List of insiders holdings for RAND CAPITAL CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | East Asset Management LLC 10% Owner |
2021-12-13 18:50:45 | 1,658,212 0 |
1,658,212 | Form 4 |
| 2 | McLeese Willis S Director 10% Owner |
2009-08-13 14:12:06 | 0 810,000 |
810,000 | Form 4 |
| 3 | McLeese Robert S Director 10% Owner |
2015-02-03 10:05:18 | 0 810,000 |
810,000 | Form 3 |
| 4 | User-Friendly Holding LLC User-Friendly Phone Book LLC 10% Owner |
2020-05-29 16:28:38 | 202,991 0 |
202,991 | Form 13D |
| 5 | NEWMAN REGINALD B II Director |
2018-03-28 17:31:25 | 172,730 0 |
172,730 | Form 4 |
| 6 | RAND JAYNE K Director |
2011-04-13 11:49:24 | 115,433 0 |
115,433 | Form 4 |
| 7 | KENZIE ROSS B Director |
2016-12-14 17:01:37 | 113,000 0 |
113,000 | Form 4 |
| 8 | GRUM ALLEN F Chief Executive Officer |
2021-02-12 16:45:50 | 15,998 17,610 |
33,608 | Form 5 |
| 9 | Gusky Adam Samuel Director |
2024-11-22 16:30:24 | 0 28,094 |
28,094 | Form 4 |
| 10 | Godley Benjamin E Director |
2024-03-13 17:00:17 | 25,000 0 |
25,000 | Form 4 |
| 11 | ZAK ROBERT M Director |
2023-05-11 16:30:33 | 20,409 0 |
20,409 | Form 4 |
| 12 | PENBERTHY DANIEL P President and CEO |
2023-05-16 16:30:28 | 16,769 0 |
16,769 | Form 4 |
| 13 | KAILBOURNE ERLAND E Director |
2023-03-14 17:00:09 | 10,861 139 |
11,000 | Form 4 |
| 14 | Jaroslawsky Cari L Director |
2023-06-15 16:30:28 | 1,465 0 |
1,465 | Form 4 |
| 15 | Utility Service Holding Co. Inc. 10% Owner |
2018-06-20 17:00:48 | 0 0 |
0 | Form 13G |
| 16 | Brechtel Margaret EVP, Treas., CFO & Sec. |
2021-12-03 16:05:35 | 0 0 |
0 | Form 3 |
| 17 | COLMAC HOLDINGS LTD 10% Owner |
2016-12-14 17:08:15 | 0 0 |
0 | Form 4 |
| 18 | Stone Nancy Marie Chief Compliance Officer |
2021-12-14 16:41:43 | 0 0 |
0 | Form 3 |
| 19 | Eastgate Heather Chief Compliance Officer |
2022-02-08 21:16:58 | 0 0 |
0 | Form 3 |
| 20 | Orr E Wycliffe Jr Director |
2015-02-02 19:53:15 | 0 0 |
0 | Form 3 |