Insider Holders & Insider Ownership - FARMER BROTHERS CO (FARM)

List of insiders holdings for FARMER BROTHERS CO:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Farmer Equities LP
10% Owner
2012-09-13 19:37:14 2,617,530
0
2,617,530 Form 4
2 English Aron R.
22NW LP
22NW Fund LP
22NW Fund GP LLC
22NW GP Inc.
Please see Footnote 1
2024-08-16 13:09:03 1,964,536
0
1,964,536 Form 13D
3 FARMER BROS CO ESOP
employee benefit plan
2021-02-12 14:33:53 1,137,058
0
1,137,058 Form 13G
4 JCP Investment Management LLC
JCP Investment Partnership LP
JCP Investment Partners LP
JCP Investment Holdings LLC
Pappas James C
See Footnote 1
2024-03-07 17:40:29 992,826
0
992,826 Form 13D
5 Farmer Richard F
10% Owner
2021-03-16 16:23:55 885,657
0
885,657 Form 13D
6 Grossman Jeanne Farmer
Director
10% Owner
2019-08-05 14:03:54 830,305
0
830,305 Form 13D
7 Levin Easterly Partners LLC
LE Partners Holdings LLC
LE Partners Holdings II LLC
LE Partners Holdings III LLC
LE Partners Holdings IV LLC
Crate Darrell W
Kalichstein Avshalom
Murphy John W
LEVIN CAPITAL STRATEGIES L.P.
