List of insiders holdings for LIBERTY ALL STAR EQUITY FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | LOWRY RICHARD W Disinterested Trustee |
2013-01-08 16:18:55 | 157,726 0 |
157,726 | Form 4 |
| 2 | HALEY MARK T Trustee |
2025-02-12 10:41:20 | 140,507 0 |
140,507 | Form 5 |
| 3 | BROCK THOMAS W Trustee |
2020-12-02 21:58:49 | 85,000 0 |
85,000 | Form 4 |
| 4 | GRINNELL JAMES E Director |
2003-11-12 11:07:33 | 40,044 0 |
40,044 | Form 4 |
| 5 | PARMENTIER WILLIAM R JR Access Person of the Fund |
2023-05-26 16:46:41 | 30,625 0 |
30,625 | Form 4/A |
| 6 | Gleicher Howard Roy Portfolio Manager |
2021-11-24 18:04:53 | 0 22,000 |
22,000 | Form 4 |
| 7 | BENNING JOHN A Trustee |
2018-02-05 12:32:27 | 21,304 0 |
21,304 | Form 5 |
| 8 | NEUHAUSER JOHN J Trustee |
2025-02-12 10:26:24 | 19,909 0 |
19,909 | Form 5 |
| 9 | Irvin Milton M Trustee |
2025-02-12 10:34:59 | 7,008 0 |
7,008 | Form 5 |
| 10 | Usifer Maureen K Trustee |
2024-03-12 18:44:25 | 6,600 0 |
6,600 | Form 4 |
| 11 | BURKE EDMUND J Trustee |
2024-03-26 18:27:37 | 6,500 0 |
6,500 | Form 4 |
| 12 | Rantzow Richard Carl Trustee |
2018-02-05 14:01:06 | 3,732 0 |
3,732 | Form 5 |
| 13 | WOFFORD FRED H Vice President |
2004-07-21 09:06:54 | 2,126 0 |
2,126 | Form 4 |
| 14 | MILAS ROBERT Access Person of the Fund |
2025-02-13 12:41:25 | 2,081 0 |
2,081 | Form 5 |
| 15 | BENJAMIN VICKI L Chief Accounting Officer |
2004-07-21 08:26:26 | 1,200 0 |
1,200 | Form 4 |
| 16 | Callaway Daniel Cole sub adviser |
2016-06-15 10:16:43 | 0 0 |
0 | Form 3 |
| 17 | Seuffert Peter Joseph sub adviser |
2016-06-15 10:29:55 | 0 0 |
0 | Form 3 |
| 18 | Rohn Robert Lawrence sub adviser |
2016-06-15 10:34:54 | 0 0 |
0 | Form 3 |
| 19 | Sustainable Growth Advisers LP sub adviser |
2016-06-15 11:19:37 | 0 0 |
0 | Form 3 |
| 20 | CONNOR DAVID F Officer of Investment Adviser |
2015-09-24 14:30:31 | 0 0 |
0 | Form 3 |
| 21 | marchand gordon michael sub adviser |
2016-06-15 10:39:18 | 0 0 |
0 | Form 3 |
| 22 | Greve Mary Ellen sub adviser |
2016-06-15 10:23:50 | 0 0 |
0 | Form 3 |
| 23 | Duran Troy Anthony Officer of Investment Adviser |
2016-03-30 16:26:14 | 0 0 |
0 | Form 3 |
| 24 | Kamp Thomas Gregory Officer of Sub-Adviser |
2016-02-02 11:18:22 | 0 0 |
0 | Form 3 |
| 25 | CORNERSTONE CAPITAL MANAGEMENT LLC Sub-adviser |
2016-01-14 13:16:06 | 0 0 |
0 | Form 3 |
| 26 | SCHWEITZER RICHARD HARLAN Portfolio Manager |
2015-12-14 17:16:52 | 0 0 |
0 | Form 3 |
| 27 | Gosom Michelle Monsalud Portfolio Manager |
2015-12-14 17:06:42 | 0 0 |
0 | Form 3 |
| 28 | Borowski Steven Mark Portfolio Manager |
2015-12-14 17:04:11 | 0 0 |
0 | Form 3 |
| 29 | Aristotle Capital Management LLC Portfolio Manager |
2015-12-14 17:00:38 | 0 0 |
0 | Form 3 |
| 30 | MATRIX ASSET ADVISORS INC Katz David Adam Birnholz Lon F. Pisarkiewicz Steven Roukis Steven Posner Jordan Fraser Weinberger Stephan J. Gaeta Laurie Skinner Invst Sub-Adviser and Officers |
2015-10-21 16:16:01 | 0 0 |
0 | Form 3 |
| 31 | Lee Chang PORTFOLIO MANAGER |
2015-10-02 13:25:14 | 0 0 |
0 | Form 3 |
