List of insiders holdings for NORTHERN TRUST CORP:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | SMITH DAVID BYRON JR Director |
2025-02-04 16:40:19 | 1,822 1,137,552 |
1,139,374 | Form 4 |
2 | TIMBERS STEPHEN B Retired Vice Chmn 03/08/2004 |
2004-03-31 16:11:06 | 540,933 74,481 |
615,414 | Form 4 |
3 | ROSSITER PETER L Former EVP-resigned 2/27/2004 |
2004-03-31 13:42:49 | 422,449 116,449 |
538,898 | Form 4/A |
4 | WADDELL FREDERICK H Chairman |
2019-02-13 20:12:19 | 188,065 318,288 |
506,353 | Form 4 |
5 | SHORT HARRY W EVP and Controller |
2005-04-01 17:28:20 | 382,671 64,293 |
446,964 | Form 4 |
6 | O'Grady Michael Chairman and CEO |
2025-03-04 17:16:50 | 64,756 369,947 |
434,703 | Form 4 |
7 | CROWN SUSAN Director |
2025-01-03 09:44:16 | 53,662 343,696 |
397,358 | Form 4 |
8 | FRADKIN STEVEN L Vice Chairman |
2025-03-04 17:14:05 | 49,563 231,382 |
280,945 | Form 4 |
9 | STEVENS MARK Ret. Vice Chmn. 11/28/03 |
2003-12-02 13:39:01 | 205,498 23,606 |
229,104 | Form 4 |
10 | Levy Susan Cohen EVP and General Counsel |
2025-03-04 17:16:30 | 28,602 93,093 |
121,695 | Form 4 |
11 | SMITH HAROLD B Former Director Director |
2010-04-22 16:26:41 | 1,961 110,746 |
112,707 | Form 4 |
12 | Parker Teresa President/Asset Servicing |
2025-03-04 17:17:11 | 85,858 10,227 |
96,085 | Form 4 |
13 | Schreuder Jana R COO |
2018-08-06 18:55:31 | 44,716 46,827 |
91,543 | Form 4 |
14 | WELSH KELLY R EVP & General Counsel |
2014-04-07 19:47:04 | 28,297 61,399 |
89,696 | Form 4 |
15 | Potter Stephen N Vice Chairman |
2018-12-17 19:50:33 | 24,014 60,122 |
84,136 | Form 4 |
16 | South Thomas A Executive Vice President |
2025-03-04 17:17:31 | 78,591 3,874 |
82,465 | Form 4 |
17 | Cherecwich Peter Chief Operating Officer |
2025-03-04 17:13:34 | 24,165 55,662 |
79,827 | Form 4 |
18 | Bowman Biff EVP & Chief Financial Officer |
2019-12-16 18:15:48 | 74,628 552.8 |
75,181 | Form 4 |
19 | Tyler Jason J. President/Wealth Management |
2025-03-04 17:18:13 | 72,509 0 |
72,509 | Form 4 |
20 | Fox David W Jr EVP & Chief Financial Officer |
2025-03-04 17:14:28 | 19,075 45,647 |
64,722 | Form 4 |
21 | Thomas Shundrawn A President / Asset Management |
2022-03-03 18:40:40 | 63,800 0 |
63,800 | Form 4 |
22 | Gamba Daniel President / Asset Management |
2025-04-07 17:15:42 | 61,848 0 |
61,848 | Form 4 |
23 | MORRISON WILLIAM L Vice Chairman |
2018-12-11 18:43:52 | 49,849 4,097 |
53,946 | Form 4 |
24 | St Clair Joyce Executive Vice President |
2022-03-03 18:40:20 | 16,830 34,111 |
50,941 | Form 4 |
25 | Leech Wilson EVP/Chief Risk Officer |
2020-01-22 18:16:25 | 49,247 448 |
49,695 | Form 4 |
26 | Taylor Alexandria Chief Administrative Officer |
2025-03-04 17:17:51 | 43,883 0 |
43,883 | Form 4 |
27 | JAIN DIPAK C Director |
2017-04-03 17:54:22 | 42,745 0 |
42,745 | Form 4 |
28 | Gossett Mark C Executive Vice President |
2025-03-04 17:15:24 | 39,817 2,841 |
42,658 | Form 4 |
29 | Tribbett Charles A Director |
2025-01-03 16:30:21 | 36,163 1000 |
37,163 | Form 4 |
30 | Pembleton Susan Gillian EVP/Human Resources |
2018-02-27 19:00:50 | 35,125 1,940 |
37,065 | Form 4 |
31 | ROWE JOHN W Director |
2019-04-25 20:14:32 | 22,923 11,000 |
33,923 | Form 4 |
32 | BYNOE LINDA Director |
2025-01-03 16:30:59 | 32,881 0 |
32,881 | Form 4 |
33 | Bellows Clive Executive Vice President |
2025-03-04 18:57:19 | 32,036 0 |
32,036 | Form 4 |
34 | Harrison Dean M Director |
2025-01-03 16:31:28 | 29,003 1,047 |
30,050 | Form 4 |
35 | Blake Aileen B EVP & Controller |
2019-03-05 19:46:08 | 11,692 16,826 |
28,518 | Form 4 |
36 | Karpinski Jane Executive Vice President |
