Insider Holders & Insider Ownership - ConnectOne Bancorp Inc. (CNOB)

List of insiders holdings for ConnectOne Bancorp Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 JORDEN DAVID EMERSON
Director
10% Owner
2011-03-09 16:26:05 5,765,000
0
5,765,000 Form 4
2 SEIDMAN LAWRENCE B
Director
10% Owner
2014-07-11 08:57:39 32,718
1,422,422
1,455,140 Form 4
3 Sorrentino Frank III
Chairman & CEO
2025-03-26 15:32:28 600,096
264,189
864,285 Form 4
4 Boswell Stephen T.
Director
2024-06-05 15:44:31 71,726
263,995
335,722 Form 4
5 Kempner Michael W
Director
2024-06-05 14:14:22 279,557
0
279,557 Form 4
6 Parisi Joseph Jr.
Director
2022-06-03 11:34:19 184,418
35,408
219,826 Form 4
7 Rifkin Daniel E
Director
2024-06-05 14:36:59 201,640
16,856
218,496 Form 4
8 Huttle Frank III
Director
2024-06-05 14:08:19 86,384
98,224
184,608 Form 4
9 KENT HOWARD
Former Director
Director
2015-04-01 18:21:02 168,464
0
168,464 Form 4
10 BOL ALEXANDER
Director
2020-06-04 14:45:05 135,516
2,842
138,358 Form 4
11 KEIN DONALD
Director
2006-12-06 16:26:22 100,000
36,750
136,750 Form 4
12 Magennis Elizabeth
Bank President
2025-03-26 12:39:32 134,235
0
134,235 Form 4
13 Burns William S
Senior EVP & CFO
2025-03-26 13:01:03 128,358
0
128,358 Form 4
14 THOMPSON WILLIAM
Director
2023-08-17 09:48:17 100,850
8,476
109,326 Form 4
15 BAIER FRANK W
Director
2024-06-05 14:01:37 105,101
0
105,101 Form 4
16 Sokolich Mark
Director
2024-06-05 16:05:34 104,154
0
104,154 Form 4
17 Criscione Laura
EVP & Chief Compliance Officer
2025-03-26 12:45:41 102,018
780
102,798 Form 4
18 WEAGLEY ANTHONY
President & CEO
2013-07-15 09:40:59 46,658
24,535
71,193 Form 4
19 SCHROEDER NORMAN F
Director
2007-02-02 13:00:54 31,329
35,660
66,989 Form 5
20 MINOIA NICHOLAS
Director
2024-06-05 14:20:04 65,581
0
65,581 Form 4
21 Ewing Christopher J.
EVP & Chief Operations Officer
2023-05-08 15:45:55 53,377
0
53,377 Form 4
22 FISH FREDERICK S
Director
2019-04-25 10:11:11 45,180
0
45,180 Form 4
23 SCHECHTER HAROLD
Director
2019-04-03 10:52:07 33,771
0
33,771 Form 4
24 McGrover Michael J.
FSVP & Chief Credit Officer
2021-03-25 15:29:42 29,078
0
29,078 Form 4
25 Nukk-Freeman Katherin
Director
2024-06-05 16:30:04 19,998
2,431
22,429 Form 4
26 WEIN ARTHUR M
VP & COO
2013-09-03 21:00:15 1,525
17,403
18,928 Form 4
27 PATRYN FRANCIS R
VP & Interim CFO
2013-06-10 21:08:25 3,056
13,904
16,960 Form 4
28 DALOIA JULIE
Vice President
2009-06-04 21:11:39 4,540
9,045
13,586 Form 4
29 O'Malley Michael
EVP & Chief Risk Officer
2025-03-26 12:53:33 12,271
0
12,271 Form 4