| 32 | Blum Craig PORTFOLIO MANAGER |
2015-10-02 13:16:07 | 0 0 |
0 | Form 3 |
| 33 | Hoopes Jennifer Trustee |
2025-02-21 13:45:22 | 0 0 |
0 | Form 3 |
| 34 | Spahr Laton President of the Adviser |
2019-11-05 11:01:12 | 0 0 |
0 | Form 3 |
| 35 | SAYLER ROGER A Officer of Columbia Management |
2003-06-16 15:00:41 | 0 0 |
0 | Form 3 |
| 36 | Meyer Gina Assistant Treasurer |
2024-06-10 11:22:13 | 0 0 |
0 | Form 3/A |
| 37 | Gaspari George R Director |
2023-06-12 16:08:12 | 0 0 |
0 | Form 5 |
| 38 | Stallworth Michelle ASSISTANT SECRETARY |
2022-10-03 12:21:10 | 0 0 |
0 | Form 3 |
| 39 | Tancheff Tanya Assistant Secretary |
2021-12-15 16:53:21 | 0 0 |
0 | Form 3 |
| 40 | Rettinger Erich Treasurer |
2021-12-10 11:35:47 | 0 0 |
0 | Form 3 |
| 41 | FIDUCIARY MANAGEMENT INC Fund Investment Advisor |
2020-06-18 10:44:24 | 0 0 |
0 | Form 3 |
| 42 | Kerschen Jill Treasurer |
2020-03-13 12:49:24 | 0 0 |
0 | Form 3 |
| 43 | Fraise George Patrice sub adviser |
2016-06-15 10:43:17 | 0 0 |
0 | Form 3 |
| 44 | Sutula Matthew Interim CCO |
2019-09-10 13:59:13 | 0 0 |
0 | Form 3 |
| 45 | Sleightholme Michael Officer of Investment Advisor |
2019-06-19 13:44:45 | 0 0 |
0 | Form 3 |
| 46 | Noyes Richard Craig Officer of Investment Advisor |
2018-06-11 15:01:11 | 0 0 |
0 | Form 3 |
| 47 | SS&C Technologies Holdings Inc Affiliate of Inv Adviser |
2018-04-26 14:00:36 | 0 0 |
0 | Form 3 |
| 48 | Craig Jennifer Assistant Secretary |
2017-09-07 16:24:25 | 0 0 |
0 | Form 3 |
| 49 | Murray Abigail J Assistant Secretary |
2016-10-20 11:40:43 | 0 0 |
0 | Form 3 |
| 50 | Khwaja-Dixon Sareena Assistant Secretary |
2016-09-12 14:50:38 | 0 0 |
0 | Form 3 |
| 51 | TCW INVESTMENT MANAGEMENT Co LLC Investment Adviser |
2016-08-02 13:41:04 | 0 0 |
0 | Form 3 |
| 52 | CONNAUGHTON J KEVIN Treasurer, CFO, Sr. V.P. |
2006-12-15 18:12:39 | 0 0 |
0 | Form 4 |
| 53 | Perrone Phillip Chief Compliance Officer |
2009-12-23 16:14:49 | 0 0 |
0 | Form 5 |
| 54 | Zimdars Melanie H. Chief Compliance Officer |
2009-12-22 17:26:37 | 0 0 |
0 | Form 3 |
| 55 | Szydlowski Robert Joseph Officer of Investment Adviser |
2009-07-14 12:35:08 | 0 0 |
0 | Form 3 |
| 56 | Carter Thomas Anthony Director of Investment Adviser Director |
2009-07-14 12:14:45 | 0 0 |
0 | Form 3 |
| 57 | Storms Kimberly R Assistant Treasurer |
2007-05-23 12:36:19 | 0 0 |
0 | Form 3/A |
| 58 | MAY JEREMY O Treasurer |
2007-05-23 12:23:07 | 0 0 |
0 | Form 3/A |
| 59 | Swenson Bradley J Chief Compliance Officer |
2007-05-23 11:32:21 | 0 0 |
0 | Form 3/A |
| 60 | Spies Sandra M Director of Adviser Director |
2006-12-15 18:17:35 | 0 0 |
0 | Form 4 |
| 61 | Hoene Mary Joan Sr. V.P. and CCO |
2006-12-15 18:15:12 | 0 0 |
0 | Form 4 |
| 62 | Podracky Michael S Director of Adviser Director |
2006-12-15 18:13:17 | 0 0 |
0 | Form 4 |
| 63 | WINN HOLLIS KEITH Director & Officer of Adviser Director |
2006-12-15 18:13:10 | 0 0 |
0 | Form 4 |
| 64 | Dillon Corey L. Officer of Investment Adviser |
2010-02-03 16:52:28 | 0 0 |
0 | Form 3 |
| 65 | Clarke Michael G Chief Acct. Off/Asst. Treas. |
