Insider Holders & Insider Ownership - CADIZ INC (CDZI)

List of insiders holdings for CADIZ INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Heerema International Group Services SA
10% Owner
2024-11-06 14:45:15 30,468,885
0
30,468,885 Form 13D
2 BRACKPOOL KEITH
Director
2023-04-05 15:51:31 1,933,701
0
1,933,701 Form 4
3 Kennedy Susan P
Chief Executive Officer
2025-04-03 20:22:43 1,586,921
0
1,586,921 Form 4
4 Donegan Mark
10% Owner
2012-11-14 17:48:21 24,300
1,188,118
1,212,418 Form 4
5 Redfern Dominic
10% Owner
2012-11-14 17:51:53 0
1,188,118
1,188,118 Form 4
6 LC CAPITAL MASTER FUND LTD
LAMPE STEVEN
CONWAY RICHARD F
LAMPE CONWAY & CO. LLC
LC CAPITAL PARTNERS LP
LC Capital Advisors LLC
LC Capital Offshore Fund Ltd
Former 10% Owner
2022-04-12 16:16:45 1,021,153
0
1,021,153 Form 13G
7 LC CAPITAL MASTER FUND LTD
LC CAPITAL PARTNERS LP
LC Capital Advisors LLC
LAMPE CONWAY & CO. LLC
LC Capital International LLC
LAMPE STEVEN
CONWAY RICHARD F
Director by Deputization
Director
10% Owner
2022-04-12 16:16:45 1,021,153
0
1,021,153 Form 13G
8 Water Asset Management LLC
10% Owner
2020-02-14 15:30:44 695,576
0
695,576 Form 13G
9 ING GROEP NV
ING CAPITAL LLC
10% Owner
2007-06-15 17:24:55 588,721
0
588,721 Form 13D
10 Grant Geoffrey T
Director
2023-04-05 15:45:12 520,882
30,500
551,382 Form 4
11 Rivera Cathryn
Chief Operating Officer
2024-10-11 14:39:54 275,000
0
275,000 Form 4
12 Hickox Winston H
Director
2024-07-03 12:28:40 184,859
70,759
255,618 Form 4
13 STODDARD RICHARD E
See Remarks
2011-04-05 15:03:41 250,311
0
250,311 Form 5
14 RILEY BRYANT R
Director
2013-07-02 16:20:35 36,469
187,414
223,883 Form 4
15 Slater Scott S
Chief Executive Officer
2023-07-17 08:46:18 208,881
0
208,881 Form 4
16 Dreyfus Maria S.
Director
2025-04-03 19:55:01 160,383
0
160,383 Form 4
17 JUPITER ASSET MANAGEMENT LTD
10% Owner
2005-02-18 15:45:26 144,237
0
144,237 Form 13G
18 SPEER STANLEY E
CFO
2025-02-26 18:52:34 117,185
0
117,185 Form 4
19 SHAHEEN TIMOTHY J
CFO
2020-03-09 20:49:52 114,887
0
114,887 Form 4
20 COURTER STEPHEN E
Director
2024-07-03 13:09:00 67,277
0
67,277 Form 4
21 HUTCHISON MURRAY H
Director
2021-04-05 16:22:23 64,988
0
64,988 Form 4
22 ISELIN ODONNELL II
Chief Financial Officer
2006-02-17 15:35:28 40,000
0
40,000 Form 3
23 Webb de Macias Carolyn D
Director
2024-07-03 12:44:56 33,815
0
33,815 Form 4
24 Echaveste Maria
Director
2024-07-03 12:14:56 31,415
0
31,415 Form 4
25 Pacini Raymond J
Director
2019-07-01 17:55:57 28,590
0
28,590 Form 4
26 Nevins Richard
Director
2021-04-05 16:29:18 24,947
0
24,947 Form 4
27 Lombard Kenneth T
Director
2024-07-03 12:53:47 16,675
0
16,675 Form 4
28 MAKINS DWIGHT W
Former Director
Director
2004-02-11 17:33:34 16,245
0
16,245 Form 4
29 Polanco Richard Garcia
Director
2024-07-03 13:01:30 13,840
0
13,840 Form 4
30 COELHO ANTHONY L
Former Director
Director
2004-02-06 19:49:46 10,820
0
10,820 Form 4
31 Lloyd Barbara A
Director
2025-04-03 19:17:04 9,708
0
9,708 Form 4
32 BROWN JEFFREY J
Director
2020-01-03 15:10:05 8,868
0
8,868 Form 4
33 Duffy Stephen J
Director
2010-07-02 14:33:18 5,528
0
5,528 Form 4
34 BOHN JOHN A
Director
2019-07-01 19:49:40 2,807
0
2,807 Form 4
35 MORGAN STANLEY
10% Owner
2006-12-11 16:36:49 1,407
0
1,407 Form 13G
36 RITCHIE GREGORY
Director
2005-02-14 09:44:25 1000
0
1000 Form 4
37 BURNAMAN PHILLIP R II
Director
2004-02-13 15:25:46 376
0
376 Form 3
38 Odey Asset Management LLP
Odey Asset Management Group Ltd
Odey Holdings Ltd
Odey Robin Crispin William
10% Owner
2023-12-22 16:06:54 0
0
0 Form 13G
39 Odey Asset Management LLP
10% Owner
2023-12-22 16:06:54 0
0
0 Form 13G
40 Nokomis Capital L.L.C.
Hendrickson Brett
10% Owner
2021-02-12 16:04:26 0
0
0 Form 13G
41 Peloton Partners LLP
Grant Geoffrey T
No longer a 10% owner
10% Owner
2008-06-13 19:06:35 0
0
0 Form 4
42 Preston Gregory W
Director
2006-01-12 14:30:10 0
0
0 Form 3
43 ARENS GEOFFREY W
Director
2005-02-14 10:01:25 0
0
0 Form 4