List of insiders holdings for HIGHLAND GLOBAL ALLOCATION FUND:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Froehlich Robert J Director |
2022-12-06 17:22:36 | 0 9,239 |
9,239 | Form 4 |
| 2 | HUI TIMOTHY K Director |
2019-02-26 14:48:50 | 7,103 0 |
7,103 | Form 3 |
| 3 | Powell Ethan Director |
2024-07-01 17:31:19 | 6,750 0 |
6,750 | Form 4 |
| 4 | WARD BRYAN A Director |
2019-02-26 14:43:14 | 3,699 0 |
3,699 | Form 3 |
| 5 | NORRIS DUSTIN DAVID Secretary |
2019-02-26 14:48:52 | 0 3,204 |
3,204 | Form 3 |
| 6 | POST ROBERT JASON Chief Compliance Officer |
2019-02-26 14:42:51 | 0 2,102 |
2,102 | Form 3 |
| 7 | PARKER LEE BLACKWELL III Executive Vice President |
2019-02-26 14:41:16 | 0 1,903 |
1,903 | Form 3 |
| 8 | Mitts Brian PEO, PFO & Assistant Treasurer |
2021-02-26 16:04:39 | 0 1,262 |
1,262 | Form 3 |
| 9 | Vitiello Stephanie Chief Compliance Officer |
2021-11-23 21:04:07 | 0 868.98 |
868.98 | Form 3 |
| 10 | WATERHOUSE FRANK GEORGE See Remarks |
2019-02-26 14:41:54 | 0 0 |
0 | Form 3 |
| 11 | STOOPS CLIFFORD Assistant Treasurer |
2019-02-26 14:46:24 | 0 0 |
0 | Form 3 |
| 12 | Honis John Director |
2019-02-26 14:49:36 | 0 0 |
0 | Form 3 |
| 13 | Corrie Pamela B Director |
2022-01-18 18:25:18 | 0 0 |
0 | Form 3 |
| 14 | McWhorter Dorri Director |
2022-05-02 16:16:08 | 0 0 |
0 | Form 3 |