2006-12-15 18:11:55 | 0 0 |
0 | Form 4 |
| 66 | Coleman Jeffrey R Deputy Treasurer |
2006-12-15 18:08:58 | 0 0 |
0 | Form 4 |
| 67 | McNamara Daniel S President and Dir. of Adviser |
2006-12-15 18:08:24 | 0 0 |
0 | Form 4 |
| 68 | Vallan Barry S Controller |
2006-12-15 18:03:51 | 0 0 |
0 | Form 4 |
| 69 | BORDEWICK JAMES R JR Sr. V.P. Secretary and CLO |
2006-12-15 18:02:04 | 0 0 |
0 | Form 4 |
| 70 | Edwards Ty S Deputy Treasurer |
2006-12-15 18:00:34 | 0 0 |
0 | Form 4 |
| 71 | DiMaria Joseph F Deputy Treasurer |
2006-12-15 17:58:15 | 0 0 |
0 | Form 4 |
| 72 | MORGENTHAL LAWRENCE R Director of Adviser Director |
2006-12-15 17:56:01 | 0 0 |
0 | Form 4 |
| 73 | CHASE INVESTMENT COUNSEL CORP Chase Derwood S Jr Scott David B Lazorishak Brian J Investment Adviser to Issuer |
2006-06-06 16:56:15 | 0 0 |
0 | Form 3 |
| 74 | ROZENSON DAVID A Secretary |
2003-12-10 15:34:36 | 0 0 |
0 | Form 3 |
| 75 | Tyler Tane T Secretary |
2014-02-14 14:58:43 | 0 0 |
0 | Form 5 |
| 76 | Nutt D Tysen Jr Officer of Investment Adviser |
2015-09-24 11:48:03 | 0 0 |
0 | Form 3 |
| 77 | MURRAY BRIAN L Officer of Investment Adviser |
2015-09-24 11:43:57 | 0 0 |
0 | Form 3 |
| 78 | Meloni Andrew P Assistant Treasurer |
2015-09-16 10:50:38 | 0 0 |
0 | Form 3 |
| 79 | PZENA INVESTMENT MANAGEMENT LLC Sub-Investment Adviser |
2015-08-27 15:45:07 | 0 0 |
0 | Form 3 |
| 80 | Peterson Michael D Officer at Sub-investment Advi |
2015-08-27 15:17:18 | 0 0 |
0 | Form 3 |
| 81 | Pzena Richard Stanton Officer at Sub-Investment Advi |
2015-08-27 15:12:23 | 0 0 |
0 | Form 3 |
| 82 | Goetz John Paul Officer at Sub-Investment Advi |
2015-08-27 14:44:33 | 0 0 |
0 | Form 3 |
| 83 | ALPS HOLDINGS INC Affiliate of the Advisor |
2015-08-13 16:23:39 | 0 0 |
0 | Form 3 |
| 84 | ALPS ADVISORS INC Investment Adviser |
2015-08-11 14:19:33 | 0 0 |
0 | Form 3 |
| 85 | DST SYSTEMS INC Affiliate of Investment Adv. |
2014-08-15 14:06:06 | 0 0 |
0 | Form 4 |
| 86 | Hunt Aisha Officer of Investment Adviser |
2014-07-17 15:56:16 | 0 0 |
0 | Form 3 |
| 87 | DELAWARE MANAGEMENT BUSINESS TRUST Investment Adviser |
2015-09-24 12:11:43 | 0 0 |
0 | Form 3 |
| 88 | Nelson Erin Douglas Secretary |
2013-12-16 12:08:15 | 0 0 |
0 | Form 3 |
| 89 | Nickels Monette R. Tax Officer |
2012-07-17 17:16:47 | 0 0 |
0 | Form 5 |
| 90 | Adams Diana M Officer of Investment Adviser |
2012-07-03 12:33:18 | 0 0 |
0 | Form 5 |
| 91 | Barres Stephanie Secretary |
2012-02-07 16:46:42 | 0 0 |
0 | Form 5 |
| 92 | Donaldson John Clive Officer of Investment Adviser |
2012-02-07 17:00:42 | 0 0 |
0 | Form 5 |
| 93 | Marks Alex James Asst. Secretary |
2011-08-18 11:41:56 | 0 0 |
0 | Form 3 |
| 94 | Akins Michael T Officer of Investment Adviser |
2010-10-21 17:38:10 | 0 0 |
0 | Form 3 |
| 95 | Temkin Amy E. Officer of Investment Adviser |
2010-02-23 14:46:30 | 0 0 |
0 | Form 4 |
| 96 | Legg JoEllen Officer of Investment Adviser |
2010-02-23 14:41:10 | 0 0 |
0 | Form 4 |
| 97 | Held Jeremy D. Officer of Investment Adviser |
2010-02-04 12:03:54 | 0 0 |
0 | Form 3 |