Insider Holders & Insider Ownership - QUANTUM CORP (QMCO)

List of insiders holdings for QUANTUM CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 SOROS FUND MANAGEMENT LLC
SOROS GEORGE
SOROS ROBERT
10% Owner
2017-02-14 16:18:45 10,666,666
0
10,666,666 Form 13G
2 B. Riley Financial Inc.
BRC Partners Opportunity Fund LP
BRC Partners Management GP LLC
B. RILEY CAPITAL MANAGEMENT LLC
B. RILEY FBR INC.
10% Owner
2022-08-08 17:15:07 5,025,471
0
5,025,471 Form 13D
3 B. Riley Financial Inc.
B. RILEY CAPITAL MANAGEMENT LLC
BRC Partners Management GP LLC
BRC Partners Opportunity Fund LP
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2022-08-08 17:15:07 5,025,471
0
5,025,471 Form 13D
4 B. Riley Financial Inc.
B. Riley Securities Inc.
RILEY BRYANT R
10% Owner
2022-08-08 17:15:07 5,025,471
0
5,025,471 Form 13D
5 Matthews Howard L
President & COO
2006-08-24 15:49:03 3,360,000
0
3,360,000 Form 4
6 Singer Eric
VIEX Opportunities Fund LP Series One
VIEX Opportunities Fund LP - Series Two
VIEX Special Opportunities Fund III LP
VIEX GP LLC
VIEX Special Opportunities GP III LLC
VIEX Capital Advisors LLC
See Explanation of Responses
10% Owner
2020-03-11 17:25:21 1,957,275
0
1,957,275 Form 13D
7 Smith Jeffrey C
MITCHELL MARK R
Feld Peter A
See Footnote 2
10% Owner
2016-12-07 18:17:47 0
1,500,174
1,500,174 Form 4
8 Hayes Edward J Jr
CFO & Executive VP
2006-08-24 17:05:09 1,132,292
0
1,132,292 Form 4
9 Starboard Value LP
Starboard Value GP LLC
STARBOARD VALUE & OPPORTUNITY S LLC
Starboard Principal Co LP
Starboard Principal Co GP LLC
STARBOARD VALUE & OPPORTUNITY MASTER FUND LTD
Starboard Value & Opportunity C LP
Starboard Value R LP
Starboard Value R GP LLC
See Footnote 2
10% Owner
2017-11-15 17:23:42 957,067
0
957,067 Form 13D
10 Powers Gregg J
Director
2017-04-03 17:23:06 586,500
345,392
931,892 Form 4
11 Breard Linda M.
Chief Financial Officer
2015-07-02 18:48:29 916,761
0
916,761 Form 4
12 DODSON J MICHAEL
Senior Vice President, CFO
2022-10-07 14:55:38 870,372
0
870,372 Form 4
13 CARROZZA ANTHONY
Senior VP, Worldwide Sales
2006-08-24 18:08:31 844,413
0
844,413 Form 4
14 Wold Jim
SVP, RSA
2007-04-09 16:12:05 725,436
0
725,436 Form 3
15 Stinson Theodore A.
SVP, Worldwide Sales
2013-07-02 16:49:42 714,743
0
714,743 Form 4
16 PARKER JESSE
SVP, Operations
2007-04-09 16:11:40 662,124
0
662,124 Form 3
17 RITTI PHILIP
VP, General Manager, Media
2006-08-24 19:16:57 595,244
0
595,244 Form 4
18 Lee Janae S.
SVP, Strategy
2015-07-02 18:51:41 525,520
0
525,520 Form 4
19 BELLUZZO RICHARD
Director
2012-08-16 19:45:54 484,072
0
484,072 Form 4
20 WHEELWRIGHT STEVEN
Director
2006-08-30 14:19:52 438,567
0
438,567 Form 4
21 ROBERSON DAVID EARLE
Director
2017-04-03 16:06:53 431,784
0
431,784 Form 4
22 GACEK JON W
President and CEO
2017-10-02 19:27:35 407,207
0
407,207 Form 4
23 KRALL DAVID
Director
2017-03-06 12:56:14 394,875
0
394,875 Form 4
24 Dennis Patrick
President and CEO
2018-02-02 15:03:47 375,000
0
375,000 Form 4
25 Hurley John
Chief Revenue Officer
2023-09-06 16:24:32 341,519
0
341,519 Form 4
26 BROWN MICHAEL A
Director
2013-09-04 16:35:34 326,312
0
326,312 Form 4
27 Willis Christopher Shawn
Interim CFO
2016-02-08 17:24:13 304,777
0
304,777 Form 4
28 Rothman Marc E
Director
2022-09-06 16:44:04 297,625
0
297,625 Form 4
29 DINARDO LOUIS
Director
2017-03-06 20:51:41 285,392
0
285,392 Form 4
30 King Elizabeth
Chief Revenue Officer
2021-07-08 15:23:44 285,114
0
285,114 Form 4
31 Black Philip
Director
2015-09-02 16:38:02 265,392
0
265,392 Form 4
32 FULLER DALE L
Director
2017-03-03 18:53:37 263,890
0
263,890 Form 4
33 RAU RAGHAVENDRA
Director
2022-04-26 19:58:11 257,874
0
257,874 Form 4
34 ORECKLIN LAWRENCE
President - SSG
2004-04-15 14:29:55 250,000
0
250,000 Form 5
35 BRITTS WILLIAM C
SVP, Worldwide Sales & Mktg.
