Insider Holders & Insider Ownership - Pulmatrix Inc. (PULM)

List of insiders holdings for Pulmatrix Inc.:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 Clarke Robert W.
Chief Executive Officer
2018-06-06 18:03:26 2,000,000
0
2,000,000 Form 4
2 Roach James M.
Chief Medical Officer
2018-06-06 18:05:57 801,000
0
801,000 Form 4
3 Maki David
Director
2015-06-25 16:39:00 0
797,508
797,508 Form 4/A
4 Hava David L.
Chief Scientific Officer
2018-06-06 18:01:42 795,000
0
795,000 Form 4
5 MCGUIRE TERRANCE
Flint Jonathan A
Polaris Venture Management Co IV LLC
POLARIS VENTURE PARTNERS ENTREPRENEURS FUND IV LP
POLARIS VENTURE PARTNERS IV LP
Polaris Venture Management Co. V L.L.C.
Polaris Venture Partners Entrepreneurs' Fund V L.P.
Polaris Venture Partners V L.P.
Polaris Venture Partners Founders' Fund V L.P.
Polaris Venture Partners Special Founders' Fund V L.P.
Director
10% Owner
2019-07-17 16:56:32 760,851
0
760,851 Form 13D
6 Alimi Hojabr
CEO and Chief Science Officer
2014-05-13 16:48:52 284,500
0
284,500 Form 4
7 Harish Sameer
Chief Financial Officer
2014-05-13 16:52:38 179,600
0
179,600 Form 4
8 Duke William E.
Chief Financial Officer
2019-05-20 16:10:30 160,000
0
160,000 Form 4
9 GILLIS STEVEN
Director
2020-09-01 20:21:58 55,602
0
55,602 Form 4
10 Raad Teofilo David
Chief Executive Officer
2023-01-30 16:05:55 34,900
0
34,900 Form 4
11 Iwicki Mark T
Director
2021-02-01 21:45:53 15,000
0
15,000 Form 4
12 Munshi Amit
Director
2021-02-01 21:45:59 15,000
0
15,000 Form 4
13 Sherman Matthew L
Director
2019-05-20 16:13:29 15,000
0
15,000 Form 4
14 MCGUIRE TERRANCE
Director
2019-05-20 16:11:15 15,000
0
15,000 Form 4
15 Wasilewski Margaret
Chief Medical Officer
2023-01-30 16:05:56 11,400
0
11,400 Form 4
16 Siegert Michelle
Vice President, Finance
2023-01-30 16:06:03 9,900
0
9,900 Form 4
17 Graves Kurt
Director
2016-02-25 17:48:33 8,800
0
8,800 Form 4
18 ROCKLAGE SCOTT M
Director
2016-02-25 17:53:24 8,800
0
8,800 Form 4
19 Akao Akihisa
Director
2015-06-08 16:53:52 5,000
0
5,000 Form 4
20 Conley Richard K
Director
2015-06-08 16:55:20 5,000
0
5,000 Form 4
21 French Gregory M
Director
2015-06-08 16:56:49 5,000
0
5,000 Form 4
22 Higgins Michael J
Director
2023-01-30 16:05:47 2,436
0
2,436 Form 4
23 Batycky Richard P.
Director
2023-01-30 16:05:40 1,700
0
1,700 Form 4
24 Cabell Christopher
Director
2023-01-30 16:05:43 1,700
0
1,700 Form 4
25 Varadan Anand
Director
2023-01-30 16:05:42 1,700
0
1,700 Form 4
26 Bazemore Todd
Director
2023-01-30 16:05:51 1,700
0
1,700 Form 4
27 Oculus Innovative Sciences Inc.
10% Owner
2015-06-24 16:54:17 0
0
0 Form 13D
28 Arch Venture Fund VII LP
ARCH Venture Partners VII L.P.
ARCH Venture Partners VII LLC
CRANDELL KEITH
BYBEE CLINTON
NELSEN ROBERT
Former 10% Owner
2019-07-25 17:05:24 0
0
0 Form 13D
29 Ludlum Peter
Interim CFO
2022-04-19 16:27:54 0
0
0 Form 3