Insider Holders & Insider Ownership - Surface Oncology Inc. (SURF)

List of insiders holdings for Surface Oncology Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Novartis Institutes for BioMedical Research Inc.
NOVARTIS AG
10% Owner
2021-02-08 17:24:15 3,948,482
0
3,948,482 Form 13G
2 EcoR1 Capital LLC
10% Owner
2023-02-13 14:08:49 3,924,713
0
3,924,713 Form 13G
3 LV Management Group LLC
Lilly Ventures Fund I LLC
Torres S. Edward
Hall Steven Edward
10% Owner
2021-02-12 17:08:20 3,447,817
0
3,447,817 Form 13G
4 BARRETT M JAMES
10% Owner
2018-04-23 16:45:32 0
3,312,877
3,312,877 Form 4
5 BARRIS PETER J
10% Owner
2018-04-23 16:45:54 0
3,312,877
3,312,877 Form 4
6 MOTT DAVID M
10% Owner
2018-04-23 16:47:32 0
3,312,877
3,312,877 Form 4
7 Viswanathan Ravi
10% Owner
2018-04-23 16:48:47 0
3,312,877
3,312,877 Form 4
8 Atlas Venture Fund IX L.P.
Atlas Venture Associates IX L.P.
Atlas Venture Associates IX LLC
10% Owner
2023-01-31 08:57:04 2,945,453
0
2,945,453 Form 13G
9 FMR LLC
See Remark 1
2022-02-09 10:01:24 1,729,801
0
1,729,801 Form 13G
10 FIL Ltd
See Remark 1
2018-04-25 15:56:29 886,716
0
886,716 Form 4
11 October 2017 Liquidating Trust
Kearney Michael J
See Remark 1
2018-04-25 14:38:46 0
406,113
406,113 Form 4
12 Chappel Scott C
Chief Technology Officer
2018-04-18 17:00:16 372,029
0
372,029 Form 3
13 Boni Theresa
General Counsel & Secretary
2022-04-01 20:00:25 120,000
0
120,000 Form 4
14 Dwyer Wendy
Chief Business Officer
2020-03-03 16:05:11 85,000
0
85,000 Form 4
15 Nogelo Liisa I
Chief Legal Officer
2022-01-14 20:30:22 53,675
0
53,675 Form 4
16 Brunn Carsten
Director
2022-06-30 20:05:24 48,000
0
48,000 Form 4
17 Ibrahim Ramy
Director
2022-06-10 20:00:27 24,000
0
24,000 Form 4
18 Torres Denice
Director
2022-06-10 20:00:41 24,000
0
24,000 Form 4
19 Stelzer Laurie
Director
2022-06-10 20:00:37 24,000
0
24,000 Form 4
20 Hickey Benjamin
Director
2022-06-10 20:00:32 24,000
0
24,000 Form 4
21 Shanafelt Armen
Director
10% Owner
2022-06-10 20:00:46 24,000
0
24,000 Form 4
22 MCDONOUGH GEOFF
Director
2021-06-10 16:30:16 17,700
0
17,700 Form 4
23 LYNCH DANIEL
Director
2020-06-12 08:00:13 12,000
0
12,000 Form 4
24 Sigal Charles Elliott
Director
2023-09-08 16:00:37 0
0
0 Form 4
25 Adams Chandra
Deputy GC
2023-09-08 16:00:31 0
0
0 Form 4
26 RATH HENRY C.
Chief Business Officer
2023-09-08 16:00:30 0
0
0 Form 4
27 Goater Jeff
Director
2023-09-08 16:00:25 0
0
0 Form 4
28 Palombella Vito J.
Chief Scientific Officer
2023-09-08 16:00:25 0
0
0 Form 4
29 FEES JESSICA
Chief Financial Officer
2023-09-08 16:00:23 0
0
0 Form 4
30 ROSS ROBERT W.
Chief Executive Officer
2023-09-08 16:00:22 0
0
0 Form 4
31 GRAYZEL DAVID S.
Director
2023-09-08 16:00:17 0
0
0 Form 4
32 ONEILL ALISON
Chief Medical Officer
2023-09-08 16:00:14 0
0
0 Form 4
33 New Enterprise Associates 14 L.P.
NEA Partners 14 L.P.
NEA 14 GP LTD
BASKETT FOREST
Florence Anthony A. Jr.
KERINS PATRICK J
SANDELL SCOTT D
Sonsini Peter W.
10% Owner
2021-02-12 13:28:09 0
0
0 Form 13G