2018-02-07 14:57:10 207,271
0
207,271 Form 4
36 Buchsbaum Thomas S
Director
2012-09-05 15:25:57 201,393
0
201,393 Form 4
37 BARRETT BARBARA
Senior VP, Human Resources
2010-07-01 19:55:21 199,422
0
199,422 Form 4
38 MARENGI JOSEPH A
Director
2012-09-05 15:27:02 191,354
0
191,354 Form 4
39 FETTER ELIZABETH A
Director
2012-09-05 15:25:41 188,392
0
188,392 Form 4
40 PARTRIDGE JOHN
Director
2006-08-30 14:11:57 184,937
0
184,937 Form 4
41 LAMBERT MICHAEL
Chief Financial Officer
2004-02-23 16:54:28 175,000
0
175,000 Form 4
42 Ahmad Fuad
SVP, Chief Financial Officer
2018-04-03 12:30:37 170,998
0
170,998 Form 4
43 Jacoby Rebecca
Director
2022-09-06 16:50:18 158,624
0
158,624 Form 4
44 FICHTHORN JOHN
Director
2021-08-17 12:14:24 154,740
0
154,740 Form 4/A
45 WOLF DENNIS P
Director
2011-09-02 17:22:52 138,776
0
138,776 Form 4
46 LOPATIN GERALD
Executive VP, Engineering
2010-07-01 19:57:15 129,567
0
129,567 Form 4
47 HALL SHAWN D
Senior VP, GC & Secretary
2019-03-12 17:34:44 119,999
0
119,999 Form 4
48 Press Clifford
Director
2019-09-09 18:22:14 118,940
0
118,940 Form 4
49 MacPherson Regan J
Chief Legal&Compliance Officer
2021-03-15 17:11:56 107,964
0
107,964 Form 4
50 Lerner James J
President & CEO
2025-01-17 21:37:20 107,804
0
107,804 Form 4
51 Auvil Paul R. III
Director
2017-09-05 16:46:10 101,735
0
101,735 Form 4
52 Stedman Geoff G.
SVP, Mktg. & Storage Solutions
2018-02-07 15:04:23 101,086
0
101,086 Form 4
53 FRAUENFELDER LEWIS
GM Storage Devices
2005-02-04 21:40:06 92,373
0
92,373 Form 4
54 ESBER EDWARD M
Director
2011-04-07 17:06:05 92,135
0
92,135 Form 4
55 Andersen Robert J
Director
2015-09-02 16:36:08 87,290
0
87,290 Form 4
56 SANCHEZ ADALIO T
Director
2019-03-12 17:35:25 84,072
0
84,072 Form 4
57 Martella Donald E. Jr.
SVP, Engineering
2020-08-26 16:23:40 81,407
0
81,407 Form 4
58 Clark Robert S.
SVP, Product Operations
2017-07-11 16:56:42 74,703
0
74,703 Form 4
59 Panayides Andy
VP Corp Development & Strategy
2007-02-08 14:48:33 67,971
0
67,971 Form 4
60 Pasternack Bruce A
Director
2009-09-02 18:03:57 66,000
0
66,000 Form 4
61 Wilderotter Mary Agnes
Director
2005-09-28 19:39:27 63,750
0
63,750 Form 4