2025-03-04 17:15:47 | 27,911 87 |
27,998 | Form 4 |
37 | Thompson Donald Director |
2025-01-03 16:31:16 | 26,124 1,743 |
27,867 | Form 4 |
38 | KREHBIEL FREDERICK A Former Director Director |
2004-04-22 11:55:51 | 27,800 0 |
27,800 | Form 4 |
39 | BROWNE ROBERT P EVP & Chief Investment Officer |
2021-05-07 20:55:57 | 27,800 0 |
27,800 | Form 4 |
40 | HELMAN ROBERT A Retired Director as of 4-18-06 |
2006-04-19 13:56:03 | 23,260 3,600 |
26,860 | Form 4 |
41 | BURNHAM DUANE L Director |
2007-04-25 15:55:07 | 25,968 0 |
25,968 | Form 4 |
42 | Prado Becerra Jose Luis Director |
2024-04-02 16:50:49 | 23,565 1,964 |
25,529 | Form 4 |
43 | Cohodes Jeffrey D. Executive Vice President |
2018-05-08 18:39:40 | 20,484 3,810 |
24,294 | Form 4 |
44 | SLARK MARTIN P Director |
2025-01-03 16:30:32 | 19,009 4,769 |
23,778 | Form 4 |
45 | HAMADA ROBERT S Former Director Director |
2005-05-05 12:57:00 | 22,197 0 |
22,197 | Form 4/A |
46 | CHABRAJA NICHOLAS D Director |
2014-04-16 20:42:07 | 18,019 0 |
18,019 | Form 4 |
47 | LANE ROBERT W Director |
2014-04-16 20:52:45 | 17,476 0 |
17,476 | Form 4 |
48 | Henderson Jay L Director |
2024-04-18 19:08:40 | 1,822 14,594 |
16,416 | Form 4 |
49 | MOONEY EDWARD J Advisory Director Director |
2015-04-23 20:02:45 | 15,110 0 |
15,110 | Form 4 |
50 | Richards Thomas E Director |
2021-10-04 19:22:36 | 14,435 0 |
14,435 | Form 4 |
51 | Conway Kelley Executive Vice President |
2025-03-04 19:22:55 | 12,713 0 |
12,713 | Form 4 |
52 | Klevorn Marcy S Director |
2025-01-03 16:30:55 | 10,207 0 |
10,207 | Form 4 |
53 | Mehta Siddharth N Director |
2025-01-03 16:30:45 | 9,367 0 |
9,367 | Form 4 |
54 | Landers John Controller |
2025-03-04 17:16:10 | 8,079 0 |
8,079 | Form 4 |
55 | CROSS DOLORES E Director |
2004-12-10 12:40:03 | 6,200 0 |
6,200 | Form 4 |
56 | Allnutt Lauren E EVP & Controller |
2023-03-13 20:08:10 | 5,576 0 |
5,576 | Form 4 |
57 | Dhandapani Chandra Director |
2025-01-03 16:31:06 | 2,299 0 |
2,299 | Form 4 |
58 | POWELL CHARLES D Advisory Director Director |
2024-04-18 19:09:16 | 1,822 0 |
1,822 | Form 4 |
59 | Bond John Advisory Director Director |
2015-04-23 20:01:44 | 1000 0 |
1000 | Form 4 |
60 | Petrino Richard Director |
2025-01-24 17:58:22 | 419 0 |
419 | Form 4 |
61 | Moritz Robert Edward Jr. Director |
2025-03-04 17:13:07 | 255 0 |
255 | Form 4 |
62 | DODDS WILLIAM R SVP and Treasurer |
2003-07-16 10:59:33 | 0 0 |
0 | Form 4 |
63 | OSBORN WILLIAM A Former Chairman of the Board |
2009-11-10 19:27:32 | 0 0 |
0 | Form 4 |
64 | PERO PERRY R Vice Chairman |
2005-10-04 16:18:06 | 0 0 |
0 | Form 4 |
65 | WINTER ALISON A Retired EVP & President/PFSNE |
2006-04-04 15:05:11 | 0 0 |
0 | Form 4 |
66 | DUDLEY ORIE L EVP and CIO |
2003-07-16 11:00:36 | 0 0 |
0 | Form 4 |
67 | MOEN TIMOTHY P Executive Vice President |
2013-09-03 17:19:16 | 0 0 |
0 | Form 4 |
68 | TOTH TERENCE J EVP & President/NTGI |
2007-06-04 15:28:49 | 0 0 |
0 | Form 4 |
69 | THERIAULT TIMOTHY J Former officer |
2009-09-21 10:51:53 | 0 0 |
0 | Form 4 |
70 | SOSA ENRIQUE Former Director Director |
2012-04-17 14:37:59 | 0 0 |
0 | Form 4 |
71 | KELLY ARTHUR L Former Director Director |
2010-04-22 15:23:55 | 0 0 |
0 | Form 4 |
72 | GRUBE JOHN P EVP |
2003-07-16 11:06:50 | 0 0 |
0 | Form 4 |
73 | Kukla Richard D. Controller |
2013-06-14 14:17:12 | 0 0 |
0 | Form 4 |
74 | BARRAT SHERRY S Former Vice Chairman |
2012-07-03 13:57:05 | 0 0 |
0 | Form 4 |
75 | SMITHBURG WILLIAM D Former Director Director |
2011-04-19 15:58:08 | 0 0 |
0 | Form 4 |
76 | MCCORMACK ROBERT C Former Director Director |
2012-04-17 14:29:55 | 0 0 |
0 | Form 4 |