Insider Holders & Insider Ownership - A. M. Castle & Co. (CTAM)

List of insiders holdings for A. M. Castle & Co.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 WHITEBOX ADVISORS LLC
WHITEBOX GENERAL PARTNER LLC
10% Owner
2020-03-31 21:33:56 0
117,537,621
117,537,621 Form 4
2 HIGHBRIDGE CAPITAL MANAGEMENT LLC
1992 MSF International Ltd.
10% Owner
2020-03-31 17:24:20 89,927,673
0
89,927,673 Form 13D
3 HIGHBRIDGE CAPITAL MANAGEMENT LLC
10% Owner
2020-03-31 18:29:30 0
76,040,431
76,040,431 Form 4
4 Whitebox Multi-Strategy Partners LP
10% Owner
2020-03-31 21:19:10 41,601,089
0
41,601,089 Form 3
5 Corre Partners Management LLC
10% Owner
2020-03-31 18:02:09 0
35,347,092
35,347,092 Form 4
6 WOLVERINE ASSET MANAGEMENT LLC
Wolverine Holdings L.P.
Wolverine Trading Partners Inc.
Gust Christopher
Bellick Robert
10% Owner
2020-03-31 17:21:08 14,690,912
0
14,690,912 Form 13D
7 WOLVERINE ASSET MANAGEMENT LLC
Wolverine Holdings L.P.
Wolverine Trading Partners Inc.
10% Owner
2020-03-31 18:02:49 0
12,420,384
12,420,384 Form 4
8 SGF LLC
WB & CO
Mellin Jonathan
Donnelley Reuben Simpson
FOM Corp
Director
10% Owner
2020-10-22 16:34:58 11,186,054
0
11,186,054 Form 13D
9 SGF LLC
Director
10% Owner
2020-10-22 16:34:58 11,186,054
0
11,186,054 Form 13D
10 Stone House Capital Management LLC
SH Capital Partners L.P.
Cohen Mark Alexander
10% Owner
2016-12-01 10:02:41 1,626,582
0
1,626,582 Form 13D
11 MARTIN WILLIAM C
Raging Capital Management LLC
Raging Capital Master Fund Ltd.
TRAUB KENNETH H
10% Owner
2016-11-07 17:18:19 1,411,059
0
1,411,059 Form 13D
12 SIMPSON MICHAEL
Director
2011-05-27 13:12:07 100,999
475,995
576,994 Form 4
13 Scheinkman Steven W.
Director
2020-12-30 13:17:10 471,108
0
471,108 Form 4
14 MCKANE G THOMAS
Retired from Board 4/26/07
2007-04-30 09:30:04 299,040
0
299,040 Form 4
15 CULLITON EDWARD F
Retired Officer as of 2/1/2005
2005-05-12 16:04:33 212,741
20,425
233,166 Form 4
16 Anderson Patrick R.
EVP, Finance & Administration
2020-12-30 13:15:54 207,579
0
207,579 Form 4
17 Mellin Jonathan
Director
10% Owner
2020-10-22 17:02:55 163,768
0
163,768 Form 4
18 Edgar Marec Elden
President & CEO
2020-12-30 13:16:26 155,475
0
155,475 Form 4
19 KNOPP RONALD E
EVP & COO
2019-09-06 12:59:50 152,870
0
152,870 Form 13D
20 HERRON MICHAEL BRUCE
Retired Officer as of 2/1/2006
2006-02-08 08:45:24 77,184
9,000
86,184 Form 4
21 Lieberman Pamela Forbes
Director
2016-07-29 17:38:48 85,340
0
85,340 Form 4
22 HOOKS STEPHEN V
President, Castle Metals
2012-01-04 09:05:03 66,986
2,994
69,980 Form 4
23 ANDERSON BRIAN P
Director
2015-04-27 13:55:29 69,894
0
69,894 Form 4
24 DOLAN SCOTT J
President and CEO
2015-02-27 15:09:53 69,264
0
69,264 Form 4
25 Steele Jeremy T.
SVP, General Counsel & Sec.
