Insider Holders & Insider Ownership - NORTHERN TRUST CORP (NTRS)

List of insiders holdings for NORTHERN TRUST CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 SMITH DAVID BYRON JR
Director
2025-02-04 16:40:19 1,822
1,137,552
1,139,374 Form 4
2 TIMBERS STEPHEN B
Retired Vice Chmn 03/08/2004
2004-03-31 16:11:06 540,933
74,481
615,414 Form 4
3 ROSSITER PETER L
Former EVP-resigned 2/27/2004
2004-03-31 13:42:49 422,449
116,449
538,898 Form 4/A
4 WADDELL FREDERICK H
Chairman
2019-02-13 20:12:19 188,065
318,288
506,353 Form 4
5 SHORT HARRY W
EVP and Controller
2005-04-01 17:28:20 382,671
64,293
446,964 Form 4
6 O'Grady Michael
Chairman and CEO
2025-03-04 17:16:50 64,756
369,947
434,703 Form 4
7 CROWN SUSAN
Director
2025-01-03 09:44:16 53,662
343,696
397,358 Form 4
8 FRADKIN STEVEN L
Vice Chairman
2025-03-04 17:14:05 49,563
231,382
280,945 Form 4
9 STEVENS MARK
Ret. Vice Chmn. 11/28/03
2003-12-02 13:39:01 205,498
23,606
229,104 Form 4
10 Levy Susan Cohen
EVP and General Counsel
2025-03-04 17:16:30 28,602
93,093
121,695 Form 4
11 SMITH HAROLD B
Former Director
Director
2010-04-22 16:26:41 1,961
110,746
112,707 Form 4
12 Parker Teresa
President/Asset Servicing
2025-03-04 17:17:11 85,858
10,227
96,085 Form 4
13 Schreuder Jana R
COO
2018-08-06 18:55:31 44,716
46,827
91,543 Form 4
14 WELSH KELLY R
EVP & General Counsel
2014-04-07 19:47:04 28,297
61,399
89,696 Form 4
15 Potter Stephen N
Vice Chairman
2018-12-17 19:50:33 24,014
60,122
84,136 Form 4
16 South Thomas A
Executive Vice President
2025-03-04 17:17:31 78,591
3,874
82,465 Form 4
17 Cherecwich Peter
Chief Operating Officer
2025-03-04 17:13:34 24,165
55,662
79,827 Form 4
18 Bowman Biff
EVP & Chief Financial Officer
2019-12-16 18:15:48 74,628
552.8
75,181 Form 4
19 Tyler Jason J.
President/Wealth Management
2025-03-04 17:18:13 72,509
0
72,509 Form 4
20 Fox David W Jr
EVP & Chief Financial Officer
2025-03-04 17:14:28 19,075
45,647
64,722 Form 4
21 Thomas Shundrawn A
President / Asset Management
2022-03-03 18:40:40 63,800
0
63,800 Form 4
22 Gamba Daniel
President / Asset Management
2025-04-07 17:15:42 61,848
0
61,848 Form 4
23 MORRISON WILLIAM L
Vice Chairman
2018-12-11 18:43:52 49,849
4,097
53,946 Form 4
24 St Clair Joyce
Executive Vice President
2022-03-03 18:40:20 16,830
34,111
50,941 Form 4
25 Leech Wilson
EVP/Chief Risk Officer
2020-01-22 18:16:25 49,247
448
49,695 Form 4
26 Taylor Alexandria
Chief Administrative Officer
2025-03-04 17:17:51 43,883
0
43,883 Form 4
27 JAIN DIPAK C
Director
2017-04-03 17:54:22 42,745
0
42,745 Form 4
28 Gossett Mark C
Executive Vice President
2025-03-04 17:15:24 39,817
2,841
42,658 Form 4
29 Tribbett Charles A
Director
2025-01-03 16:30:21 36,163
1000
37,163 Form 4
30 Pembleton Susan Gillian
EVP/Human Resources
2018-02-27 19:00:50 35,125
1,940
37,065 Form 4
31 ROWE JOHN W
Director
2019-04-25 20:14:32 22,923
11,000
33,923 Form 4
32 BYNOE LINDA
Director
2025-01-03 16:30:59 32,881
0
32,881 Form 4
33 Bellows Clive
Executive Vice President
2025-03-04 18:57:19 32,036
0
32,036 Form 4
34 Harrison Dean M
Director
2025-01-03 16:31:28 29,003
1,047
30,050 Form 4
35 Blake Aileen B
EVP & Controller
2019-03-05 19:46:08 11,692
16,826