62 GANNON JOHN B
President & COO
2005-03-24 19:26:33 60,243
0
60,243 Form 4
63 MUTCH JOHN
Director
2017-04-03 16:13:30 50,000
0
50,000 Form 4
64 KREIGLER GEORGE III
GM, Storage Systems
2005-05-02 17:30:05 39,761
0
39,761 Form 4
65 Gianella Kenneth P.
Chief Financial Officer
2025-02-05 16:48:16 32,402
0
32,402 Form 4
66 White Yue Zhou
Director
2024-11-19 19:47:31 29,139
0
29,139 Form 4/A
67 Cabrera Brian E
SVP Chief Admin Ofcr & Secy
2025-01-17 21:29:54 27,940
0
27,940 Form 4
68 Jaworksi Don
Director
2024-11-19 19:46:30 27,675
0
27,675 Form 4/A
69 Meyrath Hugues
Director
2024-11-19 19:47:21 27,675
0
27,675 Form 4/A
70 EARHART ALAN L
Director
2007-08-30 16:24:22 26,809
0
26,809 Form 4
71 MAURER JERALD L
Exec VP-Human Resources
2004-04-15 14:15:04 26,374
0
26,374 Form 5
72 Moorehead Lewis W.
Chief Accounting Officer
2025-04-14 16:32:19 24,817
0
24,817 Form 3
73 Dalton Stephen P
SVP, TSS, Engineering
2007-11-01 18:45:32 23,739
0
23,739 Form 4
74 Pinchev Alex
Director
2017-09-05 16:49:07 20,344
0
20,344 Form 4
75 SANDERSON EDWARD J
Director
2004-09-29 17:23:35 18,750
0
18,750 Form 4
76 Tracy John R.
Director
2024-11-05 17:44:35 15,000
0
15,000 Form 4
77 Spanjaard Henk Jan
Chief Revenue Officer
2025-01-17 21:35:35 14,903
0
14,903 Form 4
78 Nash Laura A.
Chief Accounting Officer
2025-04-04 16:37:51 11,652
0
11,652 Form 4
79 BROWN DAVID A
Director
2004-03-18 13:46:46 3,063
0
3,063 Form 4
80 SLAYTON GREGORY W
Director
2004-03-18 15:12:48 2,599
0
2,599 Form 4
81 KENNEDY KEVIN J
Director
2004-11-02 15:18:04 1,763
0
1,763 Form 4
82 NELSON BARBARA H
Exec VP-Mktg & Strategy
2004-04-15 14:21:55 1,374
0
1,374 Form 5
83 Arden Todd
Director
2024-06-17 17:11:16 0
0
0 Form 3
84 Neumeyer Christopher D.
Director
2022-08-29 21:12:30 0
0
0 Form 3
85 BR Dialectic Capital Management LLC
Dialectic Antithesis Partners LP
10% Owner
2019-12-05 17:14:57 0
0
0 Form 4
86 CROWELL CHRISTOPHER
See Explanation of Responses
10% Owner
2014-05-19 21:36:17 0
0
0 Form 3
87 TERINO EDWARD
See Explanation of Responses
10% Owner
2014-05-19 21:33:43 0
0
0 Form 3
88 PACIFIC INVESTMENT MANAGEMENT CO LLC
10% Owner
2025-04-17 16:05:03 0
0
0 Form 4