2020-04-01 08:54:12 62,591
0
62,591 Form 4
26 Zundel Mark D
EVP, Global Supply & Aerospace
2020-12-30 13:17:39 57,058
0
57,058 Form 4
27 HERBERT PATRICK J III
Director
10% Owner
2014-05-16 15:53:56 53,793
0
53,793 Form 4
28 PODOJIL JAMES
Controller/Treasurer
2004-03-29 17:05:47 51,806
628.72
52,435 Form 5
29 Schwind Paul
Controller, CAO
2016-10-27 17:45:24 46,758
0
46,758 Form 4
30 Tiffany Blain
VP, President-Castle Metals
2013-03-08 15:28:18 45,260
530
45,790 Form 4
31 HUDSON ROBERT
No longer policy maker 4/26/07
2007-06-08 15:07:44 40,666
0
40,666 Form 4
32 LAFONTAINE TIM
No longer policy maker 4/26/07
2007-06-08 16:34:57 37,605
1,567
39,172 Form 4
33 Kelly James Dewey
Director
2015-04-27 13:59:03 38,165
0
38,165 Form 4
34 GOLDBERG MICHAEL H
President & CEO
2012-03-09 09:21:42 38,000
0
38,000 Form 4
35 WILSON CRAIG R
No longer policy maker 4/26/07
2007-06-06 18:39:22 36,496
1,256
37,752 Form 4
36 Burger Richard N
Director
2016-07-29 17:27:24 35,323
0
35,323 Form 4
37 PUTH JOHN W
Retired from the Board 4/26/07
2007-04-30 09:37:49 32,898
0
32,898 Form 4
38 Brownstein Howard Brod
Director
2016-09-07 17:56:54 31,839
0
31,839 Form 4
39 PERNA ROBERT J
VP, GC & Secretary
2014-01-02 13:29:59 27,169
0
27,169 Form 4
40 Drake Ann M
Director
2013-04-29 12:49:32 26,496
0
26,496 Form 4
41 HAMADA ROBERT S
Director
2011-04-29 15:56:59 26,063
0
26,063 Form 4
42 GARRETT THOMAS L
VP, President, Total Plastics
2016-01-05 08:31:15 18,443
6,157
24,600 Form 4
43 Sheehan Michael J
Director
2018-04-27 17:04:03 24,576
0
24,576 Form 4
44 BRODSKY JEFFREY A
Director
2018-04-27 17:01:12 22,910
0
22,910 Form 4
45 HALL WILLIAM K
Director
2010-04-23 14:46:58 22,428
0
22,428 Form 4
46 DONAHOE THOMAS A
Director
2011-04-29 15:26:23 19,488
0
19,488 Form 4
47 LETNICH STEPHEN JAMES
Chief Commercial Officer
2015-02-27 15:12:00 18,958
0
18,958 Form 4
48 TRAUB KENNETH H
Director
2016-11-07 17:27:58 18,888
0
18,888 Form 4
49 Young Allan J
Director
2016-09-07 17:57:24 18,667
0
18,667 Form 4
50 Coughlin Kevin
VP, Operations
2012-03-09 09:38:43 14,105
530.49
14,635 Form 4
51 AUFOX JERRY M
Resigned as Secretary 5/14/07
2007-05-16 17:39:20 12,745
548.89
13,294 Form 4
52 MASSE GARY A
Director
2017-02-13 17:56:53 11,950
0
11,950 Form 4
53 Coulson James Michael
No longer policy maker 4/26/07
2007-06-08 15:06:02 9,785
1,155
10,940 Form 4
54 Stephens Scott F
VP Finance/CFO
2014-03-26 18:05:24 10,147
0
10,147 Form 4
55 WINSAUER PAUL J
VP, Human Resources
2008-05-02 18:46:56 8,260
403.44
8,663 Form 4
56 Fitzpatrick Kevin P
VP, Human Resources
2012-01-04 09:34:23 8,351
0
8,351 Form 4
57 Sorensen Paul Coursey
VP, President Oil & Gas
2013-01-17 12:39:42 8,257
0
8,257 Form 4
58 Jones Nicholas
VP, Pres Castle Metals Oil&Gas
2012-03-09 09:43:00 7,800
0
7,800 Form 4
59 GRUBBS ROBERT W
Director
2003-11-07 16:22:27 7,629
0
7,629 Form 4
60 Zundel Michael
President, Transtar Metals
2007-10-25 14:42:02 5,900
0
5,900 Form 3
61 Samford Curtis
Pres., Castle Metals Oil & Gas
2009-05-04 11:59:40 4,300
0
4,300 Form 4
62 GLYNN KEVIN H
VP & CIO
2014-03-26 18:04:34 4,022
0
4,022 Form 4
63 Scharm Anne
VP Human Resources
2014-03-26 18:04:58 3,995
0
3,995 Form 4
64 CALLAN JAMES
Pres., Castle Metals Aerospace
2012-05-16 08:50:42 3,956
0
3,956 Form 4
65 BIEMER ALBERT J
Vice President - Supply Chain
2012-03-09 09:35:01 2,900
0
2,900 Form 4
66 Keating Terrence J
Director
2015-03-19 11:53:38 1,919
0
1,919 Form 4
67 NORDIN JOHN R
Vice President
2003-11-14 09:50:51 1,841
0
1,841 Form 4
68 Bretones-Lopez Jose-Luis
VP, Sourcing & Supply Chain
2014-11-12 15:33:22 1,750
0
1,750 Form 4
69 SCHMEDA PATRICIA J
VP, Information Technology
2010-10-01 15:01:39 1,548
0
1,548 Form 4
70 MCCARTNEY JOHN
Director
2015-01-05 13:57:07 922.51
0
922.51 Form 4
71 Zappone Angelo Jeffrey
Interim COO
2015-03-04 12:34:33 0
0
0 Form 3
72 Tornell Parker
Director
2020-08-25 11:02:19 0
0
0 Form 3
73 Holland Sherry L
VP- General Counsel & Secy
2007-05-24 12:07:27 0
0
0 Form 3
74 Mercer Jacob Paul
Director
2017-09-11 19:25:20 0
0
0 Form 3
75 BOIK LAWRENCE A
VP, CFO & Treasurer
2008-07-02 14:52:28 0
0
0 Form 5
76 LERNER ROBERT L
See Explanation of Responses
2016-03-04 19:59:43 0
0
0 Form 3
77 MARTIN WILLIAM C
Raging Capital Management LLC
10% Owner
2016-11-07 17:23:15 0
0
0 Form 4
78 Quinn Edward M
VP, Controller & CAO
2017-12-11 15:58:26 0
0
0 Form 3
79 Segal Jonathan M.
Director
2017-09-11 16:39:29 0
0
0 Form 3