List of insiders holdings for Guggenheim Credit Allocation Fund:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
| # | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
| 1 | Barnes Randall C Trustee Director |
2019-05-13 10:36:59 | 17,056 19,260 |
36,316 | Form 4 |
| 2 | TOUPIN RONALD E JR Trustee Director |
2020-12-04 10:42:23 | 3,731 0 |
3,731 | Form 4 |
| 3 | FRIEDRICH ROMAN III Trustee Director |
2019-05-08 17:13:16 | 3,057 0 |
3,057 | Form 4 |
| 4 | Cacciapaglia Donald CEO of Fund |
2014-01-21 15:26:45 | 2,185 0 |
2,185 | Form 4 |
| 5 | KARN ROBERT B III Trustee Director |
2014-03-18 11:50:58 | 1000 0 |
1000 | Form 4 |
| 6 | Chubb Donald A. Jr. Trustee Director |
2015-06-29 09:57:40 | 500 0 |
500 | Form 4 |
| 7 | NYBERG RONALD Trustee Director |
2014-01-02 10:21:45 | 446 0 |
446 | Form 4 |
| 8 | Megaris Michael P Assistant Secretary |
2014-04-11 18:56:40 | 0 0 |
0 | Form 3 |
| 9 | Arruda Joseph M Assistant Treasurer |
2014-04-11 11:48:23 | 0 0 |
0 | Form 3 |
| 10 | Brown Steven H. Portfolio Manager |
2014-08-25 14:16:49 | 0 0 |
0 | Form 3 |
| 11 | Nelson Adam J Assistant Treasurer |
2015-12-30 14:46:08 | 0 0 |
0 | Form 3 |
| 12 | McWhinnie Glenn Assistant Treasurer |
2016-11-30 15:33:29 | 0 0 |
0 | Form 3 |
| 13 | Kemp Keith David Assistant Treasurer |
2017-01-09 16:13:04 | 0 0 |
0 | Form 3 |
| 14 | Binder Brian E. President and CEO |
2018-04-05 15:27:03 | 0 0 |
0 | Form 3 |
| 15 | Szafran Jon Assistant Treasurer |
2018-09-14 11:38:42 | 0 0 |
0 | Form 3 |
| 16 | Minerd B. Scott Chief Inv. Officer of Adviser |
2019-03-13 10:08:57 | 0 0 |
0 | Form 4 |
| 17 | Rehder William Assistant Vice President |
2019-08-29 13:01:56 | 0 0 |
0 | Form 3 |
| 18 | Serdensky Evan Loring Portfolio Manager |
2019-09-24 13:38:30 | 0 0 |
0 | Form 3 |
| 19 | Brock-Kyle Angela Trustee Director |
2019-11-15 13:20:33 | 0 0 |
0 | Form 3 |
| 20 | LYDON THOMAS F JR Trustee Director |
2019-11-15 13:32:55 | 0 0 |
0 | Form 3 |
| 21 | SPONEM SANDRA G Trustee Director |
2019-11-15 13:46:33 | 0 0 |
0 | Form 3 |
| 22 | Walsh Anne Bookwalter Managing Dir. to Subadvisor |
2013-06-28 18:12:40 | 0 0 |
0 | Form 3 |
| 23 | Sullivan John Louis CFO, Chf Acctng Off & Treas. |
2013-06-28 17:26:25 | 0 0 |
0 | Form 3 |
| 24 | Lee Amy J. Chief Legal Officer |
2013-06-28 17:37:00 | 0 0 |
0 | Form 3 |
| 25 | Mathiasen Mark Secretary |
2013-06-28 17:40:46 | 0 0 |
0 | Form 3 |
| 26 | Catalucci Joanna M. Interim CCO |
2013-06-28 17:42:37 | 0 0 |
0 | Form 3 |
| 27 | Howley James Assistant Treasurer |
2013-06-28 17:44:18 | 0 0 |
0 | Form 3 |
| 28 | Furjanic Mark Assistant Treasurer |
2013-06-28 17:46:11 | 0 0 |
0 | Form 3 |
| 29 | Maltbie Derek Dale Assistant Treasurer |
2013-06-28 17:48:26 | 0 0 |
0 | Form 3 |
| 30 | Scott Kimberly J. Assistant Treasurer |
2013-06-28 17:50:41 | 0 0 |
0 | Form 3 |
| 31 | Belden William H Vice President |
2014-04-11 18:43:41 | 0 0 |
0 | Form 3 |
| 32 | Abrams Jeffrey B. Portfolio Manager |
2013-07-01 09:45:25 | 0 0 |
0 | Form 3 |
| 33 | Gundersen Kevin H. Portfolio Manager |
2013-07-01 09:49:23 | 0 0 |
0 | Form 3 |
| 34 | KELLY STEVENS T Assistant Secretary |
2013-09-12 11:55:36 | 0 0 |
0 | Form 3 |
| 35 | Bloch Adam portfolio manager |
2014-04-03 17:39:01 | 0 0 |
0 | Form 3 |
| 36 | Farley Jerry B Trustee Director |
2014-04-09 09:14:58 | 0 0 |
0 | Form 3 |
| 37 | Oliverius Maynard F. Trustee Director |
2014-04-10 17:55:11 | 0 0 |
0 | Form 3 |
| 38 | Michal James W. Portfolio Manager |
2013-06-28 13:16:36 | 0 0 |
0 | Form 3 |
| 39 | Stone Bryan Vice President |
2014-04-11 17:48:02 | 0 0 |
0 | Form 3 |