Insider Holders & Insider Ownership - CION Investment Corp (CION)

List of insiders holdings for CION Investment Corp:
  1. Shares directly owned by the insider.
  2. Shares indirectly owned by the insider.
  3. Total shares owned by the insider (sum of shares directly and indirectly owned).
  4. Total market value if available.
  5. Shares are not adjusted for stock split.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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# Insider Holder Name Report
Date Time
Shares Owned
Directly
Indirectly
Total
Shares Owned
Filing
1 BRESNER GREGG A.
President & CIO
2025-04-02 13:40:07 64,599
63,599
128,198 Form 4
2 ICON Investment Group LLC
10% Owner
2013-01-14 16:58:14 111,222
0
111,222 Form 13G
3 Hardwood Partners LLC
10% Owner
2013-01-11 15:41:07 94,444
0
94,444 Form 13G
4 Franz Keith S
CFO & Treasurer
2023-06-05 09:52:31 71,612
0
71,612 Form 4
5 Apollo Principal Holdings III GP Ltd
Apollo Principal Holdings III L.P.
10% Owner
2023-02-13 18:53:13 60,249
0
60,249 Form 13G
6 Reisner Michael A
Co-Chairman & Co-CEO
2025-03-31 12:00:21 45,487
0
45,487 Form 4
7 Breakstone Robert A
Director
2025-03-25 14:33:00 0
14,700
14,700 Form 4
8 ROMAN STEPHEN
CCO & Secretary
2025-03-18 15:40:36 11,809
0
11,809 Form 4
9 Pinero Eric A.
Chief Legal Officer
2025-03-18 15:34:53 9,127
0
9,127 Form 4
10 Hedin Earl
Director
2017-03-29 10:18:28 0
7,702
7,702 Form 3
11 Estrada Edward J.
Director
2021-11-24 10:43:30 3,695
0
3,695 Form 4
12 FINLAY PETER I.
Director
2025-03-19 14:08:50 0
2,550
2,550 Form 4
13 Schwartz Aron I
Director
2023-05-16 20:00:45 0
2,000
2,000 Form 4
14 Choi Catherine
Director
2023-05-23 20:00:10 2,000
0
2,000 Form 4
15 Arestia Charlie
See Remarks
2024-11-13 11:47:13 0
1,213
1,213 Form 4
16 Kress Joel S
Senior Managing Director
2012-07-02 17:03:53 0
111.11
111.11 Form 3
17 Gatto Mark
Co-Chairman & Co-CEO
2024-03-29 10:55:34 0
50
50 Form 4
18 Glatt Joseph D
Director
2017-12-05 09:52:34 0
0
0 Form 4
19 Giovani Harry
See Remarks
2017-03-03 17:47:09 0
0
0 Form 4
20 Florio James J
Director
2016-08-11 10:36:57 0
0
0 Form 4
21 VERLIZZO DAVID J
CCO and Secretary
2016-02-26 08:41:01 0
0
0 Form 4
22 Connor Sean
Managing Director
Director
2012-07-02 17:12:15 0
0
0 Form 3
23 Manley Michael R
General Counsel, CCO & Sec.
2012-07-02 17:06:05 0
0
0 Form 3