Insider Holders & Insider Ownership - CAPITAL SOUTHWEST CORP (CSWC)

List of insiders holdings for CAPITAL SOUTHWEST CORP:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time		 Shares Owned
Directly
Indirectly		 Total
Shares Owned		 Filing
1 DIEHL BOWEN S
President and CEO		 2024-06-11 16:06:28 303,943
374,481		 678,424 Form 4
2 MARTIN GARY L
Director		 2014-02-20 16:49:03 669,292
0		 669,292 Form 4
3 Thomas William R III
Director		 2024-08-13 16:11:54 16,151
583,939		 600,090 Form 4
4 Sarner Michael Scott
Chief Financial Officer		 2024-06-11 16:04:52 409,427
0		 409,427 Form 4
5 THOMAS WILLIAM R
Director
10% Owner		 2007-08-20 15:32:02 341,975
0		 341,975 Form 4
6 Moab Partners LP
Moab Capital Partners LLC
Moab GP LLC
Rothenberg Michael
10% Owner		 2020-02-14 16:06:25 256,362
0		 256,362 Form 13G
7 Weinstein Joshua S.
Senior Managing Director		 2024-06-11 16:03:01 251,690
1,550		 253,240 Form 4
8 TACKE KELLY
SVP and CFO		 2014-08-29 16:23:11 158,333
0		 158,333 Form 4
9 Rehberger Chris
Chief Financial Officer		 2025-02-27 16:02:44 108,318
0		 108,318 Form 3
10 BURTON DONALD W
Director		 2012-01-09 16:19:37 0
106,190		 106,190 Form 4
11 FURST JACK D
Director		 2024-08-12 16:26:22 45,755
39,000		 84,755 Form 4
12 Brooks David R
Director		 2024-08-12 16:23:58 38,751
0		 38,751 Form 4
13 Armes Joseph B
Director		 2017-08-02 11:02:34 31,000
0		 31,000 Form 4
14 Morgan Thomas Duane
Director		 2021-08-31 16:30:51 4,776
20,045		 24,821 Form 4
15 WILSON JOHN H
Director		 2018-03-26 17:02:19 20,000
0		 20,000 Form 4
16 Rogers-Windsor Ramona Lynn
Director		 2025-03-26 16:22:13 17,238
0		 17,238 Form 4
17 BATTIST CHRISTINE
Director		 2024-11-08 17:48:50 9,279
7,281		 16,560 Form 4
18 NEBLETT GLENN M.
Vice President		 2014-03-05 10:36:29 15,988
0		 15,988 Form 4
19 SCHWERTNER RAY D.
Vice President		 2014-09-22 17:23:16 15,200
0		 15,200 Form 4
20 LIGON SAMUEL B
Director		 2015-03-03 18:00:40 12,900
0		 12,900 Form 4
21 HENDERSON GRAEME W
Director		 2009-09-24 12:17:50 12,000
0		 12,000 Form 4
22 HAMNER PATRICK F
Senior Vice President (I)		 2006-11-01 17:02:06 0
10,259		 10,259 Form 4
23 PUGH BILL J
Investment Associate		 2004-07-26 11:18:52 7,500
0		 7,500 Form 3
24 Golden Matthew Bailey
Vice President		 2015-06-09 17:13:19 0
3,959		 3,959 Form 4
25 Morris Tracy L.
CFO		 2013-03-06 12:02:13 2,820
0		 2,820 Form 4
26 Gohlke Henry James
Vice President		 2013-01-23 14:39:12 2,500
0		 2,500 Form 4
27 HODGSON SUSAN K
Secretary-Treasurer		 2007-11-02 14:45:10 0
1,098		 1,098 Form 4
28 BELA MARQUEZ D
Vice President		 2012-05-22 17:03:17 1000
0		 1000 Form 4
29 Shedd Christopher Scott
Vice President		 2013-01-23 14:40:13 750
0		 750 Form 4
30 Strup Richard F.
Director		 2012-11-01 14:30:54 500
0		 500 Form 4
31 ASHBAUGH WILLIAM M
Sr. VP, Managing Director		 2018-01-24 17:31:03 0
0		 0 Form 4
32 KELLEY DOUGLAS M.
Sr. VP, Managing Director		 2018-01-24 17:33:17 0
0		 0 Form 4
33 MUDD CHRISTOPHER J
Sr. VP of Operations		 2015-01-13 16:45:56 0
0		 0 Form 3
34 PETERSON JEFFREY G
Vice President		 2012-06-25 12:03:44 0
0		 0 Form 4