10% Owner
2020-06-03 11:54:31 555,788
0
555,788 Form 13D
8 Maserang II D Deverl
Former Director and CEO
2023-10-19 14:41:39 173,516
340,162
513,678 Form 4
9 Radoff Bradley Louis
Director
2025-02-11 16:26:12 368,679
125,000
493,679 Form 4
10 FARMER ROY FRANCIS
Trustee of Childrens Trust
2003-12-30 16:24:40 0
448,336
448,336 Form 4/A
11 MOORE JOHN E. III
President and CEO
2025-02-13 08:55:15 381,777
1,482
383,259 Form 4
12 Waite Jonathan Michael
10% Owner
2016-10-05 21:27:48 340,000
0
340,000 Form 3
13 Radoff Bradley Louis
Radoff Family Foundation
See Footnote 1
2022-10-07 16:19:31 200,000
125,000
325,000 Form 4
14 Criteser Patrick G
Interim Co-CEO
2012-02-15 17:09:37 278,552
0
278,552 Form 4
15 HARDING MARK A
SR. V.P. OPERATIONS
2014-02-18 16:46:18 277,150
0
277,150 Form 4
16 LAVERTY ROGER
PRESIDENT & CEO
2010-12-13 20:31:11 264,758
0
264,758 Form 4
17 Drake Scott Ray
Chief Financial Officer
2023-09-14 18:03:36 183,864
9,562
193,426 Form 4
18 FARMER CHILDRENS TRUST
10% Owner
2003-12-30 14:00:12 146,364
0
146,364 Form 4
19 Vitemb Jared
VP, General Counsel
2025-04-02 16:43:50 132,906
8,552
141,458 Form 4
20 COFFMAN MATTHEW
Principal Accounting Officer
2024-11-14 16:20:46 129,706
5,855
135,561 Form 4
21 MOTTERN CHRISTOPHER P
Director
2023-02-13 17:04:48 95,776
20,000
115,776 Form 4
22 PACE DAVID
Director
2025-02-11 16:15:32 105,137
0
105,137 Form 4
23 ZAMAN WAHEED
Director
2025-02-11 16:22:29 104,521
0
104,521 Form 4
24 Inofuentes Ruben E
Chief Supply Chain Officer
2022-12-12 17:17:52 94,339
6,122
100,461 Form 4
25 Fisher Vance Ratliff
Chief Financial Officer
2024-07-02 17:28:33 100,000
0
100,000 Form 4
26 Loretz Congdon Stacy
Director
2024-02-13 17:11:05 94,549
0
94,549 Form 4
27 BAUER THOMAS E.
Chief Field Operations Officer
2025-04-09 16:40:29 94,471
0
94,471 Form 4
28 MORAGNE MAURICE S.J.
Chief Sales Officer
2022-12-12 17:18:12 62,610
6,803
69,413 Form 4
29 BOERSMA ALLISON M
Director
2023-02-13 18:00:50 68,936
0
68,936 Form 4/A
30 OBRIEN TERENCE C
Director
2025-02-11 16:31:33 62,189
0
62,189 Form 4
31 MARCY CHARLES F
Director
2021-12-17 16:24:41 51,283
7,000
58,283 Form 4
32 Bollner Brad
Interim CFO
2023-11-14 14:10:33 55,803
2,329
58,132 Form 4
33 POE ALFRED
Director
2023-02-13 18:01:46 56,787
0
56,787 Form 4/A
34 Jefferson Amber Dawn
Chief Human Resources Officer
2023-11-03 16:33:53 48,713
7,176
55,889 Form 4
35 KEOWN MICHAEL H
PRESIDENT, CEO
2018-11-14 19:02:17 51,423
0
51,423 Form 4
36 Nelson Mark Joseph
Former Treasurer, CFO
2015-12-02 16:23:39 50,732
0
50,732 Form 4
37 Brown Jennifer H
Senior VP and General Counsel
2021-09-15 17:46:50 44,602
3,755
48,357 Form 4
38 Webb Drew H
EXECUTIVE V.P. & COO
2009-12-14 19:21:23 47,807
0
47,807 Form 4
39 FISCHETTO BARRY C
SR. VP OF OPERATIONS
2016-11-14 18:12:34 45,593
0
45,593 Form 4
40 Friedman Ronald J
Chief Human Resources Officer
2020-12-11 17:58:09 41,862
1,922
43,784 Form 4
41 Lyon Scott R
Principal Accounting Officer
2021-09-15 17:47:10 38,562
2,532
41,094 Form 4
42 BIXBY SCOTT W
SENIOR VP,GENERAL MANAGER DSD
2016-11-14 18:13:23 40,690
0
40,690 Form 4
43 Mara Shaun
Director
2025-02-11 16:19:08 38,000
0
38,000 Form 4
44 Robinson John D
Director
2023-02-13 18:00:27 37,706
0
37,706 Form 4/A
45 GARRETT LARRY B
GEN.COUNSEL, ASST. SECRETARY
2011-12-12 17:40:36 37,176
0
37,176 Form 4
46 JOHNSTON ISAAC NEWTON JR
