Insider Holders & Insider Ownership - NORTHWESTERN CORP (NWE)

List of insiders holdings for NORTHWESTERN CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 HARBINGER CAPITAL PARTNERS MASTER FUND I LTD.
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER L.L.C.
HMC INVESTORS LLC
FALCONE PHILIP
HARBERT RAYMOND J
LUCE MICHAEL D
10% Owner
2006-05-16 17:12:49 1,750,000
0
1,750,000 Form 13D
2 Rowe Robert C
CEO
2022-12-15 17:51:28 204,527
0
204,527 Form 4
3 BIRD BRIAN B
President and CEO
2023-03-09 13:12:45 142,798
0
142,798 Form 4
4 DRAPER E LINN JR
Director
2018-05-02 12:42:08 130,534
0
130,534 Form 4
5 JOHNSON JULIA L
Director
2021-01-05 17:43:03 104,177
0
104,177 Form 4
6 ADIK STEPHEN P
Director
2021-02-02 17:31:23 91,670
0
91,670 Form 4
7 DROOK GARY G
Former Dir. & CEO
2005-05-25 10:25:01 84,196
0
84,196 Form 4
8 MASLOWE PHILIP L
Director
2014-11-04 09:55:31 58,204
0
58,204 Form 4
9 HANSON MICHAEL J
Former Officer and Director
Director
2008-08-29 14:42:30 55,272
0
55,272 Form 4
10 Dykhouse Dana J
Director
2023-01-06 16:45:25 41,500
0
41,500 Form 4
11 Heather H. Grahame
General Counsel & VP
2022-12-15 18:01:24 31,612
0
31,612 Form 4
12 Schroeppel Bobbi L
VP HR, CC & Comm
2023-03-09 13:17:03 30,401
0
30,401 Form 4
13 Hines John D
VP - Supply & MT GA
2023-03-09 13:19:09 30,150
0
30,150 Form 4
14 WORSFOLD MAURICE C
VP Audit & Internal Controls
2003-12-23 11:37:58 30,000
0
30,000 Form 3/A
15 Bradley Dorothy M.
Director
2017-02-03 17:49:31 26,551
0
26,551 Form 4
16 Pohl Curtis T
VP - Asset Mgmt, Bus. Dvlpmt
2023-03-09 13:11:29 26,299
0
26,299 Form 4
17 Sullivan Linda G
Director
2023-01-06 16:35:56 21,660
0
21,660 Form 4
18 Clark Anthony Thomas
Director
2023-01-06 16:43:38 20,099
0
20,099 Form 4
19 Cashell Michael R
Vice President - Transmission
2023-03-09 13:03:28 19,342
0
19,342 Form 4
20 NEWELL DANIEL K
President & CEO Blue Dot
2004-01-29 14:33:08 0
19,186
19,186 Form 5
21 KLIEWER KENDALL
VP & Controller
2015-05-12 12:16:46 18,344
0
18,344 Form 4
22 Lail Crystal Dawn
Chief Financial Officer
2023-03-09 13:20:31 15,856
0
15,856 Form 4
23 SMITH BRUCE I
Director
2004-11-01 15:56:03 15,025
0
15,025 Form 4
24 Yingling Jeffrey W.
Director
2023-02-03 10:47:52 14,418
0
14,418 Form 4
25 Knapp Thomas J
Former Officer
2008-09-30 16:52:00 12,933
0
12,933 Form 4
26 YAZDI MAHVASH
Director
2023-02-03 10:51:16 12,873
0
12,873 Form 4
27 NESS LARRY F
RAMAEKERS LAWRENCE J
Director
2004-11-01 15:54:15 12,407
0
12,407 Form 4
28 Gates David g
VP Wholesale Operations
2011-04-04 13:32:24 11,695
0
11,695 Form 4
29 JOHNSON JERRY W
Director
2004-11-01 15:53:43 11,326
0
11,326 Form 4
30 Ide Britt E
Director
2023-05-17 12:19:47 10,125
0
10,125 Form 4
31 Vold Jeanne
Vice President of Technology
2023-03-09 13:16:00 9,357
0
9,357 Form 4
32 Corcoran Patrick R
VP Gov. & Regulatory Affairs
2018-03-12 13:15:33 9,179
0
9,179 Form 4
33 Thielbar Bart A
VP Information Technology
2006-11-07 16:04:38 9,016
0
9,016 Form 4
34 JACOBSEN ERIC
Sr. VP, General Counsel & CLO
2004-11-01 15:53:17 8,676
0
8,676 Form 4
35 SCHRUM ROGER P
VP Human Resources & Communica
2005-09-14 11:36:49 7,944
0
7,944 Form 4
36 VAN CAMP JOHN R
VP HR & Organizational Staffin
2004-02-02 15:42:19 0
7,008
7,008 Form 5
37 Trandem Gregory G A
VP - Administrative Services
2009-02-06 17:30:38 6,417
0
6,417 Form 4
38 DARCY RANDY G
Director
2004-11-01 15:51:43 5,811
0
5,811 Form 4
39 Larson Kent T
Director
2023-01-06 16:41:36 4,896
0
4,896 Form 4
40 HORSFALL JAN ROBERT
Director
2023-03-07 13:26:07 4,375
0
4,375 Form 4
41 SEYMANN MARILYN
Director
2004-11-01 15:55:07 4,106
0
4,106 Form 4
42 MCNEILL CORBIN A JR
Director
2005-12-02 12:28:23 3,000
0
3,000 Form 4
43 Peoples Denton Louis
Director
2016-05-20 16:18:16 3,000
0
3,000 Form 4
44 Edwards Sherina M.
Director
2023-05-11 10:53:40 2,833
0
2,833 Form 4
45 FOSSEL JON S
Director
2009-05-07 17:39:53 2,501
0
2,501 Form 4
46 Merkel Jason
VP - Distribution
2023-03-09 13:09:03 2,280
0
2,280 Form 4
47 Heim Shannon
Vice President and GC
2023-03-09 13:22:52 1,330
0
1,330 Form 4
48 Berzina Jeffrey B.
Controller
2023-03-09 13:05:33 1,148
0
1,148 Form 4
49 Fang Cynthia
Vice President - Regulatory
2023-03-09 13:06:42 573
0
573 Form 4
50 LaFave Bleau
VP Asset Mgmt & Bus Dvlpmt
2023-06-16 14:24:05 363
0
363 Form 3
51 Olson Timothy Patrick
Interim General Counsel
2010-01-06 15:01:14 0
0
0 Form 3
52 CRAMBLIT MIGGIE E
VP Gen Counsel & Corp Sec
2010-08-16 15:59:57 0
0
0 Form 4