Insider Holders & Insider Ownership - PALVELLA THERAPEUTICS INC. (PVLA)

List of insiders holdings for PALVELLA THERAPEUTICS INC.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 ORBIMED ADVISORS LLC
OrbiMed Capital GP III LLC
ISALY SAMUEL D
10% Owner
2018-09-27 16:43:06 2,455,900
0
2,455,900 Form 13D
2 ORBIMED ADVISORS LLC
OrbiMed Capital GP III LLC
See Remarks
10% Owner
2018-09-27 16:43:06 2,455,900
0
2,455,900 Form 13D
3 Aquilo Capital Management LLC
10% Owner
2024-02-14 16:37:34 1,126,761
0
1,126,761 Form 13G
4 Yoder Stephen S.
Chief Executive Officer
2023-02-28 17:09:07 634,021
0
634,021 Form 4
5 Knopf Claude
Chief Business Officer
2016-11-30 20:24:21 500,000
0
500,000 Form 4
6 BVF PARTNERS L P
BIOTECHNOLOGY VALUE FUND L P
BVF I GP LLC
BIOTECHNOLOGY VALUE FUND II LP
BVF II GP LLC
Biotechnology Value Trading Fund OS LP
BVF Partners OS Ltd.
BVF GP HOLDINGS LLC
BVF INC
LAMPERT MARK N
See Explanation of Responses
2024-12-17 17:44:27 493,205
0
493,205 Form 4
7 Bures Thomas
Chief Financial Officer
2023-02-28 17:39:15 249,080
0
249,080 Form 4
8 Kaufmann Hitto
Chief Scientific Officer
2023-02-28 17:35:58 249,080
0
249,080 Form 4
9 Mousa Ahmed
Chief Business Officer
2023-02-28 17:31:30 249,080
0
249,080 Form 4
10 Olwill Shane
Chief Development Officer
2023-02-28 17:23:53 249,080
0
249,080 Form 4
11 Kaupinen Wes
President and CEO
2025-02-10 18:25:31 243,831
0
243,831 Form 4/A
12 JENKINS GEORGE M
Director
2025-04-10 19:06:12 183,171
13,516
196,687 Form 4
13 Reine Allan
Chief Financial Officer
2019-02-28 17:24:24 162,500
0
162,500 Form 4
14 Dellora Investments LP
no longer 10% owner
2024-12-17 16:22:06 141,079
0
141,079 Form 13G
15 PALVELLA THERAPEUTICS INC.
Chief Scientific Officer
2025-02-07 16:30:31 128,932
0
128,932 Form 4
16 Korenberg Matthew E
CFO and Treasurer
2025-02-10 17:21:33 128,932
0
128,932 Form 4/A
17 Goin Kathleen
Chief Operating Officer
2025-02-10 17:40:29 128,932
0
128,932 Form 4/A
18 Martini Jeffrey S
Chief Scientific Officer
2025-02-10 18:00:29 128,932
0
128,932 Form 4/A
19 Matis Louis
Chief Development Officer
2019-02-28 17:25:09 96,500
0
96,500 Form 4
20 Sherman Matthew L
Director
2023-06-23 16:45:31 40,000
0
40,000 Form 4
21 Barbier Ann
Director
2023-06-23 16:47:16 40,000
0
40,000 Form 4
22 Kiener Peter A
Director
2023-06-23 16:46:34 40,000
0
40,000 Form 4
23 Richman Michael
Director
2023-06-23 16:45:50 40,000
0
40,000 Form 4
24 Said Maya R.
Director
2023-06-23 16:45:37 40,000
0
40,000 Form 4
25 Takke Christina
Director
2015-06-29 21:22:52 30,000
0
30,000 Form 3
26 KIRITSY CHRISTOPHER P
Director
2024-12-17 20:40:43 24,700
0
24,700 Form 4
27 Davis Todd C
Director
2024-12-17 20:44:40 24,700
0
24,700 Form 4
28 Wessel Tadd S.
Director
2024-12-17 20:45:10 24,700
0
24,700 Form 4
29 HERON ELAINE J
Director
2024-12-17 20:46:08 24,700
0
24,700 Form 4
30 BIZZARI JEAN-PIERRE
Director
2020-01-28 16:19:48 20,000
0
20,000 Form 4
31 Prelack Steven
Director
2019-01-29 17:42:26 20,000
0
20,000 Form 4
32 ADAMS JULIAN
Director
2018-01-29 16:40:30 20,000
0
20,000 Form 4
33 ADAR1 Capital Management LLC
ADAR1 Partners LP
10% Owner
2024-08-12 18:48:13 0
15,067
15,067 Form 4
34 Khuong Chau Quang
Director
10% Owner
2017-10-27 16:26:13 6,115
0
6,115 Form 4
35 Demuth Tim
Chief Medical Officer
2022-05-16 20:19:05 6,000
0
6,000 Form 4
36 DEPTULA-HICKS DARLENE M
SVP, Chief Financial Officer
2016-06-15 17:00:41 5,000
0
5,000 Form 4
37 GERAGHTY JAMES A
Director
2024-12-12 16:16:43 0
0
0 Form 4
38 THIBAULT LANCE E
Acting Chief Financial Officer
2017-02-13 18:00:41 0
0
0 Form 3