TREASURER, CFO
2016-11-14 18:18:34 36,446
0
36,446 Form 4
47 BERGER GUENTER W
Director
2017-11-16 17:00:11 7,996
26,361
34,357 Form 4
48 PETH RENE ELAINE
VP, CORPORATE CONTROLLER
2017-12-04 19:39:28 31,912
0
31,912 Form 4/A
49 SIMMONS JOHN E
CFO
2008-12-16 17:43:22 29,775
0
29,775 Form 4
50 King Michael Jerome
Vice President
2008-12-16 18:09:32 26,875
0
26,875 Form 4
51 Robson David
TREASURER, CFO
2018-11-14 18:56:47 22,716
0
22,716 Form 4
52 MODARO HEIDI L
V.P. SALES & OPERATIONS
2009-12-14 19:21:52 21,700
0
21,700 Form 4
53 Miller Brian David
Vice President of Sales
2025-02-03 16:27:05 20,000
0
20,000 Form 4
54 Walsh Jerry Michael
SVP & GM DSD
2020-07-20 20:38:13 19,900
0
19,900 Form 4
55 MORTENSEN THOMAS W
SR VP Route Sales
2015-05-14 17:26:08 19,526
0
19,526 Form 4
56 IOBST ELLEN D
CHIEF OPERATIONS OFFICER
2018-11-14 18:55:17 17,456
0
17,456 Form 4
57 MATTEI THOMAS J JR
CHIEF LEGAL OFFICER, SECRETARY
2018-11-14 19:00:47 17,352
0
17,352 Form 4
58 Lynch Martin Andrew
Director
2012-12-11 18:31:51 17,096
0
17,096 Form 4
59 Waite Carol Farmer
10% Owner
2019-05-02 19:30:43 16,559
0
16,559 Form 13D
60 Villalobos Gabriela
SVP Nat Accts, Bus Strat & M&A
2019-11-13 20:37:23 14,880
1,175
16,055 Form 4
61 Merrell John H
Director
2011-12-12 17:38:42 15,056
0
15,056 Form 4
62 SIERS SCOTT A
SENIOR VP & GM - SALES
2018-11-14 18:58:15 12,593
0
12,593 Form 4
63 Anglin John M.
SECRETARY
2011-12-12 17:33:39 12,556
0
12,556 Form 4
64 McGarry James J
Director
2012-12-11 18:31:35 12,139
0
12,139 Form 4
65 MALOOF THOMAS A
Director
2011-09-20 18:17:56 0
12,092
12,092 Form 4
66 ASSADI HAMIDEH
Director
2019-12-12 19:31:36 10,659
0
10,659 Form 4
67 GOMEZ HORTENSIA R
VICE PRESIDENT & CONTROLLER
2013-12-12 19:11:05 8,821
0
8,821 Form 4
68 RITTERBUSH DAVID W
Director
2020-07-20 20:35:42 6,861
0
6,861 Form 4
69 CLARK RANDY E
Director
2020-07-20 20:34:40 6,218
0
6,218 Form 4
70 CARSON KENNETH R
Director
2005-10-31 12:22:22 1,500
3,957
5,457 Form 4
71 Mitchell Cory
See Explanation of Responses
2022-09-13 16:27:29 1,300
0
1,300 Form 3
72 Hirai-Hadley Bryson
See Explanation of Responses
2023-10-23 16:31:32 1,261
0
1,261 Form 3
73 Waite Suzanna
10% Owner
2016-10-05 21:31:59 500
0
500 Form 3
74 Samore Jr John
Director
2004-05-28 15:47:39 500
0
500 Form 3
75 Broderick Ryan
See Explanation of Responses
2022-09-13 16:23:52 150
0
150 Form 3
76 Grossman Brett
10% Owner
2016-10-05 21:17:31 100
0
100 Form 3
77 Grossman Brynn
10% Owner
2016-10-05 21:23:06 100
0
100 Form 3
78 FARMER BROTHERS CO
Issuer
2024-03-15 17:02:11 0
0
0 Form 4/A
79 Knepper Peter B
CHIEF FIN. OFFICER (INTERIM)
2010-02-10 17:22:50 0
0
0 Form 3
80 DIENER TODD E
See Footnote 1
2022-10-13 17:13:35 0
0
0 Form 3
81 Trigran Investments Inc.
Oberman Lawrence A
GRANAT DOUGLAS
Simon Steven G.
Simon Bradley F.
Monieson Steven R
10% Owner
2021-04-01 15:14:47 0
0
0 Form 13G
82 WITTEMAN TERI L
SECRETARY
2012-12-19 16:20:25 0
0
0 Form 3
83 Wahba Jeffrey A
CONSULTANT PERFORMING CFO TASK
2013-03-06 18:33:52 0
0
0 Form 4
84 FARMER ROY E
Frmr Chairman, CEO, President
10% Owner
2005-03-14 17:03:54 0
0
0 Form 13D
85 Gonzalez-Yousef Jennifer
10% Owner
2016-10-06 16:49:32 0
0
0 Form 3
86 FRANKLIN MUTUAL ADVISERS LLC
10% Owner
2013-01-30 11:00:26 0
0
0 Form 13G
87 CROWE CATHERINE E
10% Owner
2003-12-30 12:44:48 0
0
0 Form 4/A