Insider Holders & Insider Ownership - LEGG MASON INC (LM)

List of insiders holdings for LEGG MASON INC:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 MASON RAYMOND A
Director
2008-10-28 14:21:05 2,220,746
342,894
2,563,640 Form 4
2 BRINKLEY JAMES W
Director
2005-10-12 17:03:23 1,111,242
0
1,111,242 Form 4
3 TRIAN FUND MANAGEMENT L.P.
Trian Fund Management GP LLC
Trian Partners General Partner LLC
Trian Partners (ERISA) General Partner LLC
Trian Partners Parallel Fund I General Partner LLC
Trian Partners Strategic Investment Fund General Partner LLC
Trian Partners Strategic Co-Investment Fund-A GP L.P.
10% Owner
2016-04-12 08:23:27 513,743
0
513,743 Form 13D
4 TRIAN FUND MANAGEMENT L.P.
Trian Fund Management GP LLC
Trian Partners General Partner LLC
Trian Partners (ERISA) General Partner LLC
Trian Partners Parallel Fund I General Partner LLC
Trian Partners Strategic Investment Fund General Partner LLC
Trian Partners Strategic Investment Fund-A General Partner LLC
Former 10% Owner
2016-04-12 09:31:41 0
513,743
513,743 Form 4
5 TRIAN FUND MANAGEMENT L.P.
Trian Partners L.P.
Trian Partners Master Fund (ERISA) L.P.
Trian Partners Parallel Fund I L.P.
Trian Partners Strategic Investment Fund L.P.
Trian Partners Strategic Investment Fund-A L.P.
Trian Partners Master Fund L.P.
Former 10% Owner
2016-04-12 09:32:30 0
513,743
513,743 Form 4
6 HIMELFARB RICHARD J
Executive Vice President
2005-10-11 12:47:35 403,079
0
403,079 Form 4
7 ODENATH DAVID R
Sr. Executive Vice President
2010-05-19 17:04:38 278,481
0
278,481 Form 4
8 SABELHAUS ROBERT G
Executive Vice President
2005-11-21 17:32:15 244,361
0
244,361 Form 4
9 FETTING MARK R
Chairman, President & CEO
2012-07-17 12:18:06 235,282
0
235,282 Form 4
10 FORD HARRY M JR
Director
2005-01-12 15:22:51 234,742
0
234,742 Form 4
11 Dewhurst Ronald R
Sr. Executive VP/Managing Dir.
