Emmaus Life Sciences Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 Niihara Yutaka
Chairman and CEO
10% Owner		 2023-02-21 13:22:36 20,979,966
0		 20,979,966 Form 13D
2 Brandt Leonard J.
Director
10% Owner		 2009-08-28 20:37:14 9,298,777
1,974,246		 11,273,023 Form 4
3 Zanett Opportunity Fund Ltd.
McAdoo Capital Inc.
10% Owner		 2012-03-12 11:49:41 7,600,000
0		 7,600,000 Form 3
4 Ketchum Jennie
10% Owner		 2004-07-08 14:11:48 7,350,000
0		 7,350,000 Form 13D
5 Ketchum Thomas
Secretary
10% Owner		 2004-07-08 14:12:13 7,350,000
0		 7,350,000 Form 13D
6 SCHINDLER WALTER
Director		 2014-07-14 16:22:37 0
6,069,376		 6,069,376 Form 4
7 JONES DAVID B
Sail Venture Partners LP
Sail Venture Partners LLC
Director
10% Owner		 2014-07-08 16:50:21 5,847,402
0		 5,847,402 Form 13D
8 Lim Seah H.
Director		 2025-02-04 11:00:15 4,147,426
0		 4,147,426 Form 13G
9 OMAN MARK C
10% Owner		 2015-12-28 20:41:27 0
4,000,000		 4,000,000 Form 4
10 Suffin Stephen C
10% Owner		 2007-03-19 21:57:13 700,090
3,042,513		 3,742,603 Form 3
11 KALLINS GEORGE J
Director		 2010-11-17 18:35:58 3,588,177
0		 3,588,177 Form 13D
12 NuPharm LLC
10% Owner		 2007-03-19 21:43:34 3,042,513
0		 3,042,513 Form 3
13 Noonan William
10% Owner		 2004-07-08 14:12:25 3,041,475
0		 3,041,475 Form 13D
14 KEYES VINCENT MICHAEL III
President and Interim CFO
10% Owner		 2004-07-08 14:12:06 2,500,000
0		 2,500,000 Form 13D
15 Isco Michael
10% Owner		 2004-07-08 14:11:25 2,500,000
0		 2,500,000 Form 13D
16 Tran Lan T.
Chief Administrative Officer		 2019-07-30 10:05:59 1,129,213
0		 1,129,213 Form 3
17 PAPPAJOHN JOHN
Director
10% Owner		 2019-05-23 16:59:44 1,117,925
0		 1,117,925 Form 4
18 RSJ Investments SICAV a.s. acting in respect of its sub-fund (podfond) RSJ Gradus podfond RSJ Investment SICAV a.s.
10% Owner		 2018-11-21 16:50:39 1,056,474
0		 1,056,474 Form 4/A
19 LEE WILLIS C
Co-President & COO		 2024-02-29 18:11:11 395,124
400,594		 795,718 Form 4
20 Osato Masaharu
Director		 2019-09-11 14:48:02 222,834
516,152		 738,986 Form 3
21 JONES DAVID B
Director
10% Owner		 2011-03-02 18:18:11 0
666,666		 666,666 Form 4
22 Richardson & Patel LLP
10% Owner		 2007-01-31 17:02:45 656,103
0		 656,103 Form 13D
23 Hertz Horace
CFO		 2007-08-10 21:28:54 651,250
0		 651,250 Form 4
24 HARBIN HENRY T
Director		 2010-03-05 20:46:12 650,000
0		 650,000 Form 4
25 Hoffman Daniel A
President and CMO		 2010-03-05 20:46:50 500,000
0		 500,000 Form 4
26 Herguth Patrick
Chief Executive Officer		 2018-12-14 16:55:37 400,000
0		 400,000 Form 4
27 Thompson Tommy G
Director		 2010-03-05 20:44:17 400,000
0		 400,000 Form 4
28 Phillips Silas A
CEO, CFO and Secretary		 2006-07-26 18:26:51 322,674
0		 322,674 Form 3
29 Smith Robin L
Director		 2019-05-10 17:30:32 311,539
0		 311,539 Form 4
30 Luce Bradley
V.P. Finance & Controller		 2009-02-09 13:10:36 275,000
0		 275,000 Form 4
31 Vaccaro Jerome
Director		 2010-03-05 20:45:03 250,000
0		 250,000 Form 4
32 TURNER RICHARD W
Director		 2013-05-28 20:01:09 250,000
0		 250,000 Form 4
33 TIERNEY THOMAS T
Director
10% Owner		 2016-12-02 16:39:13 20,000
216,345		 236,345 Form 4
34 Stark Charles William
CSO & EVP Clinical Development		 2024-02-05 16:37:09 200,000
0		 200,000 Form 4
35 Sekulich George
Co-President & CCO		 2024-02-05 16:35:30 200,000
0		 200,000 Form 4
36 NAGASAKI YASUSHI
CFO		 2024-02-05 16:34:12 200,000
0		 200,000 Form 4
37 FOLLMAN ROBERT J
Director		 2016-11-02 21:07:03 20,000
147,781		 167,781 Form 4
38 Unanue Peter
Director		 2018-10-10 20:07:10 126,627
0		 126,627 Form 4
39 ZEN Wei Peu
Director		 2024-02-05 16:39:29 100,000
0		 100,000 Form 4
40 Zwicker Ian Harvey
Director		 2024-02-05 16:40:23 100,000
0		 100,000 Form 4
41 Harris Geoffrey E.
Director		 2018-10-10 20:04:48 97,110
0		 97,110 Form 4
42 DARKOCH MICHAEL
Executive VP & CMO		 2012-12-18 17:33:00 53,333
0		 53,333 Form 4
43 Sherwood Joseph Charles III
Chief Financial Officer		 2019-07-26 14:02:43 52,507
0		 52,507 Form 3/A
44 Carpenter George C IV
Chief Innovation Officer		 2018-12-14 16:54:19 50,000
0		 50,000 Form 4
45 Lui Alfred Fu Kong
Director		 2022-01-05 16:33:27 10,000
32,358		 42,358 Form 4
46 SASSINE ANDY
Former Director
Director		 2016-11-02 21:08:26 20,000
0		 20,000 Form 4
47 McAdoo Zachary
Former Director
Director		 2016-11-02 21:16:15 20,000
0		 20,000 Form 4
48 Teranishi Lori
Director		 2022-01-24 13:05:18 0
18,161		 18,161 Form 3
49 Buck Paul
Chief Financial Officer		 2016-11-02 21:14:59 16,000
0		 16,000 Form 4
50 D'Ambrosio Donald Eric
Chief Financial Officer		 2019-06-26 19:26:25 10,000
0		 10,000 Form 4
51 Wood Jane Pine
Director		 2020-04-24 17:33:36 0
0		 0 Form 3
52 Dickey Robert IV
Director		 2019-07-30 10:07:51 0
0		 0 Form 3
53 Votruba Michal
Director		 2018-11-20 17:56:42 0
0		 0 Form 4/A
54 DEWALD MAURICE J
Director		 2012-04-02 13:39:53 0
0		 0 Form 3
55 LEFEVRE ARTHUR RICHARD
Director		 2004-07-08 12:31:27 0
0		 0 Form 3
56 ABSHER MARK A
Director		 2004-07-08 12:17:40 0
0		 0 Form 3
57 Kuwahara Jon
Director		 2024-10-09 14:35:28 0
0		 0 Form 3