List of insiders holdings for ClearBridge MLP & Midstream Total Return Fund Inc.:
- Shares directly owned by the insider.
- Shares indirectly owned by the insider.
- Total shares owned by the insider (sum of shares directly and indirectly owned).
- Total market value if available.
- Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
# | Insider Holder Name | Report Date Time |
Shares Owned Directly Indirectly |
Total Shares Owned |
Filing |
1 | Saba Capital Management L.P. Weinstein Boaz 10% Owner |
2024-06-25 18:18:02 | 98,699 0 |
98,699 | Form 13G |
2 | FRANKLIN RESOURCES INC Affiliate of Investment Adv. |
2022-09-16 13:02:25 | 73,014 0 |
73,014 | Form 4 |
3 | Eades Chris Portfolio Manager |
2020-11-20 13:02:27 | 11,164 260.87 |
11,424 | Form 4 |
4 | COHEN HARRY D Man Dir & Co CIO Subadviser |
2019-12-31 11:18:55 | 10,000 0 |
10,000 | Form 4 |
5 | Clarfeld Michael Portfolio Manager |
2020-03-13 15:29:34 | 6,000 0 |
6,000 | Form 4 |
6 | Agdern Robert D Director |
2019-12-23 12:08:54 | 5,734 0 |
5,734 | Form 4 |
7 | Vanderlee Peter Portfolio Manager of the Fund |
2017-12-08 11:58:17 | 1,400 0 |
1,400 | Form 4 |
8 | GERKEN R JAY CEO, Pres. & Chairman |
2012-07-18 15:04:28 | 1000 0 |
1000 | Form 4 |
9 | COLMAN CAROL L Director |
2022-01-07 11:26:03 | 600 0 |
600 | Form 4 |
10 | KAMERICK EILEEN A Director |
2015-03-31 13:56:17 | 510 0 |
510 | Form 4 |
11 | Freeman Richard A Portfolio Manager of the Fund |
2019-01-02 12:05:33 | 410.81 0 |
410.81 | Form 4 |
12 | Voya Financial Inc. Lion Connecticut Holdings Inc. 10% Owner |
2016-02-16 16:50:59 | 0 250 |
250 | Form 3 |
13 | VOYA RETIREMENT INSURANCE & ANNUITY Co See explanation below. |
2015-04-01 17:20:32 | 118 0 |
118 | Form 3 |
14 | UNITED OF OMAHA LIFE INSURANCE CO 10% Owner |
2015-07-31 11:43:59 | 100 0 |
100 | Form 13G |
15 | VOYA INSURANCE & ANNUITY Co See explanation below. |
2015-04-01 17:12:01 | 94 0 |
94 | Form 3 |
16 | MASSACHUSETTS MUTUAL LIFE INSURANCE CO 10% Owner |
2022-11-17 18:00:49 | 86 0 |
86 | Form 4 |
17 | SECURITY LIFE OF DENVER INSURANCE CO See explanation below. |
2015-04-01 17:56:57 | 23 0 |
23 | Form 3 |
18 | RELIASTAR LIFE INSURANCE CO See explanation below. |
2015-04-01 17:36:34 | 15 0 |
15 | Form 3 |
19 | Berarducci Christopher Treas/Principal Finan Officer |
2019-10-01 10:28:08 | 0 0 |
0 | Form 3 |
20 | Jensen Fred Steven Chief Compliance Officer |
2020-04-24 14:09:34 | 0 0 |
0 | Form 3 |
21 | Berg Jennifer s Treasurer |
2018-01-10 11:02:50 | 0 0 |
0 | Form 3 |
22 | CRONIN DANIEL P Director |
2019-08-27 13:43:15 | 0 0 |
0 | Form 4 |
23 | Kumar Nisha Director |
2019-01-09 12:10:23 | 0 0 |
0 | Form 3 |
24 | Boydston Laura Director of Sub-Adviser |
2020-01-10 11:34:10 | 0 0 |
0 | Form 3 |
25 | Johnson Terence Director of Subadviser |
2016-03-29 13:56:58 | 0 0 |
0 | Form 3 |
26 | Shaneyfelt Gwen L Director of Sub-Adviser |
2020-08-07 12:17:03 | 0 0 |
0 | Form 3 |
27 | JOHNSON JENNIFER M Director of Sub-Adviser |
2020-08-07 15:15:23 | 0 0 |
0 | Form 3 |
28 | Plafker Jed A. Director of Sub-Adviser |
2020-08-07 21:24:38 | 0 0 |
0 | Form 3 |
29 | Nicholls Matthew Director of Sub-Adviser |
2020-08-10 09:00:46 | 0 0 |
0 | Form 3 |
30 | Hoyt George P. Secretary and Ch Lgl Officer |