2012-09-12 16:53:08 227,598
0
227,598 Form 4
12 BILSON F BARRY
Senior Vice President
2008-07-23 14:21:07 178,959
0
178,959 Form 4
13 SCHEVE TIMOTHY C
Sr. Executive Vice President
2007-06-07 12:44:16 173,070
0
173,070 Form 4
14 MULROY THOMAS P
Executive Vice President
2005-10-11 17:00:42 141,298
0
141,298 Form 4
15 UKROP JAMES E
Director
2009-07-28 16:26:28 122,464
0
122,464 Form 4
16 Abbaei Mike
Executive Vice President
2008-07-15 14:55:56 115,743
869
116,612 Form 4
17 Hoops Thomas K
Executive Vice President
2019-05-17 13:50:03 110,677
0
110,677 Form 4
18 Nattans Jeffrey A
Executive Vice President
2013-01-08 13:58:39 101,319
0
101,319 Form 4
19 Lemke Thomas P
Executive VP & General Counsel
2013-01-08 14:05:44 93,152
0
93,152 Form 4
20 DALEY CHARLES J JR
Executive VP, CFO & Treasurer
2010-07-01 09:07:47 75,485
0
75,485 Form 4
21 CHOWDHURY DEEPAK
Senior Vice President
2007-07-17 17:03:16 69,485
0
69,485 Form 4
22 Kenney John
Executive Vice President
2019-11-05 13:58:56 65,415
0
65,415 Form 4
23 OMALLEY PETER F
Director
2005-02-18 09:50:45 59,580
0
59,580 Form 4
24 ADAMS HAROLD L
Director
2013-11-08 14:52:41 57,046
0
57,046 Form 4
25 SPECTOR ELISABETH N
Senior Vice President
2007-07-17 17:42:43 55,698
0
55,698 Form 4
26 REED W ALLEN
Director
2018-08-01 13:05:00 54,280
0
54,280 Form 4
27 ST GEORGE NICHOLAS J
Director
2013-07-16 15:16:50 53,634
0
53,634 Form 4
28 TABER EDWARD A III
Executive Vice President
2005-11-25 17:53:32 42,647
9,600
52,247 Form 4
29 KOERNER JOHN E III
Director
2014-07-22 13:59:58 48,957
0
48,957 Form 4
30 SCHMOKE KURT L
Director
2019-07-30 13:40:33 47,344
0
47,344 Form 4
31 OBRIEN EDWARD I
Director
2008-07-03 10:56:03 46,924
0
46,924 Form 4
32 CAHILL JOHN T
Director
2013-07-25 11:35:20 0
46,005
46,005 Form 4
33 Murphy Jennifer
Exec VP & CAO
2015-01-21 13:11:16 43,159
0
43,159 Form 4
34 RICHARDSON MARGARET MILNER
Director
2019-07-30 13:38:14 40,595
0
40,595 Form 4
35 SCHIPKE ROGER W
Director
2010-07-20 14:19:05 7,714
27,736
35,450 Form 4
36 HIRSCHMANN JAMES W III
President and COO
2007-06-15 09:29:20 34,910
0
34,910 Form 4
37 KRONGARD CHERYL GORDON
Director
2016-07-28 10:54:56 33,782
0
33,782 Form 4
38 BAIN PETER L
Sr. Executive Vice President
2009-03-30 16:33:12 30,013
0
30,013 Form 4
39 Huff Barry W.
Director
2018-08-01 13:06:36 29,534
0
29,534 Form 4
40 BERESFORD DENNIS R
Director
2013-07-16 14:43:38 28,498
0
28,498 Form 4
41 Kass Dennis M.
Director
2016-07-28 10:48:55 26,651
0
26,651 Form 4
42 Schliessler Ursula
EVP & CAO
2019-05-17 13:41:05 23,887
0
23,887 Form 4
43 Murphy Terrence
Chief Financial Officer
2010-07-19 17:21:41 23,838
0
23,838 Form 3
44 MYERS JOHN H
Director
2016-07-28 10:40:12 11,364
7,631
18,995 Form 4
45 NUTTALL SCOTT C
Director
2011-07-27 16:36:36 18,112
0
18,112 Form 4
46 PRICE ROBERT F
Senior Vice President
2003-05-30 10:04:30 12,000
0
12,000 Form 4
47 EVEN MICHAEL
Executive Vice President
2006-05-17 10:40:42 10,473
0
10,473 Form 4
48 Chen Tian Qiao
Shanda Media LTD
Shanda Investment Group Ltd
Shanda Technology Overseas Capital Co.
Shanda Asset Management Investment Ltd
Director
2017-12-26 14:52:37 6,424
0
6,424 Form 13D
49 Chiu Robert
Director
2017-07-27 06:35:58 6,424
0
6,424 Form 4
50 BILDT CARL
Director
2006-10-05 13:22:33 3,966
0
3,966 Form 4/A
51 SULLIVAN JOSEPH A
Chairman, President & CEO
2020-08-04 19:33:15 0
0
0 Form 4
52 Nachtwey Peter
Sr. Executive VP & CFO
2020-08-04 19:31:57 0
0
0 Form 4
53 Merchant Thomas C
Exec VP & General Counsel
2020-08-04 19:29:40 0
0
0 Form 4
54 Johnson Terence
Executive Vice President
2020-08-04 19:27:07 0
0
0 Form 4
55 Lattin Patricia
Executive Vice President
2020-08-04 19:25:39 0
0
0 Form 4
56 Murphy John V
Director
2020-08-04 19:23:23 0
0
0 Form 4
57 Hooley Stephen C
Director
2020-08-04 19:22:11 0
0
0 Form 4
58 Quirk Alison A.
Director
2020-08-04 19:19:59 0
0
0 Form 4
59 GOLDBERG MICHELLE J
Director
2020-08-04 19:17:45 0
0
0 Form 4
60 DAVIDSON CAROL ANTHONY
Director
2020-08-04 19:16:04 0
0
0 Form 4
61 ANGELICA ROBERT E
Director
2020-08-04 19:13:33 0
0
0 Form 4
62 GARDEN EDWARD P
TRIAN FUND MANAGEMENT L.P.
Director
2020-05-22 16:53:07 0
0
0 Form 4
63 PELTZ NELSON
TRIAN FUND MANAGEMENT L.P.
Director
2020-05-22 16:52:31 0
0
0 Form 4
64 Cashman Frances
Former EVP
2020-05-06 16:13:05 0
0
0 Form 5/A
65 Chen Tian Qiao
Shanda Media LTD
Shanda Investment Group Ltd
Shanda Technology Overseas Capital Co.
SHANDA ASSET MANAGEMENT HOLDINGS Ltd
10% Owner
2016-08-24 07:03:46 0
0
0 Form 4