30 Moise Anson M.
Director
2024-06-05 14:25:45 10,998
0
10,998 Form 4
31 LA MONT STEPHEN J
Director
2005-09-29 16:41:54 10,738
0
10,738 Form 3
32 CARDONE MARK
VP & Head of Retail
2014-05-02 21:21:38 5,259
4,430
9,689 Form 4
33 BATTIATO KENNETH W
Director
2006-02-09 13:42:18 9,048
0
9,048 Form 4
34 KRAMER ELLIOT I
Director
2010-09-29 21:42:20 8,121
0
8,121 Form 4
35 GANGEMI JOSEPH D
VP & Corporate Secretary
2013-06-10 21:19:44 1,962
4,232
6,194 Form 4
36 BENNETTI DONALD
Vice President
2003-12-24 11:37:39 4,932
0
4,932 Form 4
37 DELANEY JOHN J JR
Director
2010-07-06 17:10:39 4,818
0
4,818 Form 4
38 GOREY CHRISTOPHER M
Vice President
2007-12-10 16:37:46 2,764
2,045
4,809 Form 4
39 SORGE JAMES W
VP & Compliance Officer
2013-06-10 21:24:08 2,711
1,520
4,231 Form 4
40 WUNDER LORI
VICE PRESIDENT
2007-12-11 17:54:25 3,437
262.48
3,699 Form 4
41 LOMAKIN PAUL JR
Director
2008-03-28 18:19:24 3,473
0
3,473 Form 4
42 Kennedy James Joseph
Director
2013-03-06 17:42:51 3,473
0
3,473 Form 4
43 STRAUS ALAN H
Director
2012-03-05 21:22:53 3,473
0
3,473 Form 4
44 KLEIN PHYLLIS S.
Director
2011-03-02 17:05:45 3,473
0
3,473 Form 4
45 CURTIS BRENDA
Director
2010-03-03 21:39:35 3,473
0
3,473 Form 4
46 BARTH HUGO III
Director
2009-03-31 18:25:41 3,473
0
3,473 Form 4
47 SCHILLER HERBERT
Director
2008-03-28 18:22:14 3,473
0
3,473 Form 4
48 MCGOWAN JOHN
VICE PRESIDENT
2007-01-30 17:37:20 3,348
0
3,348 Form 5
49 O'Donnell Susan C
Director
2024-06-05 14:32:24 3,219
0
3,219 Form 4
50 MALINOWSKI EUGENE V
Director
2006-06-05 17:20:16 3,150
0
3,150 Form 4
51 BISCHOFF ROBERT
Director
2004-06-18 20:30:32 3,000
0
3,000 Form 4
52 THEILLER GEORGE J
VP & Senior Auditor
2013-06-10 21:04:15 1,183
601.28
1,784 Form 4
53 NUNN CHARLES E JR
Vice President
2006-02-17 17:01:34 1,444
0
1,444 Form 4
54 LUKENS JOHN J
VP & Sr. Credit Administrator
2010-07-14 17:10:48 256
0
256 Form 3
55 Mauger Stephen J
V.P., Treasurer, C.F.O.
2010-06-18 16:00:20 95
0
95 Form 4
56 BOYLAN WILLIAM J
Vice President
2008-10-27 17:49:04 0
80.41
80.41 Form 3
57 VANARIA RAYMOND
Director
2015-11-20 16:57:51 0
0
0 Form 4
58 KORMAN RONA
VP & General Counsel
2013-05-15 09:29:37 0
0
0 Form 3
59 BAGAROZZA VINCENT A
S.V.P. & Chief Loan Officer
2012-03-15 20:33:30 0
0
0 Form 3
60 TOZZI VINCENT N.
CFO, Senior VP & Treasurer
2011-04-04 17:25:09 0
0
0 Form 3
61 SHAPIRO RONALD M.
Vice President
2008-07-10 10:36:06 0
0
0 Form 3
62 ABRAHAMIAN A RICHARD
Officer
2008-07-03 16:45:52 0
0
0 Form 3
63 DAVIS JOHN JOSEPH
Director
2007-11-02 19:05:45 0
0
0 Form 4