2020-08-19 17:59:45 | 0 0 |
0 | Form 3 |
31 | Eakes Brian Manager/Investment Manager |
2020-10-07 14:39:19 | 0 0 |
0 | Form 3 |
32 | Fergerson Laura F Manager/Investment Manager |
2020-10-09 11:04:28 | 0 0 |
0 | Form 3 |
33 | Dolgov Jasna General Counsel/Subadviser |
2023-01-13 11:53:33 | 0 0 |
0 | Form 3 |
34 | De Oliveira Marc Secretary/Chief Legal Officer |
2023-09-13 17:00:36 | 0 0 |
0 | Form 3 |
35 | McElroy Patrick Portfolio Manager |
2024-01-02 15:44:07 | 0 0 |
0 | Form 3 |
36 | Hinkle Matthew T. Manager/Inv Manager |
2024-01-03 20:39:13 | 0 0 |
0 | Form 3 |
37 | Tarallo Nicole Director to Subadviser |
2024-04-10 15:23:27 | 0 0 |
0 | Form 3 |
38 | PRUDENTIAL FINANCIAL INC PRUDENTIAL INSURANCE CO OF AMERICA 10% Owner |
2024-10-07 14:56:03 | 0 0 |
0 | Form 13G |
39 | Legg Mason Partners Fund Advisor LLC Manager of the Fund |
2012-06-25 20:37:22 | 0 0 |
0 | Form 3 |
40 | Dewhurst Ronald R Director of Subadviser |
2012-06-25 19:57:46 | 0 0 |
0 | Form 3 |
41 | Nachtwey Peter Director of Subadviser |
2012-06-25 19:59:09 | 0 0 |
0 | Form 3 |
42 | Nattans Jeffrey Allen Director of the Subadviser |
2012-06-25 20:00:28 | 0 0 |
0 | Form 3 |
43 | SALACUSE JESWALD W Director |
2012-06-25 20:08:30 | 0 0 |
0 | Form 3 |
44 | ROETT RIORDAN Director |
2012-06-25 20:09:34 | 0 0 |
0 | Form 3 |
45 | HUTCHINSON WILLIAM R Director |
2012-06-25 20:10:45 | 0 0 |
0 | Form 3 |
46 | CUCCHI PAOLO M Director |
2012-06-25 20:12:44 | 0 0 |
0 | Form 3 |
47 | Laskaj Albert Assistant Treasurer |
2012-06-25 20:27:53 | 0 0 |
0 | Form 3 |
48 | FRANK STEVEN Treasurer |
2012-06-25 20:30:01 | 0 0 |
0 | Form 3 |
49 | MANDIA THOMAS C Assistant Secretary |
2012-06-25 20:31:12 | 0 0 |
0 | Form 3 |
50 | Becker Ted P Chief Compliance Officer |
2012-06-25 20:32:13 | 0 0 |
0 | Form 3 |
51 | FRENKEL ROBERT I CLO and Secretary |
2012-06-25 20:33:06 | 0 0 |
0 | Form 3 |
52 | Sennett Richard Principal Financial Officer |
2012-06-25 20:34:04 | 0 0 |
0 | Form 3 |
53 | Kelly Jeanne Senior VP |
2012-06-25 20:35:07 | 0 0 |
0 | Form 3 |
54 | Cashman Frances Director of Subadviser |
2017-06-02 12:50:40 | 0 0 |
0 | Form 3 |
55 | List Cynthia CFO of Subadviser |
2012-06-25 20:48:54 | 0 0 |
0 | Form 3 |
56 | Murphy Terrence Dir, Pres of Subadviser |
2012-06-25 19:55:05 | 0 0 |
0 | Form 3 |
57 | LEGG MASON INC. Parent of Mgr and Subadviser |
2012-06-26 11:57:52 | 0 0 |
0 | Form 3 |
58 | GELB LESLIE H Director |
2012-06-27 18:13:07 | 0 0 |
0 | Form 3 |
59 | Fuller Kenneth CEO, Pres. & Chairman |
2013-06-05 15:22:50 | 0 0 |
0 | Form 3 |
60 | Glasser Scott Co-Chief Inv. Officer Sub Adv. |
2014-09-23 16:31:27 | 0 0 |
0 | Form 3 |
61 | Olmert Amy Manager of Investment Manager |
2014-09-23 17:35:26 | 0 0 |
0 | Form 3 |
62 | Clearbridge Investments LLC Subadviser of Fund |
2014-10-09 16:44:18 | 0 0 |
0 | Form 3 |
63 | Trust Jane SVP of the Manager |
2015-04-24 19:06:42 | 0 0 |
0 | Form 3 |
64 | MANNING BARBARA BROOKE MgrDir.,Gen.Coun.&CCO of SubAd |
2012-06-25 19:56:27 | 0 0 |
0 | Form 3 |
65 | Kenney John Director of Subadviser |
2016-03-29 14:00:43 | 0 0 |
0 | Form 3 |
66 | Eede Justin Director of Subadviser |
2016-03-29 14:02:57 | 0 0 |
0 | Form 3 |
67 | Kuehl Todd F Chief Compliance Officer |
2017-05-16 10:02:27 | 0 0 |
0 | Form 3 |