28,518 Form 4
36 Karpinski Jane
Executive Vice President
2025-03-04 17:15:47 27,911
87
27,998 Form 4
37 Thompson Donald
Director
2025-01-03 16:31:16 26,124
1,743
27,867 Form 4
38 KREHBIEL FREDERICK A
Former Director
Director
2004-04-22 11:55:51 27,800
0
27,800 Form 4
39 BROWNE ROBERT P
EVP & Chief Investment Officer
2021-05-07 20:55:57 27,800
0
27,800 Form 4
40 HELMAN ROBERT A
Retired Director as of 4-18-06
2006-04-19 13:56:03 23,260
3,600
26,860 Form 4
41 BURNHAM DUANE L
Director
2007-04-25 15:55:07 25,968
0
25,968 Form 4
42 Prado Becerra Jose Luis
Director
2024-04-02 16:50:49 23,565
1,964
25,529 Form 4
43 Cohodes Jeffrey D.
Executive Vice President
2018-05-08 18:39:40 20,484
3,810
24,294 Form 4
44 SLARK MARTIN P
Director
2025-01-03 16:30:32 19,009
4,769
23,778 Form 4
45 HAMADA ROBERT S
Former Director
Director
2005-05-05 12:57:00 22,197
0
22,197 Form 4/A
46 CHABRAJA NICHOLAS D
Director
2014-04-16 20:42:07 18,019
0
18,019 Form 4
47 LANE ROBERT W
Director
2014-04-16 20:52:45 17,476
0
17,476 Form 4
48 Henderson Jay L
Director
2024-04-18 19:08:40 1,822
14,594
16,416 Form 4
49 MOONEY EDWARD J
Advisory Director
Director
2015-04-23 20:02:45 15,110
0
15,110 Form 4
50 Richards Thomas E
Director
2021-10-04 19:22:36 14,435
0
14,435 Form 4
51 Conway Kelley
Executive Vice President
2025-03-04 19:22:55 12,713
0
12,713 Form 4
52 Klevorn Marcy S
Director
2025-01-03 16:30:55 10,207
0
10,207 Form 4
53 Mehta Siddharth N
Director
2025-01-03 16:30:45 9,367
0
9,367 Form 4
54 Landers John
Controller
2025-03-04 17:16:10 8,079
0
8,079 Form 4
55 CROSS DOLORES E
Director
2004-12-10 12:40:03 6,200
0
6,200 Form 4
56 Allnutt Lauren E
EVP & Controller
2023-03-13 20:08:10 5,576
0
5,576 Form 4
57 Dhandapani Chandra
Director
2025-01-03 16:31:06 2,299
0
2,299 Form 4
58 POWELL CHARLES D
Advisory Director
Director
2024-04-18 19:09:16 1,822
0
1,822 Form 4
59 Bond John
Advisory Director
Director
2015-04-23 20:01:44 1000
0
1000 Form 4
60 Petrino Richard
Director
2025-01-24 17:58:22 419
0
419 Form 4
61 Moritz Robert Edward Jr.
Director
2025-03-04 17:13:07 255
0
255 Form 4
62 DODDS WILLIAM R
SVP and Treasurer
2003-07-16 10:59:33 0
0
0 Form 4
63 OSBORN WILLIAM A
Former Chairman of the Board
2009-11-10 19:27:32 0
0
0 Form 4
64 PERO PERRY R
Vice Chairman
2005-10-04 16:18:06 0
0
0 Form 4
65 WINTER ALISON A
Retired EVP & President/PFSNE
2006-04-04 15:05:11 0
0
0 Form 4
66 DUDLEY ORIE L
EVP and CIO
2003-07-16 11:00:36 0
0
0 Form 4
67 MOEN TIMOTHY P
Executive Vice President
2013-09-03 17:19:16 0
0
0 Form 4
68 TOTH TERENCE J
EVP & President/NTGI
2007-06-04 15:28:49 0
0
0 Form 4
69 THERIAULT TIMOTHY J
Former officer
2009-09-21 10:51:53 0
0
0 Form 4
70 SOSA ENRIQUE
Former Director
Director
2012-04-17 14:37:59 0
0
0 Form 4
71 KELLY ARTHUR L
Former Director
Director
2010-04-22 15:23:55 0
0
0 Form 4
72 GRUBE JOHN P
EVP
2003-07-16 11:06:50 0
0
0 Form 4
73 Kukla Richard D.
Controller
2013-06-14 14:17:12 0
0
0 Form 4
74 BARRAT SHERRY S
Former Vice Chairman
2012-07-03 13:57:05 0
0
0 Form 4
75 SMITHBURG WILLIAM D
Former Director
Director
2011-04-19 15:58:08 0
0
0 Form 4
76 MCCORMACK ROBERT C
Former Director
Director
2012-04-17 14:29:55 0
0
0 Form 4