Insider Holders & Insider Ownership - Vaxart Inc. (VXRT)

List of insiders holdings for Vaxart Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 LESCHLY JAN
Director
10% Owner		 2018-02-15 16:25:27 0
30,793,670		 30,793,670 Form 4
2 KNOTT DAVID M
10% Owner		 2010-06-22 17:00:33 5,812,300
0		 5,812,300 Form 13D
3 Lo Steven
President, Chief Exec Officer		 2025-03-26 21:54:36 3,740,638
0		 3,740,638 Form 4
4 Care Capital III LLC
Care Capital Investments III L.P.
Care Capital Offshore Investments III LP
10% Owner		 2018-02-23 17:17:09 2,799,424
0		 2,799,424 Form 13D
5 PATTI JOSEPH M
CEO		 2017-04-05 13:09:14 2,113,304
0		 2,113,304 Form 4
6 Third Point LLC
Third Point Offshore Fund Ltd.
Loeb Daniel S
See Remarks Below		 2011-05-26 16:55:20 1,618,100
0		 1,618,100 Form 13D
7 Third Point LLC
Loeb Daniel S
See Remarks Below		 2011-05-26 16:55:20 1,618,100
0		 1,618,100 Form 13D
8 Floroiu Cezar Andrei
President, Chief Exec Officer		 2023-03-21 20:06:42 1,602,735
0		 1,602,735 Form 4
9 Latour Wouter
Director		 2021-05-10 17:05:37 1,500,000
0		 1,500,000 Form 4
10 Berg Edward B
SVP, General Counsel		 2025-03-26 21:51:47 1,354,123
0		 1,354,123 Form 4
11 Lee Phillip E
Chief Financial Officer		 2025-03-26 21:53:10 1,241,619
0		 1,241,619 Form 4
12 Tucker Sean
SVP, Chief Scientific Officer		 2025-04-01 16:53:58 740,490
60,525		 801,015 Form 4
13 Finney Michael J.
Director		 2024-06-12 16:40:12 782,240
0		 782,240 Form 4
14 COLONNESE MARK P
Chief Financial Officer		 2017-04-05 13:09:22 775,000
0		 775,000 Form 4
15 Cummings James F.
Chief Medical Officer		 2025-04-01 18:46:31 745,757
0		 745,757 Form 4
16 PLUMB RUSSELL H
Director		 2017-05-22 15:29:44 622,453
0		 622,453 Form 4
17 GURY DAVID J
Former Director
Director		 2004-06-22 09:12:57 495,313
102,600		 597,913 Form 4
18 FAHIM RAAFAT E F
President, CEO and CFO		 2011-04-05 17:25:42 529,593
0		 529,593 Form 4
19 Cook Peter Chapman
Director		 2013-05-06 20:53:35 100,127
266,179		 366,306 Form 4/A
20 ARMISTICE CAPITAL LLC
Armistice Capital Master Fund Ltd.
