Insider Holders & Insider Ownership - LISATA THERAPEUTICS INC. (LSTA)

List of insiders holdings for LISATA THERAPEUTICS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Caribbean Stem Cell Group Inc.
10% Owner
2005-12-08 17:00:43 13,541,666
0
13,541,666 Form 13D
2 Aholt Jr Family Trust
10% Owner
2006-06-06 11:56:41 12,352,227
0
12,352,227 Form 4
3 Aholt Robert Joseph JR
Chief Operating Officer
2005-10-05 16:58:00 4,369,317
7,282,913
11,652,230 Form 4
4 Enhance Biomedical Holdings Ltd
10% Owner
2010-03-30 13:04:01 0
8,000,000
8,000,000 Form 3
5 MARASCO WAYNE A
Senior Scientific Advisor
2006-06-28 17:45:59 4,961,713
0
4,961,713 Form 13D
6 Fullbright Finance Ltd
10% Owner
2010-04-28 11:28:04 3,250,770
0
3,250,770 Form 4
7 RimAsia Capital Partners Manager Ltd.
RimAsia Capital Partners L.P.
RimAsia Capital Partners GP L.P.
RimAsia Capital Partners GP Ltd.
Wei Eric
Director
10% Owner
2015-01-02 21:01:14 2,222,988
0
2,222,988 Form 4
8 Newhall Construction Ltd.
10% Owner
2016-09-26 17:03:54 1,271,186
0
1,271,186 Form 13G
9 Ruoslahti Erkki
Director
2023-01-11 16:20:29 20,000
1,171,144
1,191,144 Form 4
10 Sanford
Sanford Health
10% Owner
2017-03-23 14:18:52 1,059,322
0
1,059,322 Form 3
11 Zhang Jian M
See Remarks
2010-06-11 21:46:20 650,000
0
650,000 Form 4
12 Margula CO LLC
Consultant
2009-01-12 15:15:05 529,169
0
529,169 Form 13G
13 Pecora Andrew L
Director
2016-06-23 17:53:00 406,284
0
406,284 Form 4
14 Southpoint Capital Advisors LP
Southpoint GP LP
Southpoint Capital Advisors LLC
Southpoint GP LLC
Butts Robert W
Clark John Smith II
10% Owner
2009-08-05 11:37:26 402,251
0
402,251 Form 13G
15 Sackner-Bernstein Jonathan
VP Clinical Dev & Reg Affairs
2012-04-04 18:01:00 400,000
0
400,000 Form 4
16 Smith Robin L
Executive Chair of the Board
2015-06-04 21:08:07 347,285
0
347,285 Form 4
17 Mazzo David J
President & CEO
2025-01-13 16:08:40 304,690
0
304,690 Form 4
18 LAX MICHAEL
Director
2004-03-04 15:26:29 300,000
0
300,000 Form 3
19 SCHMIEG MARTIN E
Vice President - Corporate Dev
2012-06-27 21:55:02 300,000
0
300,000 Form 4
20 Salerno Anthony
See Remarks
2010-06-11 21:45:30 300,000
0
300,000 Form 4
21 Zhang Ian
See Remarks
2011-04-06 21:34:02 250,000
0
250,000 Form 4
22 May Larry Alan
Chief Financial Officer
2013-01-04 21:02:30 250,000
0
250,000 Form 4
23 DUIGNAN CHRISTOPHER C
Vice President, Finance
2009-12-02 17:29:22 250,000
0
250,000 Form 4
24 VATERS ROBERT S
President & CFO
2015-08-13 11:01:30 228,750
0
228,750 Form 4
25 MYERS STEVEN S
Director
2022-01-12 16:13:45 212,269
11,190
223,459 Form 4
26 Davidson Michael H.
Director
2022-01-12 16:09:02 209,753
0
209,753 Form 4
27 Samuels Lepore Teresa Linn
VP of Sales and Marketing
2009-11-02 19:23:40 200,000
0
200,000 Form 4
28 Whitaker Anne Clem
Director
2022-01-12 16:17:01 182,635
0
182,635 Form 4
29 Wei Eric
Director
2017-02-08 16:15:22 4,300
172,223
176,523 Form 4
30 Girolamo Todd C
CLO, SVP of Corp Dev
2022-01-18 16:04:55 160,827
0
160,827 Form 4
31 LOSORDO DOUGLAS W
See Remarks
2020-01-15 16:03:15 159,406
0
159,406 Form 4
32 HARRIS ALAN G
See Remarks
2011-04-06 21:24:23 150,000
0
150,000 Form 4
33 TRABER PETER G
Director
2022-01-12 16:15:20 149,190
0
149,190 Form 4
34 Kolbert Jason
See Remarks
2012-01-06 21:03:13 125,000
0
125,000 Form 4
35 Shi Mingsheng
See Remarks
2012-01-06 21:08:27 120,000
0
120,000 Form 4
36 ZUCKERMAN JOSEPH
Director
2009-05-22 17:01:44 100,000
0
100,000 Form 4
37 WEINREB MARK
President
2009-05-22 17:02:01 100,000
0
100,000 Form 4
38 Buck Kristen K
EVP, R&D and CMO
2025-01-13 16:09:43 92,794
0
92,794 Form 4
39 Talamo Joseph
SVP and CFO
2020-01-15 16:06:59 88,644
0
88,644 Form 4
40 GREENACRE MARTYN D
Director
2015-06-04 21:07:32 88,531
0
88,531 Form 4
41 AZAB MOHAMMAD
Director
2025-01-13 16:02:38 74,469
0
74,469 Form 4
42 VACZY CATHERINE M
General Counsel
2015-04-14 21:00:20 71,234
0
71,234 Form 4
43 KLOSK STEVEN M
Director
2025-01-13 16:07:18 65,359
0
65,359 Form 4
44 BROWN GREGORY B
Director
2025-01-13 16:06:10 65,203
0
65,203 Form 4
45 Flowers Cynthia Louise
Director
2025-01-13 16:03:49 64,990
0
64,990 Form 4
46 HENSON HEIDI
Director
2025-01-13 16:04:54 55,269
0
55,269 Form 4
47 Dillman Robert
See Remarks
2014-05-09 21:07:09 45,000
0
45,000 Form 4
48 Keirstead Hans
See Remarks
2014-05-09 21:05:45 45,000
0
45,000 Form 4
49 Imam Tariq
SVP, Bus Dev, General Counsel
2025-02-05 16:02:10 39,269
0
39,269 Form 3
50 Cohen Renee
VP of Oper. & Corp. Strategy
2008-02-29 17:03:37 36,000
0
36,000 Form 4
51 Preti Robert A
See Remarks
2017-05-22 16:27:06 33,786
0
33,786 Form 4
52 Slack David W.
President & CBO
2023-01-11 16:10:05 32,642
0
32,642 Form 4
53 Nisco James
SVP, Fin/Treas, Chief Actg Off
2025-01-13 16:10:55 30,491
0
30,491 Form 4
54 Geehr Edward
Director
2012-07-03 18:46:42 18,685
0
18,685 Form 4
55 Potter Stephen W
Executive Vice President
2015-01-02 21:03:44 14,016
0
14,016 Form 4
56 Dickey Robert IV
Chief Financial Officer
2015-01-02 21:04:02 12,066
0
12,066 Form 4
57 BERNSTEIN DREW
Director
2015-06-04 21:02:43 10,000
0
10,000 Form 4
58 BERMAN RICHARD J
Director
2017-01-31 18:50:17 9,927
0
9,927 Form 4