Boyd Steven
Director		 2020-06-30 17:54:35 145,523
145,523		 291,046 Form 4
21 Finney Kevin
Director		 2025-01-29 20:05:50 222,800
0		 222,800 Form 4
22 MCLAIN THOMAS H
Chairman, CEO & President		 2007-02-13 15:58:29 130,329
63,512		 193,840 Form 5
23 Davis Todd C
Director		 2022-08-08 18:26:07 170,129
0		 170,129 Form 4
24 Kalnik Matthew W.
SVP Strategic Plan. & Bus. Ops		 2011-04-05 17:18:45 146,050
0		 146,050 Form 4
25 HERON ELAINE J
Director		 2024-06-12 16:39:43 135,966
0		 135,966 Form 4
26 Yedid Robert A.
Director		 2024-06-12 16:38:42 129,890
0		 129,890 Form 4
27 Wheadon David E.
Director		 2024-06-12 16:40:42 126,150
0		 126,150 Form 4
28 Kessler Paul D.
SVP Clinical, Med. & Reg.; CMO		 2012-04-09 16:21:31 105,128
0		 105,128 Form 4
29 DOUGHERTY MICHAEL R
Director		 2017-05-22 15:30:28 105,000
0		 105,000 Form 4
30 Johnson Joseph
Sr. VP, HR, IT, Bus. Strat.		 2006-05-16 16:29:36 100,000
0		 100,000 Form 4
31 Gust Ian D.
Director		 2012-11-19 20:35:00 0
95,970		 95,970 Form 3
32 RASMUSSEN HENRIK S MD
Sr. VP Clin. Med. & Reg. Affs.		 2007-02-13 15:57:30 88,171
0		 88,171 Form 5
33 Azzarello Peter
Chief Accounting Officer		 2015-08-13 16:53:44 85,000
0		 85,000 Form 4
34 Watson W. Mark
Director		 2024-06-20 06:10:10 78,125
0		 78,125 Form 4
35 Dunne Michael W.
Director		 2017-05-22 15:30:19 75,000
0		 75,000 Form 4
36 ANIDO ARMANDO
Director		 2017-05-22 15:30:52 75,000
0		 75,000 Form 4
37 Cherrington Julie M
Director		 2022-08-08 18:22:27 43,497
0		 43,497 Form 4
38 SMITH MARK L
Sr. VP Fin., CFO, CAO & Treas.		 2006-02-14 17:07:48 16,052
17,393		 33,445 Form 5
39 Echerd Margaret
SVP, Principal Accntng Officer		 2021-12-01 16:05:52 28,083
0		 28,083 Form 4
40 VANLENT ANNE
Director		 2019-06-14 17:01:32 21,700
0		 21,700 Form 4
41 Markham Richard J
Director		 2019-06-14 16:34:00 21,700
0		 21,700 Form 4
42 COX GEOFFREY F
Director		 2019-06-14 16:33:31 21,700
0		 21,700 Form 4
43 SUDOVAR STEPHEN
Director		 2009-05-27 16:53:30 20,000
0		 20,000 Form 4
44 Richard John P
Director		 2019-10-15 12:19:57 20,000
0		 20,000 Form 4
45 Logal Adam
Interim CFO, CAO and Treasurer		 2006-05-16 16:30:01 20,000
0		 20,000 Form 4
46 JENCKES LINDA
Director		 2009-05-27 16:52:38 20,000
0		 20,000 Form 4
47 Hudson Leslie
Director		 2008-06-10 16:52:17 20,000
0		 20,000 Form 4
48 Aryeh Jason
Director		 2011-05-27 15:42:24 20,000
0		 20,000 Form 4
49 HARVEY RICHARD A JR
Director		 2011-05-27 15:45:42 20,000
0		 20,000 Form 4
50 LYNCH TIMOTHY P
Director		 2011-05-27 15:46:57 20,000
0		 20,000 Form 4
51 CASTALDI DAVID L
Director		 2011-05-27 16:39:03 20,000
0		 20,000 Form 4
52 DAVIS PETER B
Director		 2011-05-27 16:40:06 20,000
0		 20,000 Form 4
53 Siegel Jordan I
Sr. VP Fin. & Admin, CFO Treas		 2008-03-12 17:15:29 18,157
0		 18,157 Form 4
54 WILSON KAREN J
Director		 2021-06-17 19:27:36 15,097
0		 15,097 Form 4
55 Errington Jeffery
Director		 2013-05-03 21:06:47 15,000
0		 15,000 Form 4
56 NASO ROBERT B
Sr. VP Research & Development		 2004-02-06 15:47:11 13,100
0		 13,100 Form 4
57 EBRIGHT GEORGE W
Director		 2005-05-17 11:09:35 12,000
0		 12,000 Form 4
58 Jooste H Le Roux
Sr. VP, Glbl. Sales & Mktng.		 2005-11-08 15:12:52 10,000
0		 10,000 Form 4
59 Hill Richard James
Director		 2014-05-20 15:09:14 7,500
0		 7,500 Form 4
60 Bell Paul Ronald
Director		 2012-11-19 20:22:29 0
6,248		 6,248 Form 3
61 Ahmad Fuad
Interim CFO		 2022-06-23 16:32:32 5,000
0		 5,000 Form 4
62 SISKOWSKI GARY A
Sr. VP Sales & Marketing		 2004-12-20 10:23:17 2,969
245		 3,214 Form 4
63 Fox James
Director		 2015-08-13 16:53:51 2,500
0		 2,500 Form 4
64 Harland John M
Chief Financial Officer		 2018-09-24 19:49:01 1,522
0		 1,522 Form 4
65 Clark Richard
Sr. VP Admin. & Ch. Admin. Off		 2004-12-20 10:22:47 105.69
0		 105.69 Form 4
66 Maher Illya Keith
Director		 2019-11-01 14:46:18 0
0		 0 Form 3
67 Life Science Angel Investors III LLC
10% Owner		 2018-02-14 21:32:08 0
0		 0 Form 3